Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Golden Leaf Holdings Ltd See All Filings	D/A	2019-06-28 15:33:08 UTC
Amount To Be Raised $1,874,600 Associated Brokers / Dealers N/A CIK Number 0001709200 Filed Document 0001709200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:33:08 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
East Side Capital, L.P. See All Filings	D/A	2019-06-28 15:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Keith M. Rosenbloom and Stephen H. Hamrick CIK Number 0001314688 Filed Document 0000919574-19-004342 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bard Micro-Cap Value Fund, L.P. See All Filings	D	2019-06-28 15:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719078 Filed Document 0001719078-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:29:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Montauk TriGuard Fund VIII LP See All Filings	D	2019-06-28 15:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779636 Filed Document 0001779636-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:28:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Munera Inc. See All Filings	D	2019-06-28 15:11:24 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001781091 Filed Document 0001781091-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:11:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Midwest Energy Emissions Corp. See All Filings	D	2019-06-28 14:49:22 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0000728385 Filed Document 0000945836-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:49:22 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Hewes Fund, LP See All Filings	D/A	2019-06-28 14:47:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710686 Filed Document 0000919574-19-004340 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:47:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ultivue, Inc. See All Filings	D	2019-06-28 14:33:48 UTC
Amount To Be Raised $26,502,993 Associated Brokers / Dealers N/A CIK Number 0001651511 Filed Document 0001651511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:33:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Value Credit Fund, L.P. See All Filings	D	2019-06-28 14:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770338 Filed Document 0000950142-19-001458 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:31:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yellow Warbler, LP See All Filings	D/A	2019-06-28 14:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465946 Filed Document 0001465946-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visionary Venture Fund II, LP See All Filings	D	2019-06-28 14:28:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001779114 Filed Document 0001779114-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:28:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banneker (CORE) Investors, LLC See All Filings	D	2019-06-28 14:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781047 Filed Document 0000899140-19-000450 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:26:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crakn, LLC See All Filings	D	2019-06-28 14:25:04 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001705996 Filed Document 0000892251-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:25:04 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fluent Forever Inc. See All Filings	D	2019-06-28 14:24:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001739450 Filed Document 0001739450-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:24:32 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mac Ventures Fund I, LP See All Filings	D	2019-06-28 14:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780912 Filed Document 0001780912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:23:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kennedy Wilson Real Estate Fund VI, LP See All Filings	D/A	2019-06-28 14:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710800 Filed Document 0001730720-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:23:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulse Evolution Group, Inc. See All Filings	D	2019-06-28 14:22:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001484769 Filed Document 0001493152-19-009871 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:22:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Willet Fund, L.P. See All Filings	D/A	2019-06-28 14:17:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372259 Filed Document 0001372259-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:17:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kennedy Wilson Real Estate Fund VI - Parallel Q, LP See All Filings	D/A	2019-06-28 14:16:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730720 Filed Document 0001730720-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:16:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandpiper Fund, L.P. See All Filings	D/A	2019-06-28 14:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470429 Filed Document 0001470429-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 14:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund X (JP) (Cayman), LP See All Filings	D/A	2019-06-28 13:51:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746471 Filed Document 0001315863-19-000558 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund X (JP), LP See All Filings	D/A	2019-06-28 13:50:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746467 Filed Document 0001315863-19-000557 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VIII (PR) (Cayman), L.P. See All Filings	D/A	2019-06-28 13:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738215 Filed Document 0001315863-19-000556 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:49:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VIII (PR), L.P. See All Filings	D/A	2019-06-28 13:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738214 Filed Document 0001315863-19-000555 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Visionary Venture Fund II (QP), LP See All Filings	D	2019-06-28 13:47:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001778999 Filed Document 0001778999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:47:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Flower Media, Inc. See All Filings	D	2019-06-28 13:46:09 UTC
Amount To Be Raised $5,336,781 Associated Brokers / Dealers N/A CIK Number 0001690175 Filed Document 0001690175-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:46:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (E) (Cayman), L.P. See All Filings	D/A	2019-06-28 13:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735458 Filed Document 0001315863-19-000554 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:45:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (E), L.P. See All Filings	D/A	2019-06-28 13:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735357 Filed Document 0001315863-19-000553 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:44:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kalahari Brands, Inc. See All Filings	D	2019-06-28 13:42:11 UTC
Amount To Be Raised $2,774,374 Associated Brokers / Dealers N/A CIK Number 0001719535 Filed Document 0001719535-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:42:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roadrunner Fund, LP See All Filings	D/A	2019-06-28 13:41:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499046 Filed Document 0001499046-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:41:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (Non-US) II, L.P. See All Filings	D/A	2019-06-28 13:40:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771996 Filed Document 0001315863-19-000552 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:40:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Public Equity Global Industrials Fund (Offshore), L.P. See All Filings	D/A	2019-06-28 13:40:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001745327 Filed Document 0001780457-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:40:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (Non-US), L.P. See All Filings	D/A	2019-06-28 13:39:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669251 Filed Document 0001315863-19-000551 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:39:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Potomac Health Solutions, Inc. See All Filings	D	2019-06-28 13:38:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001623592 Filed Document 0001623592-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:38:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE) II, L.P. See All Filings	D/A	2019-06-28 13:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560984 Filed Document 0001315863-19-000550 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:37:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2019-06-28 13:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-19-000549 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:36:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND II, LTD. See All Filings	D/A	2019-06-28 13:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431698 Filed Document 0001315863-19-000548 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:34:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2019-06-28 13:32:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-19-000547 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:32:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT OVERAGE FUND IV-B, L.P. See All Filings	D	2019-06-28 13:30:59 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778689 Filed Document 0001778689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:30:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT OVERAGE FUND IV-A, L.P. See All Filings	D	2019-06-28 13:30:07 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778687 Filed Document 0001778687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:30:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III (Non-US), L.P. See All Filings	D/A	2019-06-28 13:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693260 Filed Document 0001315863-19-000546 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT FUND IV-B, L.P. See All Filings	D	2019-06-28 13:29:18 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778686 Filed Document 0001778686-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:29:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III (USTE), L.P. See All Filings	D/A	2019-06-28 13:28:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693259 Filed Document 0001315863-19-000545 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:28:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FLEXPOINT FUND IV-A, L.P. See All Filings	D	2019-06-28 13:28:11 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001778685 Filed Document 0001778685-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Capital Opportunity Fund III, L.P. See All Filings	D/A	2019-06-28 13:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693265 Filed Document 0001315863-19-000544 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:26:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LBA Logistics Value Fund VII, L.P. See All Filings	D	2019-06-28 13:25:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780800 Filed Document 0001780800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:25:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIR TREE CAPITAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2019-06-28 13:23:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431432 Filed Document 0001315863-19-000543 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:23:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mallard Fund, L.P. See All Filings	D/A	2019-06-28 13:23:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465938 Filed Document 0001465938-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:23:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ajax Therapeutics, Inc. See All Filings	D	2019-06-28 13:21:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001780490 Filed Document 0001231919-19-000035 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:21:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2019-06-28 13:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-19-000542 Exclusions or Exemptions 506b Accepted Date 2019-06-28 13:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity