Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PVM Halter, LLC See All Filings	D	2019-05-28 13:32:42 UTC
Amount To Be Raised $1,255,000 Associated Brokers / Dealers N/A CIK Number 0001773455 Filed Document 0001773455-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:32:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walk on the Moon See All Filings	D	2019-05-28 13:30:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001777121 Filed Document 0001144204-19-028385 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:30:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
COWEN INC. See All Filings	D	2019-05-28 13:29:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. CIK Number 0001466538 Filed Document 0000899140-19-000410 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:29:47 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Reshape Ventures Opportunity I LLC See All Filings	D	2019-05-28 13:27:37 UTC
Amount To Be Raised $1,030,750 Associated Brokers / Dealers N/A CIK Number 0001777761 Filed Document 0001777761-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:27:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pre-Funding Group, LLC See All Filings	D	2019-05-28 13:24:01 UTC
Amount To Be Raised $2,357,750 Associated Brokers / Dealers N/A CIK Number 0001631670 Filed Document 0001631670-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:24:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Soundstripe Inc. See All Filings	D	2019-05-28 13:21:34 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001777284 Filed Document 0001777284-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:21:34 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
NP HP INVESTOR, LLC See All Filings	D	2019-05-28 13:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777870 Filed Document 0001777870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:20:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Imvax, Inc. See All Filings	D	2019-05-28 13:16:46 UTC
Amount To Be Raised $25,072,980 Associated Brokers / Dealers N/A CIK Number 0001708970 Filed Document 0001708970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:16:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2019-05-28 13:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001777794-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:14:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HPS Mezzanine Private Investors Offshore 2019 II, L.P. See All Filings	D	2019-05-28 13:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001777247 Filed Document 0000950103-19-006808 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:14:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT III, LLC See All Filings	D	2019-05-28 13:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720701 Filed Document 0001777794-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:12:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS X, LLC See All Filings	D	2019-05-28 13:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777794 Filed Document 0001777794-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 13:11:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quiet Legacy A I LLC See All Filings	D	2019-05-28 12:55:06 UTC
Amount To Be Raised $816,326 Associated Brokers / Dealers N/A CIK Number 0001777763 Filed Document 0001777763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:55:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOS BETTER ONLINE SOLUTIONS LTD See All Filings	D	2019-05-28 12:53:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers RHK CAPITAL CIK Number 0001005516 Filed Document 0001213900-19-009631 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:53:19 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Spinnaker Realty Fund II, L.P. See All Filings	D	2019-05-28 12:44:11 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001777161 Filed Document 0001777161-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:44:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corporate Care Solutions, Inc. See All Filings	D	2019-05-28 12:41:01 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001742176 Filed Document 0001742176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:41:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Alrai Kitchen Opportunity LLC See All Filings	D	2019-05-28 12:37:56 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001777775 Filed Document 0001777775-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:37:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xiber, LLC See All Filings	D	2019-05-28 12:33:36 UTC
Amount To Be Raised $11,745,465 Associated Brokers / Dealers N/A CIK Number 0001777796 Filed Document 0001777796-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:33:36 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
African Development Partners III L.P. See All Filings	D	2019-05-28 12:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001777840 Filed Document 0001777840-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:33:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
ETF Portfolio Management, LLC See All Filings	D/A	2019-05-28 12:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775949 Filed Document 0001775949-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:27:12 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Healthcare Solutions Holdings Inc See All Filings	D	2019-05-28 12:25:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Self Offering CIK Number 0001755402 Filed Document 0001755402-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:25:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
DDJ Strategic Income Plus Fund, L.P. See All Filings	D/A	2019-05-28 12:20:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491013 Filed Document 0001491013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:20:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alrai Industrious Blocker, LLC See All Filings	D	2019-05-28 12:19:50 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001777774 Filed Document 0001777774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:19:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETF Portfolio Management, LLC See All Filings	D/A	2019-05-28 12:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775949 Filed Document 0001775949-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:15:53 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Invesco Cat Bond Fund, LP See All Filings	D/A	2019-05-28 12:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001672288 Filed Document 0001672288-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alrai Health Ventures I LLC See All Filings	D	2019-05-28 12:01:34 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001777773 Filed Document 0001777773-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 12:01:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAMF HEALTH, LLC See All Filings	D	2019-05-28 11:57:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001777544 Filed Document 0001777544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:57:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Solutions Holdings Inc See All Filings	D	2019-05-28 11:54:43 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Self Offering CIK Number 0001755402 Filed Document 0001755402-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:54:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
116th Scottsdale AZ, LLC See All Filings	D	2019-05-28 11:53:34 UTC
Amount To Be Raised $595,000 Associated Brokers / Dealers N/A CIK Number 0001777889 Filed Document 0001777889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:53:34 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Pacific Rock Partners, L.P. See All Filings	D/A	2019-05-28 11:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448291 Filed Document 0001448291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco International Growth Fund, LP See All Filings	D/A	2019-05-28 11:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001544117 Filed Document 0001761075-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:22:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Wave Technologies, Inc. See All Filings	D/A	2019-05-28 11:19:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001767928 Filed Document 0001767928-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:19:09 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZCA Rock Island, LP See All Filings	D	2019-05-28 11:07:14 UTC
Amount To Be Raised $27,475,000 Associated Brokers / Dealers N/A CIK Number 0001777731 Filed Document 0001777731-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:07:14 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Debt
Invesco Emerging Markets Innovators Fund, LP See All Filings	D/A	2019-05-28 11:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001709605 Filed Document 0001761075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Lake Iron Partners LLC See All Filings	D	2019-05-28 11:01:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777587 Filed Document 0001777587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 11:01:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Emerging Markets Equity Fund, LP See All Filings	D/A	2019-05-28 10:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001321877 Filed Document 0001321877-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:48:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWAVE ENERGY, INC. See All Filings	D	2019-05-28 10:41:46 UTC
Amount To Be Raised $10,007,497 Associated Brokers / Dealers N/A CIK Number 0001544294 Filed Document 0001544294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:41:46 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
View Ridge Capital International, Ltd. See All Filings	D/A	2019-05-28 10:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673480 Filed Document 0000935836-19-000321 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:39:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.H. Lane Partners Offshore Fund, Ltd. See All Filings	D/A	2019-05-28 10:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MIRIAM FREIER and OLD CITY SECURITIES LLC CIK Number 0001675778 Filed Document 0001013594-19-000387 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J.H. Lane Partners Fund, LP See All Filings	D/A	2019-05-28 10:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MIRIAM FREIER and OLD CITY SECURITIES LLC CIK Number 0001675777 Filed Document 0001013594-19-000386 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:34:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mach V Tax-Advantaged Opportunity Zone Fund I, LP See All Filings	D	2019-05-28 10:30:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001773744 Filed Document 0001773744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1107 PROPERTY MANAGEMENT, LLC See All Filings	D	2019-05-28 10:28:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001772613 Filed Document 0001772613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:28:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
DEEP IMAGING TECHNOLOGIES, INC. See All Filings	D	2019-05-28 10:15:56 UTC
Amount To Be Raised $3,516,710 Associated Brokers / Dealers N/A CIK Number 0001549058 Filed Document 0001549058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:15:56 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STRAYNE HOLDINGS, LLC See All Filings	D	2019-05-28 10:13:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001772629 Filed Document 0001772629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:13:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
553 Settlers Landing Road LLC See All Filings	D	2019-05-28 10:11:11 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001777571 Filed Document 0001777571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 10:11:11 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
At Peak Resources LLC See All Filings	D	2019-05-28 09:20:41 UTC
Amount To Be Raised $727,058 Associated Brokers / Dealers N/A CIK Number 0001777705 Filed Document 0001777705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-28 09:20:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Branch Technology, Inc. See All Filings	D	2019-05-28 09:06:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001669204 Filed Document 0001669204-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-28 09:06:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Humble & Fume Inc. See All Filings	D	2019-05-28 08:50:02 UTC
Amount To Be Raised $502,591 Associated Brokers / Dealers GMP Securities LP CIK Number 0001777896 Filed Document 0001062993-19-002414 Exclusions or Exemptions 506b Accepted Date 2019-05-28 08:50:02 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Governors Lane Onshore Fund LP See All Filings	D/A	2019-05-28 08:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643428 Filed Document 0000950142-19-001167 Exclusions or Exemptions 506b Accepted Date 2019-05-28 08:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Governors Lane Offshore Fund Ltd. See All Filings	D/A	2019-05-28 08:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643553 Filed Document 0000950142-19-001166 Exclusions or Exemptions 506b Accepted Date 2019-05-28 08:30:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity