Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Breakaway Music Festival, LLC See All Filings	D	2019-07-08 13:25:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers n/a CIK Number 0001777989 Filed Document 0001777989-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:25:15 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PowerSpike, Inc. See All Filings	D	2019-07-08 13:19:48 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001781852 Filed Document 0001781852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:19:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aspireon Opportunities Fund, LP, Series 2: Closed-End Strategies See All Filings	D	2019-07-08 13:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781648 Filed Document 0001781648-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:17:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Travera, LLC See All Filings	D/A	2019-07-08 13:14:37 UTC
Amount To Be Raised $7,850,000 Associated Brokers / Dealers N/A CIK Number 0001732756 Filed Document 0001732756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:14:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Procyrion, Inc. See All Filings	D	2019-07-08 13:13:49 UTC
Amount To Be Raised $29,999,996 Associated Brokers / Dealers N/A CIK Number 0001540695 Filed Document 0001540695-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:13:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AerBetic, Inc. See All Filings	D	2019-07-08 13:11:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781772 Filed Document 0001781772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:11:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
PLS INC. See All Filings	D	2019-07-08 13:08:39 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001631875 Filed Document 0001631875-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:08:39 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Keystone Real Estate Income Trust, LLC See All Filings	D	2019-07-08 13:04:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001781696 Filed Document 0001781696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 13:04:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raymond James Tax Credit Fund 45 L.L.C. See All Filings	D	2019-07-08 12:56:52 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc., William John Wagner, and Walter Vandy Tullos IV CIK Number 0001781447 Filed Document 0001781447-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:56:52 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
SBF Opportunities Fund, LP See All Filings	D/A	2019-07-08 12:56:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647554 Filed Document 0001711199-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:56:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SportGait, Inc. See All Filings	D/A	2019-07-08 12:55:22 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001722775 Filed Document 0001722775-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:55:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Housing Tax Credit Fund LXXXIX LP See All Filings	D	2019-07-08 12:50:09 UTC
Amount To Be Raised $14,026,700 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001781095 Filed Document 0001567619-19-014475 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspireon Opportunities Fund, LP, Series 1: Open-End Strategies See All Filings	D	2019-07-08 12:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781651 Filed Document 0001781651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gabriel, Roeder, Smith & Co Holdings, Inc. See All Filings	D	2019-07-08 12:42:39 UTC
Amount To Be Raised $98,833 Associated Brokers / Dealers N/A CIK Number 0001682362 Filed Document 0001682362-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:42:39 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Point Credit Non-US LP See All Filings	D/A	2019-07-08 12:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581107 Filed Document 0000945621-19-000238 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Point Credit US LP See All Filings	D/A	2019-07-08 12:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581108 Filed Document 0000945621-19-000237 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:31:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TIFF KEYSTONE FUND, L.P. See All Filings	D/A	2019-07-08 12:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440954 Filed Document 0001440954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluewater Investment Holdings, LLC See All Filings	D/A	2019-07-08 12:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711199 Filed Document 0001711199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCTC Holdings, Inc. See All Filings	D	2019-07-08 12:23:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001413488 Filed Document 0001079974-19-000350 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:23:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Slim Chickens Global, LLC See All Filings	D	2019-07-08 12:21:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001781786 Filed Document 0001781786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:21:20 UTC Type of Offering D Industry Restaurants Principal Place of Business ARKANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SUPIRB TECHNOLOGIES, LLC See All Filings	D/A	2019-07-08 12:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745537 Filed Document 0001745537-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:15:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
JV-57 Stars Co-Invest Fund I, L.P. See All Filings	D	2019-07-08 12:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781113 Filed Document 0001781113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:14:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MOTIVO, INC. See All Filings	D	2019-07-08 12:00:33 UTC
Amount To Be Raised $1,615,000 Associated Brokers / Dealers N/A CIK Number 0001703245 Filed Document 0001703245-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:00:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Orange Schermerhorn LLC See All Filings	D	2019-07-08 12:00:06 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001781583 Filed Document 0001781583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 12:00:06 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
OncoSenX, Inc. See All Filings	D	2019-07-08 11:57:36 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001780610 Filed Document 0001780610-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:57:36 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aregua Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:55:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001588221 Filed Document 0000919574-19-004480 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:55:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Peak Life Capital LP See All Filings	D	2019-07-08 11:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781295 Filed Document 0001781295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:52:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Brook Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:50:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001735213 Filed Document 0000919574-19-004478 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:50:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tise Peak Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:43:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001536913 Filed Document 0000919574-19-004476 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:43:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GREENVILLE APARTMENTS, LLC See All Filings	D	2019-07-08 11:43:23 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers N/A CIK Number 0001781369 Filed Document 0001781369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:43:23 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
InCite Investment Fund 1, LLC See All Filings	D	2019-07-08 11:43:23 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers N/A CIK Number 0001781576 Filed Document 0001567619-19-014470 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:43:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Absolute Return Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001703689 Filed Document 0000919574-19-004474 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NP Globe Co-Investment LP See All Filings	D	2019-07-08 11:21:16 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001781172 Filed Document 0001781172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numeero, Inc. See All Filings	D	2019-07-08 11:18:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001781719 Filed Document 0001781719-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:18:10 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRESTRIDGE DRIVE LLC See All Filings	D	2019-07-08 11:16:54 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001781815 Filed Document 0001781815-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:16:54 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Newt Software Technologies, LLC See All Filings	D	2019-07-08 11:15:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001781451 Filed Document 0001781451-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:15:24 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
DEMANDJUMP INC. See All Filings	D	2019-07-08 11:11:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001654217 Filed Document 0001654217-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:11:44 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Concord Dadeland Investors LLC See All Filings	D	2019-07-08 11:07:34 UTC
Amount To Be Raised $5,439,400 Associated Brokers / Dealers N/A CIK Number 0001781758 Filed Document 0001781758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:07:34 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TMI College Hill Portfolio II Investor LLC See All Filings	D	2019-07-08 11:04:45 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001781527 Filed Document 0000950138-19-000371 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:04:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Elbe Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 11:04:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001694658 Filed Document 0000919574-19-004472 Exclusions or Exemptions 506b Accepted Date 2019-07-08 11:04:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Insuretech Invest, LLC See All Filings	D	2019-07-08 10:58:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001780944 Filed Document 0001780944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:58:23 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Savile Row Life Settlements Fund V 2017-1, LLC See All Filings	D/A	2019-07-08 10:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710498 Filed Document 0001710498-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:57:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Magdalena Investors (Cayman), Ltd. See All Filings	D/A	2019-07-08 10:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001703596 Filed Document 0000919574-19-004470 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Super Sauces Inc. See All Filings	D	2019-07-08 10:44:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781700 Filed Document 0001781700-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:44:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sonny Ventures, LLC See All Filings	D	2019-07-08 10:41:58 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001777335 Filed Document 0001777335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:41:58 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
28 Garfield QOF LLC See All Filings	D	2019-07-08 10:37:04 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001781767 Filed Document 0001781767-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-07-08 10:37:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Management Investors (Bermuda), Ltd. See All Filings	D/A	2019-07-08 10:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc., and Citi Private Advisory, LLC CIK Number 0001456162 Filed Document 0000919574-19-004467 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:32:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2019-07-08 10:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001724485-19-000071 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:30:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEG Global Private Equity VIII Offshore Special L.P. See All Filings	D/A	2019-07-08 10:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763506 Filed Document 0001012975-19-000462 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ripple Music, Inc. See All Filings	D	2019-07-08 10:17:51 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001781482 Filed Document 0001781482-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-08 10:17:51 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity