Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SingleOps, LLC See All Filings	D	2019-06-04 13:06:55 UTC
Amount To Be Raised $1,491,250 Associated Brokers / Dealers N/A CIK Number 0001707409 Filed Document 0001707409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 13:06:55 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Helium Systems, Inc. See All Filings	D	2019-06-04 13:03:36 UTC
Amount To Be Raised $72,800 Associated Brokers / Dealers N/A CIK Number 0001619966 Filed Document 0001619966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 13:03:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
StillMark LP See All Filings	D	2019-06-04 12:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774996 Filed Document 0001774996-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerrAscend Corp. See All Filings	D	2019-06-04 12:56:55 UTC
Amount To Be Raised $19,686,693 Associated Brokers / Dealers ASCENDANT ALTERNATIVE STRATEGIES, LLC, M. S. HOWELLS & CO., and FBN SECURITIES, INC. CIK Number 0001778129 Filed Document 0001062993-19-002510 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:56:55 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Doculife Global, Inc. See All Filings	D	2019-06-04 12:53:55 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001709377 Filed Document 0001446933-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:53:55 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nav Capital S1D LP See All Filings	D	2019-06-04 12:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777456 Filed Document 0001777455-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW OKLAHOMA SCOOP #12, LP See All Filings	D	2019-06-04 12:39:51 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001778737 Filed Document 0001778737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:39:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
INNOVEX CO-INVEST FUND, L.P. See All Filings	D	2019-06-04 12:38:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777512 Filed Document 0001777512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:38:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
flywheel exchange LLC See All Filings	D/A	2019-06-04 12:36:02 UTC
Amount To Be Raised $8,510,914 Associated Brokers / Dealers N/A CIK Number 0001713780 Filed Document 0001235802-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:36:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Mavuno, LLC/OH See All Filings	D	2019-06-04 12:32:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778698 Filed Document 0001765683-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:32:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Nav Capital S1C LP See All Filings	D	2019-06-04 12:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777455 Filed Document 0001777455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:28:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL CSS (Restricted) SPC, on behalf of & for the account of Enhanced Momentum Segregated Portfolio A See All Filings	D/A	2019-06-04 12:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001708221 Filed Document 0001708221-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:26:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cor Mundi Midtown Investors, LLC See All Filings	D	2019-06-04 12:23:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001778735 Filed Document 0001778735-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:23:45 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Washington Harbour Fantasy Sports, LLC See All Filings	D	2019-06-04 12:04:01 UTC
Amount To Be Raised $2,345,999 Associated Brokers / Dealers N/A CIK Number 0001778281 Filed Document 0001778281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:04:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VECTORMAX Corp See All Filings	D	2019-06-04 12:02:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-19-029658 Exclusions or Exemptions 506b Accepted Date 2019-06-04 12:02:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Arke Aeronautics LLC See All Filings	D	2019-06-04 11:57:38 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001778717 Filed Document 0001778717-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:57:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Elsewhere Partners I, LP See All Filings	D/A	2019-06-04 11:45:59 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Hollister Associates, LLC CIK Number 0001726611 Filed Document 0001726611-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:45:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watson Wireless LLC See All Filings	D	2019-06-04 11:43:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001778673 Filed Document 0000945836-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:43:19 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
HerdDogg, Inc. See All Filings	D	2019-06-04 11:40:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001745932 Filed Document 0001745932-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:40:37 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
HSP FDT LLC See All Filings	D	2019-06-04 11:27:02 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001778702 Filed Document 0001778702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Lumerit Education, LLC See All Filings	D	2019-06-04 11:25:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:25:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
High Court Holdings, LLC See All Filings	D/A	2019-06-04 11:20:16 UTC
Amount To Be Raised $12,491,241 Associated Brokers / Dealers N/A CIK Number 0001716952 Filed Document 0001716952-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:20:16 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Joy Drive OEM, LLC See All Filings	D	2019-06-04 11:18:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722960 Filed Document 0001722960-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:18:52 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lumerit Education, LLC See All Filings	D/A	2019-06-04 11:02:11 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 11:02:11 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HATCHIFY INC. See All Filings	D	2019-06-04 10:22:41 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001777020 Filed Document 0001777020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:22:41 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LaSalle China Logistics Venture LP See All Filings	D	2019-06-04 10:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778267 Filed Document 0001567619-19-012636 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:21:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D/A	2019-06-04 10:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:18:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Cartful Solutions, Inc. See All Filings	D	2019-06-04 10:13:31 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/a CIK Number 0001778150 Filed Document 0001778150-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 10:13:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Overseas Fund Ltd. See All Filings	D/A	2019-06-04 09:53:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609715 Filed Document 0000919574-19-003953 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:53:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Fund LP See All Filings	D/A	2019-06-04 09:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609507 Filed Document 0000919574-19-003952 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Les Bordes, LP See All Filings	D	2019-06-04 09:41:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778647 Filed Document 0001778658-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:41:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Les Bordes Special Feeder, LP See All Filings	D	2019-06-04 09:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778658 Filed Document 0001778658-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:34:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Road WC Funding SPV, LP See All Filings	D	2019-06-04 09:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778184 Filed Document 0000945621-19-000208 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:34:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSAC ACQUISITION INC. See All Filings	D	2019-06-04 09:31:06 UTC
Amount To Be Raised $125,440,000 Associated Brokers / Dealers N/A CIK Number 0001778153 Filed Document 0000899797-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:31:06 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Point of Choice LLC See All Filings	D/A	2019-06-04 09:01:27 UTC
Amount To Be Raised $1,730,000 Associated Brokers / Dealers N/A CIK Number 0001641740 Filed Document 0001641740-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-04 09:01:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hip eCommerce, Inc. See All Filings	D	2019-06-04 08:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736010 Filed Document 0001736010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 08:50:01 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 183 See All Filings	D/A	2019-06-04 08:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, and M Financial Securities Marketing, Inc. CIK Number 0001724248 Filed Document 0001724248-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 08:38:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 156 See All Filings	D/A	2019-06-04 08:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Holdings Securities, Inc., M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., M Holdings Securities, Inc, M Financial Securities Marketing, Inc., and Lion Street Financial, LLC CIK Number 0001685675 Filed Document 0001685675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-04 08:28:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patamar Fund II, LP See All Filings	D	2019-06-03 20:55:31 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001777971 Filed Document 0001777971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Onconova Therapeutics, Inc. See All Filings	D	2019-06-03 20:38:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001130598 Filed Document 0001104659-19-033519 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:38:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DBE Loans LLC See All Filings	D	2019-06-03 20:29:11 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001727347 Filed Document 0001727347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:29:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ionic Brands Corp See All Filings	D	2019-06-03 20:14:31 UTC
Amount To Be Raised $816,762 Associated Brokers / Dealers N/A CIK Number 0001778091 Filed Document 0001183740-19-000123 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:14:31 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BPEA Cayman V, L.P. See All Filings	D	2019-06-03 20:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778531 Filed Document 0001778530-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REP Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-06-03 20:00:16 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001778708 Filed Document 0001778708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 20:00:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thoughts in Motion Corp See All Filings	D	2019-06-03 19:59:47 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001777690 Filed Document 0001777690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:59:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
TO Fund I, a series of DV Deals, LP See All Filings	D	2019-06-03 19:51:55 UTC
Amount To Be Raised $105,556 Associated Brokers / Dealers N/A CIK Number 0001778627 Filed Document 0001778627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPEA V, L.P. See All Filings	D	2019-06-03 19:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778530 Filed Document 0001778530-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SU Fund I, a series of World Changing Ventures Syndicate, LP See All Filings	D	2019-06-03 19:45:05 UTC
Amount To Be Raised $80,500 Associated Brokers / Dealers N/A CIK Number 0001778650 Filed Document 0001778650-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:45:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OS Fund I, a series of Abstract Ventures Special Opportunities, LP See All Filings	D	2019-06-03 19:37:10 UTC
Amount To Be Raised $114,005 Associated Brokers / Dealers N/A CIK Number 0001778652 Filed Document 0001778652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:37:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LevelTen Energy, Inc. See All Filings	D	2019-06-03 19:36:28 UTC
Amount To Be Raised $20,515,000 Associated Brokers / Dealers N/A CIK Number 0001695480 Filed Document 0001695480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-03 19:36:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity