|
|
D/A |
2019-08-14 08:27:03 UTC |
- Amount To Be Raised
- $23,971,364
- Associated Brokers / Dealers
- Inland Securities Corporation, Proequities, Inc., Investacorp, Inc., Capulent LLC, RCX Capital Group LLC, DFPG Investments, Inc., Mc Dermott Investment Services, LLC, Madison Avenue Securities, LLC, Concorde Investment Services, LLC, Sagepoint Financial, Inc., Parkland Securities, LLC, Aegis Capital Corporation, Investment Planners, Inc., Chalice Capital Partners, LLC, Primex Prime Electronic Execution Inc, Lincoln Financial Advisors, Securities America Inc., Commonwealth Financial Network, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., Emerson Equity LLC, Infinity Financial Services, Independent Financial Group, LLC, Invicta Capital LLC, WealthForge Securities LLC, and FSC Securities Corporation
- CIK Number
- 0001759531
- Filed Document
- 0001759531-19-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:27:03 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 08:25:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FRANK JAY GOLDMAN
- CIK Number
- 0001631075
- Filed Document
- 0001631075-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:25:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-14 08:22:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FRANK JAY GOLDMAN
- CIK Number
- 0001631074
- Filed Document
- 0001631074-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:22:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-14 08:21:34 UTC |
- Amount To Be Raised
- $138,158,359
- Associated Brokers / Dealers
- Primex Prime Electronic Execution Inc, Concorde Investment Services, LLC, DFPG Investments, Inc., Money Concepts Capital Corp., Questar Capital Corp., WealthForge Securities LLC, Capulent LLC, American Investors Co Lsy Dba, Woodbury Financial Services, Inc., Parkland Securities, LLC, Cambridge Investment Research, Sagepoint Financial, Inc., APW Capital Inc, Independent Financial Group, LLC, Royal Alliance Associates, Inc., Centaurus Financial, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Stonecrest Capital Markets, Inc, FSC Securities Corporation, Investacorp, Inc., Triad Advisors, Inc., Mc Dermott Investment Services, LLC, Sandlapper Securities, LLC, H D Vest Investment Securites Inc, Lincoln Financial Advisors, Westpark Capital Inc, Ameritas Investment Corp., Madison Avenue Securities, LLC, Muriel Siebert & Co., Inc, Tfs Securities, Inc., RCX Capital Group LLC, Crown Capital Securities L.P., Independence Capital Co, Inc., First Allied Securities Inc., Voya Financial Advisors, Galt Financial Group, Inc., Cetera Advisors, LLC, Securities America Inc., Western International Secs Inc, Moloney Securities Co, Lion Street Financial, LLC, Berthel Fisher & Co Financial Svcs, NPB Financial Group, LLC, Cetera Advisor Networks, LLC, Vanderbilt Securities, LLC, Saxony Securities, First Financial Equity Corp, Chalice Capital Partners, LLC, Callaway Financial Services Inc, Great Point Capital LLC, Cetera Financial Specialists LLC, Infinity Financial Services, Colorado Financial Service Corp, Lightpath Capital Inc., Cabot Lodge Securities LLC, Metropolitan Capital Investment Banc Inc, and Inland Securities Corporation
- CIK Number
- 0001757500
- Filed Document
- 0001757500-19-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:21:34 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 07:34:47 UTC |
- Amount To Be Raised
- $4,850,000
- Associated Brokers / Dealers
- Third Seven Capital LLC
- CIK Number
- 0001785388
- Filed Document
- 0001785388-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 07:34:47 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 21:27:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759640
- Filed Document
- 0001759640-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 21:27:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-13 21:16:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780025
- Filed Document
- 0001780025-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 21:16:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 20:58:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759639
- Filed Document
- 0001759639-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 20:58:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-13 20:55:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785404
- Filed Document
- 0001785404-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 20:55:06 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 20:02:00 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785253
- Filed Document
- 0001785253-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 20:02:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 19:59:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651629
- Filed Document
- 0001315863-19-000679
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:59:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 19:47:10 UTC |
- Amount To Be Raised
- $1,620,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785322
- Filed Document
- 0001785322-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:47:10 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 19:42:34 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765662
- Filed Document
- 0001765662-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:42:34 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 19:19:32 UTC |
- Amount To Be Raised
- $87,046
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784523
- Filed Document
- 0001784519-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:19:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 19:13:06 UTC |
- Amount To Be Raised
- $108,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784522
- Filed Document
- 0001784519-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:13:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 19:06:33 UTC |
- Amount To Be Raised
- $123,092
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784521
- Filed Document
- 0001784519-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:06:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-13 19:05:09 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775099
- Filed Document
- 0001775099-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:05:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 19:01:47 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785081
- Filed Document
- 0001785081-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 19:01:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 18:58:17 UTC |
- Amount To Be Raised
- $168,741
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784520
- Filed Document
- 0001784519-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 18:58:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 18:49:10 UTC |
- Amount To Be Raised
- $120,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784519
- Filed Document
- 0001784519-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 18:49:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-13 18:39:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458618
- Filed Document
- 0000935836-19-000439
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 18:39:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-13 18:36:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TORTOISE SECURITIES, LLC
- CIK Number
- 0001609584
- Filed Document
- 0000913849-19-000340
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 18:36:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 18:35:37 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785246
- Filed Document
- 0001785246-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 18:35:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-08-13 18:33:50 UTC |
- Amount To Be Raised
- $2,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001737583
- Filed Document
- 0001737583-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 18:33:50 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-13 18:32:50 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785362
- Filed Document
- 0001785362-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 18:32:50 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2019-08-13 17:59:28 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001783562
- Filed Document
- 0001783562-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:59:28 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-08-13 17:50:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652422
- Filed Document
- 0000935836-19-000438
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:50:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 17:45:12 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766266
- Filed Document
- 0001766266-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:45:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 17:39:44 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- Luke Howarth
- CIK Number
- 0001737583
- Filed Document
- 0001737583-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:39:44 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-13 17:27:29 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654472
- Filed Document
- 0001654472-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:27:29 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2019-08-13 17:26:13 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663403
- Filed Document
- 0001567619-19-016594
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:26:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-08-13 17:21:57 UTC |
- Amount To Be Raised
- $2,871,748
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663740
- Filed Document
- 0001663740-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:21:57 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 17:16:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749706
- Filed Document
- 0001782913-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:16:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 17:15:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749740
- Filed Document
- 0001782913-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:15:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 17:14:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749741
- Filed Document
- 0001782913-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:14:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 17:05:08 UTC |
- Amount To Be Raised
- $4,707,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785338
- Filed Document
- 0001785338-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:05:08 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 17:04:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782024
- Filed Document
- 0001012975-19-000560
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:04:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL 233
See All Filings
|
D |
2019-08-13 17:03:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc
- CIK Number
- 0001785314
- Filed Document
- 0001785314-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:03:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 17:01:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Compagnie Financiere Jacques Coeur
- CIK Number
- 0001782023
- Filed Document
- 0001012975-19-000559
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:01:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 17:01:19 UTC |
- Amount To Be Raised
- $10,875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785139
- Filed Document
- 0001785139-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:01:19 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-13 17:00:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, LLC
- CIK Number
- 0001541714
- Filed Document
- 0001603897-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 17:00:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-13 16:57:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, LLC
- CIK Number
- 0001603897
- Filed Document
- 0001603897-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:57:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 16:56:01 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785392
- Filed Document
- 0001171520-19-000267
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:56:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-13 16:55:13 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750479
- Filed Document
- 0001750479-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:55:13 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 16:53:55 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780173
- Filed Document
- 0001315863-19-000678
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:53:55 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 16:51:56 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780175
- Filed Document
- 0001315863-19-000677
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:51:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 16:35:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785122
- Filed Document
- 0001784157-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:35:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-13 16:30:44 UTC |
- Amount To Be Raised
- $780,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784954
- Filed Document
- 0001784963-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:30:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-13 16:29:28 UTC |
- Amount To Be Raised
- $145,690,000
- Associated Brokers / Dealers
- B. RILEY FBR, INC.
- CIK Number
- 0001522860
- Filed Document
- 0001522860-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:29:28 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-13 16:28:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784590
- Filed Document
- 0001784590-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-13 16:28:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|