Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prism Amber Fund, LP See All Filings	D/A	2019-06-03 19:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486375 Filed Document 0001486375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PR Fund II, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-06-03 19:14:46 UTC
Amount To Be Raised $294,000 Associated Brokers / Dealers N/A CIK Number 0001778707 Filed Document 0001778707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:14:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GH Fund I, a series of JakeG Capital, LP See All Filings	D	2019-06-03 19:03:46 UTC
Amount To Be Raised $240,500 Associated Brokers / Dealers N/A CIK Number 0001777881 Filed Document 0001777881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:03:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OV Fund I, a series of Biewald Syndicates, LP See All Filings	D	2019-06-03 18:55:53 UTC
Amount To Be Raised $143,000 Associated Brokers / Dealers N/A CIK Number 0001777871 Filed Document 0001777871-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:55:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HA Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-06-03 18:48:25 UTC
Amount To Be Raised $128,500 Associated Brokers / Dealers N/A CIK Number 0001777872 Filed Document 0001777872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimpleHealth Ventures Inc. See All Filings	D	2019-06-03 18:38:42 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001639667 Filed Document 0001639667-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:38:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SA Fund I, a series of Notation Capital Funds, LP See All Filings	D	2019-06-03 18:34:39 UTC
Amount To Be Raised $265,700 Associated Brokers / Dealers N/A CIK Number 0001777915 Filed Document 0001777915-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:34:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYT Fund I, a series of Brad Flora Investments, LP See All Filings	D	2019-06-03 18:25:58 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001777898 Filed Document 0001777898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:25:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMO Issuer LLC See All Filings	D/A	2019-06-03 18:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676210 Filed Document 0001676210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ADA Fund I, a series of New Stack Ventures, LP See All Filings	D	2019-06-03 18:09:56 UTC
Amount To Be Raised $166,000 Associated Brokers / Dealers N/A CIK Number 0001777942 Filed Document 0001777945-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutro Affordable Housing LLC See All Filings	D	2019-06-03 18:05:48 UTC
Amount To Be Raised $9,965,250 Associated Brokers / Dealers n/a CIK Number 0001775992 Filed Document 0001775992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:05:48 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Cervin Ventures III Co-Invest Fund I, L.P. See All Filings	D	2019-06-03 18:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778657 Filed Document 0001778657-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 18:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CM Fund I, a series of Unpopular VC, LP See All Filings	D	2019-06-03 17:59:23 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001777945 Filed Document 0001777945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:59:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GameIQ, Inc. See All Filings	D	2019-06-03 17:53:31 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001631343 Filed Document 0001631343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:53:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wings Capital Partners LLC See All Filings	D/A	2019-06-03 17:27:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710050 Filed Document 0001710050-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:27:17 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LivingLab, Inc. See All Filings	D	2019-06-03 17:23:10 UTC
Amount To Be Raised $3,184,320 Associated Brokers / Dealers N/A CIK Number 0001778619 Filed Document 0001778619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:23:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
TPEG New Orleans Hotel Investors LLC See All Filings	D	2019-06-03 17:22:32 UTC
Amount To Be Raised $15,507,581 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001773785 Filed Document 0001773785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:22:32 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Investors Associated, LLP See All Filings	D	2019-06-03 17:21:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714474 Filed Document 0001714474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:21:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EKA SOLUTIONS, INC. See All Filings	D	2019-06-03 17:17:29 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001648590 Filed Document 0000892712-19-000234 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:17:29 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
DANGEROUS MUSICAL, Ltd LIABILITY Co See All Filings	D	2019-06-03 17:10:39 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001777724 Filed Document 0001777724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:10:39 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
USL San Diego, LLC See All Filings	D	2019-06-03 17:10:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001778543 Filed Document 0001778543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:10:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Supernode Ventures I, L.P. See All Filings	D/A	2019-06-03 17:09:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001768243 Filed Document 0001768243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:09:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthSnap, Inc. See All Filings	D	2019-06-03 17:06:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001731399 Filed Document 0001777538-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:06:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TELEMUS DECORRELATION OPPORTUNITY FUND QP, LP See All Filings	D/A	2019-06-03 17:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671680 Filed Document 0000913849-19-000294 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KelSie Biotech Corp See All Filings	D	2019-06-03 17:00:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001778644 Filed Document 0001778644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 17:00:06 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RCP Turtle Creek MC, LLC See All Filings	D	2019-06-03 16:53:48 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001778618 Filed Document 0001778618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:53:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 18 See All Filings	D/A	2019-06-03 16:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, Lombard International Distribution Company, and Lion Street Financial, LLC CIK Number 0001242367 Filed Document 0001242367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivo Capital Fund IX, L.P. See All Filings	D/A	2019-06-03 16:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Funds Group, LLC, China Concept Consulting Ltd., Gold Eagle Enterprises Limited, and Goldman Sachs & Co. LLC CIK Number 0001750117 Filed Document 0001750117-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diffusion Pharmaceuticals Inc. See All Filings	D	2019-06-03 16:43:54 UTC
Amount To Be Raised $164,132 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001053691 Filed Document 0001437749-19-011280 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:43:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Choice Equities Fund, LP See All Filings	D	2019-06-03 16:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773349 Filed Document 0001773349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:39:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senior Housing Investment Partners I, LLC See All Filings	D	2019-06-03 16:26:14 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001778300 Filed Document 0001778300-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:26:14 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
S Capital Opportunity Fund L.P. See All Filings	D	2019-06-03 16:21:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001777488 Filed Document 0001777488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:21:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AYM AGGRESSIVE VALUE FUND L P See All Filings	D/A	2019-06-03 16:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374048 Filed Document 0001374048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:21:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beam Technologies Inc. See All Filings	D	2019-06-03 16:19:15 UTC
Amount To Be Raised $49,999,975 Associated Brokers / Dealers N/A CIK Number 0001710090 Filed Document 0001710090-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:19:15 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
North Peak Capital Partners, LP See All Filings	D/A	2019-06-03 16:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan David Glatt CIK Number 0001649083 Filed Document 0001649083-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:16:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MXY D, Inc. See All Filings	D	2019-06-03 16:16:03 UTC
Amount To Be Raised $35,609,000 Associated Brokers / Dealers Interward Asset Management Ltd. CIK Number 0001778207 Filed Document 0001778102-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orkila Growth Fund III, LP See All Filings	D	2019-06-03 16:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778624 Filed Document 0001778624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:15:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MXY Holdings, LLC See All Filings	D	2019-06-03 16:07:45 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001777369 Filed Document 0001778102-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:07:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dolphin Entertainment, Inc. See All Filings	D	2019-06-03 16:07:22 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001282224 Filed Document 0001553350-19-000617 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:07:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
North Peak Capital Fund II, Ltd. See All Filings	D/A	2019-06-03 16:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan David Glatt CIK Number 0001759826 Filed Document 0001759826-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:04:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Bridge Brewing Company, LLC See All Filings	D	2019-06-03 16:03:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001778612 Filed Document 0001778612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:03:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Alignment Capital Partners LP See All Filings	D/A	2019-06-03 16:00:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744848 Filed Document 0001744848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 16:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MXY Holdings, LLC See All Filings	D	2019-06-03 15:59:32 UTC
Amount To Be Raised $35,934,000 Associated Brokers / Dealers N/A CIK Number 0001777369 Filed Document 0001778102-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:59:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACORE Credit IV SLP, LP See All Filings	D/A	2019-06-03 15:58:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739272 Filed Document 0001739272-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:58:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grey Value Opportunity Fund, LP See All Filings	D/A	2019-06-03 15:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707172 Filed Document 0001707172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GCM Fat Hunter Fund, L.P. See All Filings	D/A	2019-06-03 15:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735615 Filed Document 0001566114-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:55:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Peak Capital Partners II, LP See All Filings	D/A	2019-06-03 15:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alan David Glatt CIK Number 0001741954 Filed Document 0001741954-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACORE Credit IV, LP See All Filings	D/A	2019-06-03 15:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HODES WEILL SECURITIES, LLC CIK Number 0001723179 Filed Document 0001723179-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZACKS PANTHER FUND, LP See All Filings	D	2019-06-03 15:54:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615642 Filed Document 0001615642-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:54:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Wilmore Fund, L.P. See All Filings	D/A	2019-06-03 15:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503311 Filed Document 0001566114-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-06-03 15:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund