Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Denver Hospitality Portfolio DST See All Filings	D/A	2019-06-24 13:05:48 UTC
Amount To Be Raised $28,440,106 Associated Brokers / Dealers INLAND SECURITIES CORPORATION, KEVIN MICHAEL SWEENEY, CONCORDE INVESTMENT SERVICES, LLC, SUSAN JANE GITT, CHRISTINA SUZANNE NIELSON, DEBORAH ANN STACKPOLE, MATTHEW J NIELSEN, EDWARD PIUS KASPERAVICH, David P Dahill, CURTIS JEROME SATHRE III, BRIAN COHEN GREENBERG, KIRK DUDLEY DOBSON, CHRISTOPHER ALAN RIEL, DEREK BRADLEY FERRIERA, LARRY KEITH MANUEL, DARREN WAYNE OGLESBY, MATTHEW TIMOTHY RUBIS, MICHAEL GREGORY STEINTHAL, and TOMAS JUHAN VELKEN CIK Number 0001777822 Filed Document 0001777822-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 13:05:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Sol de Janeiro Holdings, Inc. See All Filings	D	2019-06-24 13:01:41 UTC
Amount To Be Raised $14,575,639 Associated Brokers / Dealers N/A CIK Number 0001780455 Filed Document 0001231919-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-06-24 13:01:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WillMax Multi-Family Investors III, L.P. See All Filings	D	2019-06-24 12:51:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001780208 Filed Document 0001780529-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:51:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ochoco Three Limited Partnership See All Filings	D	2019-06-24 12:50:14 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001780433 Filed Document 0001780433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:50:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VIPW, LLC See All Filings	D	2019-06-24 12:48:23 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001753595 Filed Document 0001753595-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:48:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EMPIRICAL CAPITAL PARTNERS LP See All Filings	D/A	2019-06-24 12:43:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117101 Filed Document 0001117101-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:43:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProMetic Life Sciences Inc See All Filings	D	2019-06-24 12:40:05 UTC
Amount To Be Raised $37,140,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Raymond James Ltd. CIK Number 0001351172 Filed Document 0001351172-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:40:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Duo Reges LLC See All Filings	D	2019-06-24 12:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745189 Filed Document 0001745189-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:39:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Actera Partners III L.P. See All Filings	D	2019-06-24 12:32:23 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001780516 Filed Document 0001780516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:32:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ochoco Two Limited Partnership See All Filings	D	2019-06-24 12:28:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001780503 Filed Document 0001780503-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:28:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SILK ROAD MOVIE, LLC See All Filings	D	2019-06-24 12:24:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001778332 Filed Document 0001778332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:24:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CalBioGas Investors I LLC See All Filings	D	2019-06-24 12:20:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001780529 Filed Document 0001780529-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:20:48 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intrepid Solutions & Services Holdings, LLC See All Filings	D/A	2019-06-24 12:20:33 UTC
Amount To Be Raised $10,223,000 Associated Brokers / Dealers N/A CIK Number 0001780464 Filed Document 0001780464-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:20:33 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Goodfair, Inc. See All Filings	D	2019-06-24 12:16:59 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780394 Filed Document 0001780394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:16:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Gusto Global, LLC See All Filings	D	2019-06-24 12:14:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725023 Filed Document 0001725023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:14:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Argonautic Ventures Master SPC US Feeder Fund LLC See All Filings	D	2019-06-24 12:13:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768330 Filed Document 0001768330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:13:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USI Leipzig Ltd. See All Filings	D	2019-06-24 12:05:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Arundel (Securities) Inc CIK Number 0001780511 Filed Document 0001780511-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 12:05:55 UTC Type of Offering D Industry Investing Principal Place of Business Y7 Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
HH VENTURES, LLC See All Filings	D	2019-06-24 11:47:59 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001477118 Filed Document 0001477118-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:47:59 UTC Type of Offering D Industry Telecommunications Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
TNEMEC CO INC See All Filings	D	2019-06-24 11:36:14 UTC
Amount To Be Raised $4,997,421 Associated Brokers / Dealers N/A CIK Number 0000317835 Filed Document 0001567619-19-013849 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:36:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MARSH BROOK PLACE, LLC See All Filings	D	2019-06-24 11:35:05 UTC
Amount To Be Raised $6,694,075 Associated Brokers / Dealers NONE CIK Number 0001780512 Filed Document 0001780512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:35:05 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Canopy Lawn Care, Inc. See All Filings	D	2019-06-24 11:34:53 UTC
Amount To Be Raised $509,983 Associated Brokers / Dealers N/A CIK Number 0001619694 Filed Document 0001619694-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:34:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Intrepid Solutions & Services Holdings, LLC See All Filings	D	2019-06-24 11:26:12 UTC
Amount To Be Raised $10,223 Associated Brokers / Dealers N/A CIK Number 0001780464 Filed Document 0001780464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:26:12 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-BDS, LP See All Filings	D/A	2019-06-24 11:11:24 UTC
Amount To Be Raised $23,630,272 Associated Brokers / Dealers Bobby K Cowand, Ty Bauer, Richard Goodwin, Charles Huffington, Kenneth Harter, Michael Ihrie, Marc Seeherman, Azam Jaber, Leslie Calhoun, Troy Sutton, Curtis J Jones, Torry Scott, Rodger Sprouse, Eliot Rosenberg, Kathy Scanlon, Javier Larrea, Todd Gottel, Taher Gilani, Jennifer Lander, Zach Carey, Christopher Fess, Paul Nicolini, Stephen Sumner, George Hjorth, Charles Lanza, Neal Scott, Jill Goldman, and Lisa Allen CIK Number 0001765835 Filed Document 0001765835-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:11:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Canncure Investments Inc. See All Filings	D	2019-06-24 11:10:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001778297 Filed Document 0001062993-19-002712 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:10:37 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Type A Brands Inc. See All Filings	D	2019-06-24 11:08:01 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001780314 Filed Document 0001780314-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 11:08:01 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vascular Perfusion Solutions, Inc. See All Filings	D	2019-06-24 10:43:48 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001779735 Filed Document 0001779735-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:43:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Muve - Warminster, LLC See All Filings	D	2019-06-24 10:40:08 UTC
Amount To Be Raised $222,352 Associated Brokers / Dealers N/A CIK Number 0001780225 Filed Document 0001780225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:40:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Knopp Biosciences LLC See All Filings	D/A	2019-06-24 10:39:31 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-19-000923 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:39:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in FCG) L.P. See All Filings	D	2019-06-24 10:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780509 Filed Document 0001780509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:37:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Alpine Media Technology, LLC See All Filings	D	2019-06-24 10:31:29 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001711348 Filed Document 0001711348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:31:29 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Drone Racing League, Inc. See All Filings	D	2019-06-24 10:28:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001652001 Filed Document 0001652001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:28:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Funding III, LLC See All Filings	D	2019-06-24 10:21:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001780108 Filed Document 0001780108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:21:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
CommLife Ventures, LLC See All Filings	D	2019-06-24 10:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744908 Filed Document 0001213900-19-011299 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:13:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXIAL BIOTHERAPEUTICS, INC. See All Filings	D	2019-06-24 10:06:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691625 Filed Document 0001691625-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 10:06:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ExpressCells, Inc. See All Filings	D	2019-06-24 09:43:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001780502 Filed Document 0001780502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 09:43:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST FINANCIAL BANCORP /OH/ See All Filings	D	2019-06-24 09:37:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000708955 Filed Document 0000708955-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-06-24 09:37:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Whitecloud Technologies, LLC See All Filings	D/A	2019-06-24 09:24:26 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001765777 Filed Document 0001765777-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-06-24 09:24:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Sand Grove Opportunities Fund LP See All Filings	D/A	2019-06-24 08:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746121 Filed Document 0001677749-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-24 08:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sand Grove Opportunities Fund Ltd See All Filings	D/A	2019-06-24 08:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677749 Filed Document 0001677749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 08:18:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW Value Investors U.S., L.P. See All Filings	D/A	2019-06-24 08:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710269 Filed Document 0001710269-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-24 08:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Leaf Relief Holdings LLC See All Filings	D	2019-06-21 21:27:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001776946 Filed Document 0001776946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 21:27:47 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
HERBL, INC. See All Filings	D	2019-06-21 20:58:16 UTC
Amount To Be Raised $30,600,000 Associated Brokers / Dealers N/A CIK Number 0001778429 Filed Document 0001778429-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:58:16 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Driftwood Golf Club Development, Inc. See All Filings	D	2019-06-21 20:45:24 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001761586 Filed Document 0001761586-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:45:24 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SR GLDN SPV I, LLC See All Filings	D	2019-06-21 20:40:02 UTC
Amount To Be Raised $324,500 Associated Brokers / Dealers N/A CIK Number 0001780364 Filed Document 0001780364-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:40:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ten Oaks Friar Series B Investors, LLC See All Filings	D	2019-06-21 20:36:44 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001780411 Filed Document 0001780372-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:36:44 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Double Anchor Investors, LLC See All Filings	D	2019-06-21 20:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780456 Filed Document 0001780456-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:29:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Eco Digital Holdings, LLC See All Filings	D	2019-06-21 20:25:34 UTC
Amount To Be Raised $2,000,557 Associated Brokers / Dealers N/A CIK Number 0001780372 Filed Document 0001780372-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:25:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion AeroSpace See All Filings	D	2019-06-21 20:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751818 Filed Document 0001751818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:19:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCV Frontline Holdings, LLC See All Filings	D	2019-06-21 20:07:01 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001775675 Filed Document 0001775675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 20:07:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pretium Single-Family Rental Fund III F.1, LP See All Filings	D	2019-06-21 19:21:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Long Neck Services LLC CIK Number 0001779173 Filed Document 0001779173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-21 19:21:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund