Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BBCM Onshore Fund LP See All Filings	D/A	2019-07-31 16:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680220 Filed Document 0000905718-19-000647 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners Europe VI SCSp See All Filings	D/A	2019-07-31 16:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bank Julius Baer & Co. Ltd. and NH Investment & Securities Co., Ltd. CIK Number 0001771292 Filed Document 0001771292-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCAS PARTNERS, LP See All Filings	D	2019-07-31 16:14:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001783920 Filed Document 0001783920-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:14:56 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Ecosystem Investment Partners IV, L.P. See All Filings	D	2019-07-31 16:13:29 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001779710 Filed Document 0001779710-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:13:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AS Delibes Fund, LLC See All Filings	D/A	2019-07-31 16:12:12 UTC
Amount To Be Raised $1,161,915 Associated Brokers / Dealers N/A CIK Number 0001767638 Filed Document 0001767638-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:12:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HWC-Watermill LLC See All Filings	D	2019-07-31 16:07:46 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001783831 Filed Document 0001783831-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:07:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arba Credit Investors, L.P. See All Filings	D	2019-07-31 16:01:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001782593 Filed Document 0001782593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:01:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pure Gold Mining Inc. See All Filings	D	2019-07-31 16:01:11 UTC
Amount To Be Raised $7,811,353 Associated Brokers / Dealers Sprott Global Resource Investments Ltd., Sprott Capital Partners LP, and Velocity Trade Capital Ltd. CIK Number 0001783378 Filed Document 0000950142-19-001626 Exclusions or Exemptions 506b Accepted Date 2019-07-31 16:01:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Shoonya Digital, Inc. See All Filings	D/A	2019-07-31 15:53:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001777492 Filed Document 0001777492-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:53:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Castle LLC See All Filings	D	2019-07-31 15:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536898 Filed Document 0001536898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:51:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Preservation Fund IV, LLC See All Filings	D	2019-07-31 15:46:43 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001783830 Filed Document 0001783830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:46:43 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SANTIAGO RIDGECREST ESTATES, LLC See All Filings	D	2019-07-31 15:44:25 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers n/a CIK Number 0001783516 Filed Document 0001783516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:44:25 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mobile Money Americas Corp. See All Filings	D	2019-07-31 15:31:06 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers none CIK Number 0001632777 Filed Document 0001632777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:31:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LeaseABLE, Inc. See All Filings	D	2019-07-31 15:30:35 UTC
Amount To Be Raised $5,099,994 Associated Brokers / Dealers N/A CIK Number 0001738562 Filed Document 0001738562-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:30:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Healionics CORP See All Filings	D/A	2019-07-31 15:22:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001413969 Filed Document 0001413969-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:22:04 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Netherlands Propertunity TEI Investors LLC See All Filings	D	2019-07-31 15:11:50 UTC
Amount To Be Raised $29,397,707 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001783857 Filed Document 0001783857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:11:50 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Leroy Mezzanine, LLC See All Filings	D/A	2019-07-31 15:10:50 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers FDX Capital LLC CIK Number 0001715001 Filed Document 0001715001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1604 East Main Road LLC See All Filings	D	2019-07-31 15:08:33 UTC
Amount To Be Raised $6,245,000 Associated Brokers / Dealers N/A CIK Number 0001784207 Filed Document 0001784207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:08:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIZO PARTNERS, LP See All Filings	D/A	2019-07-31 15:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746650 Filed Document 0000919574-19-004824 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gron Ventures Fund I, LP See All Filings	D	2019-07-31 15:04:51 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001784041 Filed Document 0001144204-19-036858 Exclusions or Exemptions 506b Accepted Date 2019-07-31 15:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuel50 Inc. See All Filings	D	2019-07-31 14:47:18 UTC
Amount To Be Raised $10,735,575 Associated Brokers / Dealers N/A CIK Number 0001783763 Filed Document 0001783763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:47:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
View Point Medical, Inc. See All Filings	D	2019-07-31 14:47:12 UTC
Amount To Be Raised $12,659,036 Associated Brokers / Dealers N/A CIK Number 0001783986 Filed Document 0001783986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:47:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
16 QUIET BARS UPTOWN, Ltd LIABILITY Co See All Filings	D	2019-07-31 14:45:49 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001783745 Filed Document 0001783745-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:45:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Colorado Short Term Rental Fund I, LLC See All Filings	D	2019-07-31 14:43:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783839 Filed Document 0001783839-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:43:03 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ProdPerfect, Inc. See All Filings	D	2019-07-31 14:32:05 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001750025 Filed Document 0001750025-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:32:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
StackHawk, Inc. See All Filings	D	2019-07-31 14:29:59 UTC
Amount To Be Raised $2,124,998 Associated Brokers / Dealers N/A CIK Number 0001784226 Filed Document 0001784226-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:29:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CIFC Event Driven Opportunities Fund LP See All Filings	D	2019-07-31 14:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784081 Filed Document 0001784082-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:24:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Thunder Mining Corp. See All Filings	D	2019-07-31 14:24:06 UTC
Amount To Be Raised $189,571 Associated Brokers / Dealers N/A CIK Number 0001783772 Filed Document 0001783772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:24:06 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
8VC HighLight III SPV, L.P. See All Filings	D	2019-07-31 14:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783722 Filed Document 0001567619-19-015519 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:19:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORock Technologies, Inc. See All Filings	D/A	2019-07-31 14:17:27 UTC
Amount To Be Raised $22,000,002 Associated Brokers / Dealers N/A CIK Number 0001752430 Filed Document 0001752430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:17:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Opportunities Fund V, LLC See All Filings	D/A	2019-07-31 14:13:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001776743 Filed Document 0001776743-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:13:18 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CIFC Event Driven Opportunities (UST) Fund LP See All Filings	D	2019-07-31 14:12:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784082 Filed Document 0001784082-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:12:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HumazeMD, LLC See All Filings	D	2019-07-31 14:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783786 Filed Document 0001783786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:10:31 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Connect Dynamics, Inc. See All Filings	D	2019-07-31 14:10:30 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001743165 Filed Document 0001743165-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:10:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Networks of Wealth, INC See All Filings	D	2019-07-31 14:10:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001771191 Filed Document 0001771191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 14:10:20 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AMC Fund 15, LLC See All Filings	D	2019-07-31 13:59:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001784077 Filed Document 0001784077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:59:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Heronbridge Value Equity Fund See All Filings	D/A	2019-07-31 13:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554600 Filed Document 0001567619-19-015515 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:55:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGIM Real Estate U.S. Debt Fund, L.P. See All Filings	D/A	2019-07-31 13:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hana Financial Investment Co., LTD CIK Number 0001713971 Filed Document 0001713971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLANDS 850, LLC See All Filings	D	2019-07-31 13:52:45 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001784218 Filed Document 0001784218-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:52:45 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AuGC BioFund LP See All Filings	D/A	2019-07-31 13:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710437 Filed Document 0001710437-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flowr Corp See All Filings	D	2019-07-31 13:40:12 UTC
Amount To Be Raised $1,406,892 Associated Brokers / Dealers N/A CIK Number 0001752524 Filed Document 0001567619-19-015511 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:40:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Caddie Network, LLC See All Filings	D	2019-07-31 13:39:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001736690 Filed Document 0001736690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:39:56 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EXPLORIOUS Co See All Filings	D	2019-07-31 13:39:39 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001718558 Filed Document 0001718558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:39:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Salerno Pharmaceuticals, LP See All Filings	D	2019-07-31 13:38:54 UTC
Amount To Be Raised $1,831,692 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:38:54 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oceanwood European Financial Select Opportunities Fund, LP See All Filings	D/A	2019-07-31 13:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644067 Filed Document 0001777966-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC See All Filings	D	2019-07-31 13:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641219 Filed Document 0000899140-19-000493 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:16:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchid Health, Inc. See All Filings	D	2019-07-31 13:09:11 UTC
Amount To Be Raised $2,999,983 Associated Brokers / Dealers N/A CIK Number 0001783626 Filed Document 0001783626-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 13:09:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Westmount at Kessler Park Investors LP See All Filings	D	2019-07-31 12:49:42 UTC
Amount To Be Raised $7,808,678 Associated Brokers / Dealers N/A CIK Number 0001784167 Filed Document 0001162677-19-000051 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:49:42 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ReadCoor, Inc. See All Filings	D	2019-07-31 12:46:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670386 Filed Document 0001670386-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:46:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Vitus Animal Health, Inc. See All Filings	D	2019-07-31 12:45:43 UTC
Amount To Be Raised $7,987,339 Associated Brokers / Dealers N/A CIK Number 0001662224 Filed Document 0001662224-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-07-31 12:45:43 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity