Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ridgewood, LLC See All Filings	D	2019-06-28 18:01:17 UTC
Amount To Be Raised $12,275,000 Associated Brokers / Dealers N/A CIK Number 0001781126 Filed Document 0001781126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 18:01:17 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Passco Tribute DST See All Filings	D	2019-06-28 17:53:34 UTC
Amount To Be Raised $47,650,000 Associated Brokers / Dealers Passco Capital, Inc., Berthel Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Whitehall-Parker Securities, Inc., Centaurus Financial , Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, Titan Securities, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Triad Advisors LLC, Wealthforge Securities, LLC, and NexTrend Securities, Inc. CIK Number 0001781031 Filed Document 0001781031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:53:34 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Partners Continuation Fund (Cayman), L.P. See All Filings	D	2019-06-28 17:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780894 Filed Document 0001780745-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:38:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gravenstein Apartments, LP See All Filings	D	2019-06-28 17:37:35 UTC
Amount To Be Raised $7,339,478 Associated Brokers / Dealers N/A CIK Number 0001779454 Filed Document 0001779454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:37:35 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cryptocurrencies.Ai inc. See All Filings	D	2019-06-28 17:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780758 Filed Document 0001780758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:37:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Insight Partners Continuation Fund, L.P. See All Filings	D	2019-06-28 17:33:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780745 Filed Document 0001780745-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:33:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Triple M Management Company, LLC See All Filings	D	2019-06-28 17:30:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001591270 Filed Document 0001591270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:30:26 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Better Organics See All Filings	D/A	2019-06-28 17:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761193 Filed Document 0001761193-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:28:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ESTANCIA CAPITAL PARTNERS FUND II, L.P. See All Filings	D/A	2019-06-28 17:24:35 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001744821 Filed Document 0001744821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:24:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ESTANCIA CAPITAL PARTNERS FUND II-A, L.P. See All Filings	D/A	2019-06-28 17:23:04 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001744822 Filed Document 0001744822-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:23:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Real Estate Fund I-A, L.P. See All Filings	D/A	2019-06-28 17:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bain Capital Distributors, LLC CIK Number 0001742921 Filed Document 0001780457-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:16:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG Healthcare Partners, L.P. See All Filings	D/A	2019-06-28 17:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001737966 Filed Document 0001737966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 17:03:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG Partners VIII, L.P. See All Filings	D/A	2019-06-28 16:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001737967 Filed Document 0001737967-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2019-06-28 16:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:57:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEDGECAP PARTNERS L P See All Filings	D/A	2019-06-28 16:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000874511 Filed Document 0000874511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Compatio LLC See All Filings	D	2019-06-28 16:55:24 UTC
Amount To Be Raised $870,000 Associated Brokers / Dealers N/A CIK Number 0001780930 Filed Document 0001567619-19-014110 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:55:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Astor Place Fund I, L.P. See All Filings	D	2019-06-28 16:54:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781053 Filed Document 0001781053-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:54:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joshua Tree Capital, LP See All Filings	D/A	2019-06-28 16:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679563 Filed Document 0001679563-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sylebra Capital Partners (Onshore), Ltd. See All Filings	D/A	2019-06-28 16:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537700 Filed Document 0001537700-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kerney SPLS Fund, LP See All Filings	D	2019-06-28 16:46:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781093 Filed Document 0001781093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:46:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub KF8 LLC See All Filings	D	2019-06-28 16:43:54 UTC
Amount To Be Raised $416,665 Associated Brokers / Dealers N/A CIK Number 0001780282 Filed Document 0001780282-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:43:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QDE 18 LLC See All Filings	D	2019-06-28 16:41:31 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers QDE 18 LLC CIK Number 0001781102 Filed Document 0001781102-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:41:31 UTC Type of Offering D Industry Construction Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Sylebra Capital Partners (Offshore), Ltd. See All Filings	D/A	2019-06-28 16:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644944 Filed Document 0001644944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Inclusion Feeder Fund, L.P. See All Filings	D	2019-06-28 16:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GRV Securities LLC CIK Number 0001781065 Filed Document 0001781065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:33:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolent Health, Inc. See All Filings	D	2019-06-28 16:31:56 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001628908 Filed Document 0001628908-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:31:56 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Artemis Holdings, L.P. See All Filings	D	2019-06-28 16:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780928 Filed Document 0001209191-19-039484 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:30:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Good Grief Collective, PBC See All Filings	D	2019-06-28 16:27:39 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001781110 Filed Document 0001781110-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:27:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GCM Grosvenor Inclusion Fund, L.P. See All Filings	D	2019-06-28 16:26:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GRV Securities LLC CIK Number 0001780706 Filed Document 0001780706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:26:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Providence Public Offshore Ltd. See All Filings	D	2019-06-28 16:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781081 Filed Document 0000899140-19-000452 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:22:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
KLS SPECIAL SITUATIONS FUND B LP See All Filings	D/A	2019-06-28 16:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEX. BROWN, A DIVISION OF RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001746377 Filed Document 0001746360-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:22:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Providence Public L.P. See All Filings	D	2019-06-28 16:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781083 Filed Document 0000899140-19-000451 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:21:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus 17 RM Feeder Fund 3, Ltd. See All Filings	D	2019-06-28 16:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775477 Filed Document 0000905718-19-000571 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:12:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus 17 RM Feeder Fund, Ltd. See All Filings	D/A	2019-06-28 16:10:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701957 Filed Document 0000905718-19-000569 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:10:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Ventures II (No.1) SCSp See All Filings	D	2019-06-28 16:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781104 Filed Document 0001781104-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:10:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
SHINE Medical Technologies, Inc. See All Filings	D	2019-06-28 16:09:16 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001514300 Filed Document 0000897069-19-000327 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:09:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus 17 RM Fund, L.P. See All Filings	D/A	2019-06-28 16:08:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701931 Filed Document 0000905718-19-000567 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:08:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertex Ventures US Fund II, L.P. See All Filings	D/A	2019-06-28 16:08:31 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001736514 Filed Document 0001736514-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AOZF, LP See All Filings	D	2019-06-28 16:08:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780532 Filed Document 0001780532-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:08:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Global Residential Mortgage Opportunity Fund, L.P. See All Filings	D/A	2019-06-28 16:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525933 Filed Document 0000905718-19-000565 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATYPICAL VENTURES FUND I, L.P. See All Filings	D	2019-06-28 16:06:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781076 Filed Document 0001781076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:06:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLR Kathryn Investor, LLC See All Filings	D	2019-06-28 16:05:46 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001780982 Filed Document 0001780982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:05:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CGRMO USTE Feeder, Ltd. See All Filings	D	2019-06-28 16:05:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775476 Filed Document 0000905718-19-000563 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:05:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iron Triangle Offshore Fund LTD See All Filings	D	2019-06-28 16:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780400 Filed Document 0000905718-19-000561 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:02:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS SPECIAL SITUATIONS FUND A LP See All Filings	D/A	2019-06-28 16:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALEX. BROWN, A DIVISION OF RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001746360 Filed Document 0001746360-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Triangle Fund LP See All Filings	D	2019-06-28 16:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780399 Filed Document 0000905718-19-000559 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:00:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Opportunity GP Coinvest, L.P.- Series B See All Filings	D/A	2019-06-28 16:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749627 Filed Document 0001315863-19-000561 Exclusions or Exemptions 506b Accepted Date 2019-06-28 16:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Invictus Opportunity Offshore Feeder II, L.P. See All Filings	D/A	2019-06-28 15:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optimus Capital, Alpine Capital Advisors SpA, Trump Securities, LLC, and Wavecrest Securities LLC CIK Number 0001747839 Filed Document 0001315863-19-000560 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:54:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Fund, LLC See All Filings	D	2019-06-28 15:51:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001780983 Filed Document 0001780983-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:51:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Invictus Opportunity Fund II, L.P. See All Filings	D/A	2019-06-28 15:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trump Securities, LLC, SAF Financial Securities LLC, and South 40 Capital CIK Number 0001747841 Filed Document 0001315863-19-000559 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Flat Rock Capital Corp. See All Filings	D/A	2019-06-28 15:38:43 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001701724 Filed Document 0001213900-19-011753 Exclusions or Exemptions 506b Accepted Date 2019-06-28 15:38:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity