Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
United STACK #6, LP See All Filings	D	2019-08-05 11:56:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001784469 Filed Document 0001784469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:56:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Presidio Health, Inc. See All Filings	D/A	2019-08-05 11:52:52 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001781349 Filed Document 0001781349-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:52:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Voya Credit Opportunities Fund See All Filings	D/A	2019-08-05 11:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650761 Filed Document 0001650761-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manulife Investment Management Total Return Bond Fund LP See All Filings	D/A	2019-08-05 11:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001544565 Filed Document 0001544565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD ASSET MANAGEMENT FUND I, LP See All Filings	D	2019-08-05 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783571 Filed Document 0001567619-19-015768 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flat Creek Capital II, LP See All Filings	D	2019-08-05 11:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784358 Filed Document 0001784358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:46:58 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIV TERRABELLA PARTNERS LLC See All Filings	D	2019-08-05 11:40:30 UTC
Amount To Be Raised $2,179,377 Associated Brokers / Dealers N/A CIK Number 0001784575 Filed Document 0001784575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:40:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ViceRoy Peabody LLC See All Filings	D	2019-08-05 11:39:56 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001784387 Filed Document 0001784387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:39:56 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUMITOMO CORP See All Filings	D/A	2019-08-05 11:35:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099282 Filed Document 0001099282-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:35:19 UTC Type of Offering D/A Industry Other Principal Place of Business JAPAN Revenue or Assets $Over $100,000,000 Type of Security Other
Perfleek, Inc. See All Filings	D	2019-08-05 11:34:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001784314 Filed Document 0001784314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:34:04 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VC23 Investors, LLC See All Filings	D	2019-08-05 11:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750092 Filed Document 0001750092-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:31:02 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Homemation LLC See All Filings	D	2019-08-05 11:24:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001712475 Filed Document 0001712475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:24:55 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Persivia Inc. See All Filings	D	2019-08-05 11:16:39 UTC
Amount To Be Raised $3,749,996 Associated Brokers / Dealers N/A CIK Number 0001652565 Filed Document 0001652565-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:16:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MG Clackamas, LLC See All Filings	D	2019-08-05 11:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784291 Filed Document 0001784291-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 11:08:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
TitletownTech Fund I, LP See All Filings	D	2019-08-05 10:54:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001784050 Filed Document 0000897069-19-000365 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:54:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Persivia Inc. See All Filings	D	2019-08-05 10:49:51 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001652565 Filed Document 0001652565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:49:51 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cubera IX LP See All Filings	D	2019-08-05 10:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784018 Filed Document 0001784018-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:37:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
LaPosta Pizza LLC See All Filings	D	2019-08-05 10:34:32 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001784255 Filed Document 0001784255-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:34:32 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Monarch Funding IV, LLC See All Filings	D	2019-08-05 10:30:31 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001783898 Filed Document 0001783898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:30:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Josephine Capital, LLC See All Filings	D/A	2019-08-05 10:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478491 Filed Document 0001478491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:12:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middle Hillsborough Storage Associates, LLC See All Filings	D	2019-08-05 10:08:03 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001784468 Filed Document 0001784468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:08:03 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pittsburgh Water Holdings, LLC See All Filings	D/A	2019-08-05 10:04:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001783607 Filed Document 0001783607-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-05 10:04:38 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
InReality, LLC See All Filings	D/A	2019-08-05 09:58:14 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001726853 Filed Document 0001726853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 09:58:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Backbone PLM, INC. See All Filings	D	2019-08-05 09:40:01 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001684580 Filed Document 0001684580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 09:40:01 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Marketplace Lending ABS Fund, LP See All Filings	D/A	2019-08-05 09:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712572 Filed Document 0001712572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 09:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arafura Resources Ltd See All Filings	D	2019-08-05 09:19:13 UTC
Amount To Be Raised $459,278 Associated Brokers / Dealers Mann Mann Jensen Partners LP and Mann Mann Jensen Partners LP CIK Number 0001725121 Filed Document 0001725121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 09:19:13 UTC Type of Offering D Industry Other Energy Principal Place of Business AUSTRALIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NHIT: HIGH YIELD FULL DISCRETION TRUST See All Filings	D/A	2019-08-05 09:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435675 Filed Document 0001435675-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-05 09:15:40 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
SELLERSFUNDING PORTFOLIO LLC See All Filings	D/A	2019-08-05 08:22:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001727975 Filed Document 0001727975-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 08:22:01 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
01VC Fund II, L.P. See All Filings	D/A	2019-08-05 07:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746009 Filed Document 0001746009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-05 07:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xendurance LLC See All Filings	D	2019-08-02 20:34:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001781537 Filed Document 0001781537-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 20:34:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NO Fund I, a series of DV Deals, LP See All Filings	D	2019-08-02 20:30:57 UTC
Amount To Be Raised $235,133 Associated Brokers / Dealers N/A CIK Number 0001784004 Filed Document 0001784004-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 20:30:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gallant Pet, Inc. See All Filings	D	2019-08-02 20:15:57 UTC
Amount To Be Raised $6,999,992 Associated Brokers / Dealers N/A CIK Number 0001784473 Filed Document 0001784473-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 20:15:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AA Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-08-02 20:08:45 UTC
Amount To Be Raised $87,501 Associated Brokers / Dealers N/A CIK Number 0001784076 Filed Document 0001784076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 20:08:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
241 MKE SPE LLC See All Filings	D	2019-08-02 19:55:22 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001784439 Filed Document 0001784439-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 19:55:22 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BL Fund I, a series of AngelList-Forefront Venture Partners-Funds, LP See All Filings	D	2019-08-02 19:54:45 UTC
Amount To Be Raised $510,893 Associated Brokers / Dealers N/A CIK Number 0001784005 Filed Document 0001784005-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 19:54:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medallia, Inc. See All Filings	D	2019-08-02 19:53:03 UTC
Amount To Be Raised $13,020,000 Associated Brokers / Dealers N/A CIK Number 0001540184 Filed Document 0001540184-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-02 19:53:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
AX Fund I, a series of Bee Partners SPV, LP See All Filings	D	2019-08-02 19:35:49 UTC
Amount To Be Raised $359,000 Associated Brokers / Dealers N/A CIK Number 0001784006 Filed Document 0001784006-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 19:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kairos Continuity 2, a series of Kairos Funds, LP See All Filings	D	2019-08-02 19:28:44 UTC
Amount To Be Raised $1,258,000 Associated Brokers / Dealers N/A CIK Number 0001784008 Filed Document 0001784008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 19:28:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GA Fund I, a series of Unpopular VC, LP See All Filings	D	2019-08-02 19:12:18 UTC
Amount To Be Raised $258,000 Associated Brokers / Dealers N/A CIK Number 0001784009 Filed Document 0001784009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 19:12:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreetShares, Inc. See All Filings	D/A	2019-08-02 18:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001607838 Filed Document 0001607838-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-02 18:52:14 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
INT Fund I, a series of Ault Krug Ventures, LP See All Filings	D	2019-08-02 18:41:42 UTC
Amount To Be Raised $534,000 Associated Brokers / Dealers N/A CIK Number 0001784032 Filed Document 0001784032-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 18:41:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DE Fund I, a series of RNN Syndicates, LP See All Filings	D	2019-08-02 18:32:18 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001784054 Filed Document 0001784054-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 18:32:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirkwood Capital, L.P. See All Filings	D/A	2019-08-02 18:19:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001261684 Filed Document 0001261684-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-02 18:19:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostial Corp See All Filings	D	2019-08-02 18:15:56 UTC
Amount To Be Raised $6,144,673 Associated Brokers / Dealers N/A CIK Number 0001784434 Filed Document 0001784434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 18:15:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCI Preferred Income Fund II, LLC See All Filings	D/A	2019-08-02 18:12:07 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Securities, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital, L.P., Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, Saxony Securitites, Inc., Chalice Capital Partners, LLC, Asset Preservation Group Inc., WestPark Capital, Inc., Lucia Securities, LLC, Arete Wealth Management, LLC, SWBC Investment Services, LLC, David A Noyes & Company, Crown Capital Securities, L.P., Legacy Wealth Management, LLC, SW Financial, Altus Wealth Group, LLC, Personal Wealth Management, LLC, Frontier Wealth Strategies Inc., Titus Financial, Inc., Vanderbilt Securities, LLC, Orthniel Financial Advisory Services, LLC, Lifemark Securities Corp., Crosspoint Financial, LLC, The Hughes Group Wealth Management Partners, LLC, Harbor Light Investment Advisors, LLC, Investment Planners, Inc., Koshinski Asset Management, Inc., Lyles Wealth Management, LLC, Arive Capital Markets, Green Vista Capital, LLC, Matrix Private Wealth Solutions, Inc., Barndollar Investment Advisory Services Incorporated, World Equity Group, Inc., and Willow Grove Advisors, LLC CIK Number 0001713236 Filed Document 0001713236-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-02 18:12:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Click Materials Corp. See All Filings	D	2019-08-02 18:03:33 UTC
Amount To Be Raised $99,999 Associated Brokers / Dealers N/A CIK Number 0001781007 Filed Document 0001534122-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-08-02 18:03:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RedBird Yogi LLC See All Filings	D	2019-08-02 17:46:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001784493 Filed Document 0001784493-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-02 17:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agility Multi-Asset Income Fund See All Filings	D/A	2019-08-02 17:45:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001499947 Filed Document 0000926877-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-02 17:45:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poseidon Capital Syndicate 3, LLC See All Filings	D	2019-08-02 17:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783043 Filed Document 0001783254-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-02 17:36:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratifyd, Inc. See All Filings	D	2019-08-02 17:34:28 UTC
Amount To Be Raised $225,781 Associated Brokers / Dealers N/A CIK Number 0001634594 Filed Document 0001634594-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-02 17:34:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt