Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Endurance Capital Fund, L.P. See All Filings	D/A	2019-05-17 19:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526892 Filed Document 0001526892-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 19:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Layer1 Opportunity Fund, LP See All Filings	D/A	2019-05-17 19:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759235 Filed Document 0001759235-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 19:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alesia Value Fund LLC See All Filings	D/A	2019-05-17 19:08:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579220 Filed Document 0001579220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 19:08:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grownetics, Inc. See All Filings	D/A	2019-05-17 19:08:34 UTC
Amount To Be Raised $1,100,001 Associated Brokers / Dealers N/A CIK Number 0001699935 Filed Document 0001699935-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 19:08:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Free Public, SPC See All Filings	D	2019-05-17 19:01:35 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001716780 Filed Document 0001716780-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 19:01:35 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maui Greens, Inc. See All Filings	D	2019-05-17 19:01:02 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001776961 Filed Document 0001776961-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-17 19:01:02 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Grownetics, Inc. See All Filings	D/A	2019-05-17 18:54:40 UTC
Amount To Be Raised $1,100,001 Associated Brokers / Dealers N/A CIK Number 0001699935 Filed Document 0001699935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 18:54:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SixThirty Cyber Fund, LLC See All Filings	D/A	2019-05-17 18:29:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001684765 Filed Document 0001684765-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 18:29:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspired Healthcare Capital Fund LP See All Filings	D/A	2019-05-17 18:24:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Jason Ferneau, Matt Wilson, Bill LaPiana, Tim Sherer, Ryan Sherer, Ricky Biel, Elaine Zito, Ron Birnbaum, Mark Sitter, James Lamont, and Bo Wang CIK Number 0001706623 Filed Document 0001706623-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 18:24:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SROA Capital Fund VII, LP See All Filings	D	2019-05-17 18:09:06 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Park Hill Group LLC and Kelson Capital LLC CIK Number 0001776583 Filed Document 0001776583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 18:09:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Anchore, Inc. See All Filings	D	2019-05-17 17:59:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001661950 Filed Document 0001661950-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:59:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Asset Management Fund III, LP (Headlands Flagship Opportunity Fund Series I) See All Filings	D	2019-05-17 17:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776688 Filed Document 0001776688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Creative Capital Global, LP See All Filings	D	2019-05-17 17:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777110 Filed Document 0001777110-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:50:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SROA Capital Fund VII (ERISA), LP See All Filings	D/A	2019-05-17 17:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776495 Filed Document 0001776495-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BRC Partners Opportunity Fund, LP See All Filings	D/A	2019-05-17 17:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. Riley FBR, Inc. and B. Riley Wealth Management, Inc CIK Number 0001642765 Filed Document 0001642765-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Presentably, Inc. See All Filings	D	2019-05-17 17:31:52 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001777169 Filed Document 0001777169-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-05-17 17:31:52 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Option To Acquire
Holtdex Fund, LLC See All Filings	D/A	2019-05-17 17:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738744 Filed Document 0001738744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Cultivation Capital Life Sciences Fund II, LLC See All Filings	D/A	2019-05-17 17:29:52 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001688005 Filed Document 0001688005-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:29:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SOG VEP II LP, L.L.C. See All Filings	D	2019-05-17 17:22:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776559 Filed Document 0000919574-19-003774 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:22:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ATAI Life Sciences AG See All Filings	D	2019-05-17 17:22:33 UTC
Amount To Be Raised $42,752,200 Associated Brokers / Dealers N/A CIK Number 0001776242 Filed Document 0001776242-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:22:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Graphite One Inc. See All Filings	D/A	2019-05-17 17:21:04 UTC
Amount To Be Raised $2,920,000 Associated Brokers / Dealers N/A CIK Number 0001620742 Filed Document 0001567619-19-011574 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:21:04 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cusa Tea, Inc. See All Filings	D	2019-05-17 17:17:30 UTC
Amount To Be Raised $3,893,181 Associated Brokers / Dealers N/A CIK Number 0001777038 Filed Document 0001777038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:17:30 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TruMid Holdings LLC See All Filings	D	2019-05-17 17:15:55 UTC
Amount To Be Raised $62,222,133 Associated Brokers / Dealers N/A CIK Number 0001634665 Filed Document 0001634665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:15:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hustle Fund II, L.P. See All Filings	D	2019-05-17 17:06:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001775079 Filed Document 0001775079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:06:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COOLA LLC See All Filings	D	2019-05-17 17:03:22 UTC
Amount To Be Raised $74,127,192 Associated Brokers / Dealers N/A CIK Number 0001776802 Filed Document 0001776802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:03:22 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pearl Inc. See All Filings	D	2019-05-17 17:03:02 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001777166 Filed Document 0001777166-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 17:03:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NJOY HOLDINGS, INC. See All Filings	D	2019-05-17 16:53:44 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001699567 Filed Document 0001699567-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:53:44 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LAURENT PHARMACEUTICALS INC. See All Filings	D/A	2019-05-17 16:44:03 UTC
Amount To Be Raised $1,177,724 Associated Brokers / Dealers N/A CIK Number 0001752986 Filed Document 0000899797-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:44:03 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Roundhill Financial Inc. See All Filings	D	2019-05-17 16:43:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001760054 Filed Document 0001760054-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:43:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neutrino8, Inc. See All Filings	D	2019-05-17 16:42:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001752012 Filed Document 0001446933-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:42:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ATAI Life Sciences AG See All Filings	D	2019-05-17 16:40:12 UTC
Amount To Be Raised $23,441,970 Associated Brokers / Dealers N/A CIK Number 0001776242 Filed Document 0001776242-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:40:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
clypd, inc. See All Filings	D	2019-05-17 16:34:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001571349 Filed Document 0001571349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:34:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Proem Investments Offshore LP See All Filings	D/A	2019-05-17 16:32:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766792 Filed Document 0001766792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:32:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Proem Investments Onshore LP See All Filings	D/A	2019-05-17 16:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762521 Filed Document 0001762521-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
GMO Alternative Allocation SPC Ltd. See All Filings	D	2019-05-17 16:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641745 Filed Document 0001641745-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:07:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnLume Inc. See All Filings	D	2019-05-17 16:06:12 UTC
Amount To Be Raised $749,093 Associated Brokers / Dealers N/A CIK Number 0001776702 Filed Document 0001776702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:06:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
View The Space, Inc. See All Filings	D	2019-05-17 16:03:22 UTC
Amount To Be Raised $89,999,970 Associated Brokers / Dealers N/A CIK Number 0001648982 Filed Document 0000905718-19-000472 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:03:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak Cadence Feeder Fund III LP See All Filings	D	2019-05-17 16:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777022 Filed Document 0001777022-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoom Telephonics, Inc. See All Filings	D	2019-05-17 16:01:37 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001467761 Filed Document 0001654954-19-006263 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:01:37 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fintop Fund II QP, LP See All Filings	D	2019-05-17 16:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773172 Filed Document 0000905718-19-000470 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonepeak Cadence (Co-Bidding) Holdings LP See All Filings	D	2019-05-17 15:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777030 Filed Document 0001777030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:56:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momentum Dynamics Corp See All Filings	D	2019-05-17 15:55:32 UTC
Amount To Be Raised $7,080,000 Associated Brokers / Dealers General Wellington Capital, LLC and Palladium Capital Advisors, LLC CIK Number 0001514752 Filed Document 0000897069-19-000268 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:55:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ClickSWITCH Holdings Inc. See All Filings	D	2019-05-17 15:55:19 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001692955 Filed Document 0001692955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:55:19 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VIPW, LLC See All Filings	D	2019-05-17 15:55:10 UTC
Amount To Be Raised $7,906,250 Associated Brokers / Dealers N/A CIK Number 0001753595 Filed Document 0001753595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:55:10 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Dynamics Corp See All Filings	D	2019-05-17 15:51:36 UTC
Amount To Be Raised $1,934,100 Associated Brokers / Dealers General Wellington Capital, LLC and Palladium Capital Advisors, LLC CIK Number 0001514752 Filed Document 0000897069-19-000267 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:51:36 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Fairlawn Capital 2019 Fund, LLC See All Filings	D	2019-05-17 15:47:49 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001777102 Filed Document 0001777102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:47:49 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Riverbend Oil & Gas VI-B, L.L.C. See All Filings	D	2019-05-17 15:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776908 Filed Document 0001776908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:45:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLARION LION PROPERTIES FUND, LP See All Filings	D/A	2019-05-17 15:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities LLC CIK Number 0001129758 Filed Document 0001129758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SE ROSEMONT HOTEL INVESTORS, LLC See All Filings	D	2019-05-17 15:44:04 UTC
Amount To Be Raised $6,679,000 Associated Brokers / Dealers N/A CIK Number 0001776506 Filed Document 0001776506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:44:04 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Debt Recovery Participation Fund LLC See All Filings	D/A	2019-05-17 15:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001496253 Filed Document 0001496253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund