Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TRIPCO LLC See All Filings	D	2019-06-27 11:09:04 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001780963 Filed Document 0001780963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 11:09:04 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Criteria Investment Partners International, Ltd. See All Filings	D/A	2019-06-27 11:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643691 Filed Document 0001013594-19-000424 Exclusions or Exemptions 506b Accepted Date 2019-06-27 11:06:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hg Saturn 1 Co-Invest L.P. See All Filings	D	2019-06-27 10:59:12 UTC
Amount To Be Raised $62,705,000 Associated Brokers / Dealers N/A CIK Number 0001779936 Filed Document 0001012975-19-000453 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:59:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Direct II-A, L.P. See All Filings	D	2019-06-27 10:55:04 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001778845 Filed Document 0001778845-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:55:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STWC. Holdings, Inc. See All Filings	D	2019-06-27 10:54:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400683 Filed Document 0001761088-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:54:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
iCapital Renaissance Strategies (RIEF), L.P. See All Filings	D	2019-06-27 10:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780916 Filed Document 0000897069-19-000323 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:52:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abbey Capital Multi Manager Fund Ltd See All Filings	D/A	2019-06-27 10:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, UBS Financial Services, Inc., Suntrust Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, Hightower Securities, LLC, Benjamin F. Edwards & Company, Inc., RBC Capital Markets, LLC, Summit Brokerage Services, Inc., LPL Financial LLC, and Spire Securities, LLC CIK Number 0001395520 Filed Document 0001395520-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Geekdom Fund III, LP See All Filings	D	2019-06-27 10:47:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001780969 Filed Document 0001780969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:47:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Radformation, Inc. See All Filings	D	2019-06-27 10:46:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001690280 Filed Document 0001776193-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:46:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CRITERIA INVESTMENT PARTNERS LLC See All Filings	D/A	2019-06-27 10:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459500 Filed Document 0001013594-19-000423 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Industry Ventures Direct II, L.P. See All Filings	D	2019-06-27 10:41:34 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001774861 Filed Document 0001774861-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:41:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ByHeart, Inc. See All Filings	D	2019-06-27 10:34:03 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001780950 Filed Document 0001437749-19-012865 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:34:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Whistle Sports, Inc. See All Filings	D/A	2019-06-27 10:33:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508456 Filed Document 0000897069-19-000322 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:33:51 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Protean Biodiagnostics Inc. See All Filings	D	2019-06-27 10:30:07 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001776193 Filed Document 0001776193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:30:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PARKERVISION INC See All Filings	D	2019-06-27 10:21:38 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:21:38 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC See All Filings	D/A	2019-06-27 10:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001212030 Filed Document 0001212030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monzo Bank Ltd See All Filings	D	2019-06-27 10:07:25 UTC
Amount To Be Raised $143,402,717 Associated Brokers / Dealers N/A CIK Number 0001780246 Filed Document 0001780246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:07:25 UTC Type of Offering D Industry Commercial Banking Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Ishana Capital Onshore Fund See All Filings	D/A	2019-06-27 10:06:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730943 Filed Document 0001730943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:06:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECE Redevelopment Co-Invest, L.P. See All Filings	D	2019-06-27 10:04:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779326 Filed Document 0001779326-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 10:04:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breakwater Credit Opportunities Fund II (Feeder) LP See All Filings	D/A	2019-06-27 09:59:22 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001735639 Filed Document 0001012975-19-000452 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:59:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breakwater Credit Opportunities Fund II LP See All Filings	D/A	2019-06-27 09:57:16 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001735638 Filed Document 0001012975-19-000451 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:57:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nipun Emerging Markets Alpha Offshore Fund, Ltd. See All Filings	D/A	2019-06-27 09:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677647 Filed Document 0001677647-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D/A	2019-06-27 09:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InvestEco Sustainable Food Fund III, L.P. See All Filings	D	2019-06-27 09:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776423 Filed Document 0001776423-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:46:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rennova Health, Inc. See All Filings	D	2019-06-27 09:25:26 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-19-009779 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:25:26 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Doddington Emerging Markets Fund, LLC See All Filings	D/A	2019-06-27 09:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524932 Filed Document 0001012975-19-000450 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Callodine Capital Fund, LP See All Filings	D/A	2019-06-27 09:07:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741616 Filed Document 0001741616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 09:07:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legion Real Estate LLC See All Filings	D	2019-06-27 08:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780855 Filed Document 0001780855-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 08:49:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VISTA EQUITY ENDEAVOR FUND II-A, L.P. See All Filings	D	2019-06-27 08:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778204 Filed Document 0001778204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 08:04:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VISTA EQUITY ENDEAVOR FUND II, L.P. See All Filings	D	2019-06-27 08:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778214 Filed Document 0001778214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-27 08:03:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Co-Investment Opportunity Fund 2019, L.L.C. See All Filings	D/A	2019-06-27 07:31:14 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001775099 Filed Document 0001775099-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-27 07:31:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund See All Filings	D/A	2019-06-27 06:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001552912 Filed Document 0000902664-19-002857 Exclusions or Exemptions 506b Accepted Date 2019-06-27 06:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4-T Holdings LLC See All Filings	D	2019-06-26 21:52:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001778697 Filed Document 0001778697-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 21:52:58 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Rentreever Inc. See All Filings	D	2019-06-26 21:36:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780929 Filed Document 0001780929-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 21:36:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
MeasureOne, Inc. See All Filings	D	2019-06-26 20:58:20 UTC
Amount To Be Raised $8,812,226 Associated Brokers / Dealers N/A CIK Number 0001643825 Filed Document 0001643825-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-26 20:58:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercury iFunds LLC - Mercury Sandalwood Fund See All Filings	D/A	2019-06-26 20:31:42 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001738009 Filed Document 0001213900-19-011558 Exclusions or Exemptions 506b Accepted Date 2019-06-26 20:31:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Garden Heights Apartments LLC See All Filings	D	2019-06-26 20:13:54 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001780782 Filed Document 0001780782-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 20:13:54 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PG Impact Investments I, L.P. See All Filings	D/A	2019-06-26 19:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710347 Filed Document 0001710347-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 19:23:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightyear Co-Investment IV LP See All Filings	D	2019-06-26 19:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC, Morgan Stanley Bank AG, and Morgan Stanley International PLC CIK Number 0001780913 Filed Document 0001780913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 19:07:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
735 Davis Senior LP See All Filings	D	2019-06-26 19:03:06 UTC
Amount To Be Raised $16,995,267 Associated Brokers / Dealers N/A CIK Number 0001780789 Filed Document 0001780789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 19:03:06 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Fund EQ-TQY, a series of Equidate Investments, LLC See All Filings	D/A	2019-06-26 18:51:41 UTC
Amount To Be Raised $1,489,097 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001763647 Filed Document 0001763646-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:51:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InvestCo Tabletop, LLC See All Filings	D	2019-06-26 18:39:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001780776 Filed Document 0001780776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:39:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-TRO, a series of Equidate Investments, LLC See All Filings	D/A	2019-06-26 18:37:46 UTC
Amount To Be Raised $302,418 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001763646 Filed Document 0001763646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:37:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMR Capital Co-Investment III, LP See All Filings	D/A	2019-06-26 18:29:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745121 Filed Document 0001745121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:29:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Demeter Capital Group II LP See All Filings	D/A	2019-06-26 18:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760709 Filed Document 0001760709-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saturn V Flagship Derivative Fund, LP See All Filings	D	2019-06-26 18:26:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780368 Filed Document 0001780368-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:26:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KANALY DIVERSIFIED FUND, LP See All Filings	D/A	2019-06-26 18:23:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600717 Filed Document 0000913849-19-000310 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:23:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sound Commerce Technologies, Inc. See All Filings	D	2019-06-26 18:17:27 UTC
Amount To Be Raised $6,500,026 Associated Brokers / Dealers N/A CIK Number 0001780793 Filed Document 0000898432-19-000935 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:17:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KANALY HEDGED EQUITY FUND, LP See All Filings	D/A	2019-06-26 18:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600718 Filed Document 0000913849-19-000308 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Return Logic, Inc. See All Filings	D	2019-06-26 18:10:26 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001667157 Filed Document 0001667157-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-26 18:10:26 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity