|
|
D/A |
2019-08-14 12:12:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760137
- Filed Document
- 0001760137-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 12:12:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-14 12:10:03 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MICROVENTURE MARKETPLACE INC
- CIK Number
- 0001781959
- Filed Document
- 0001781959-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 12:10:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-14 12:05:47 UTC |
- Amount To Be Raised
- $1,750,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785270
- Filed Document
- 0000902664-19-003354
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 12:05:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 12:02:38 UTC |
- Amount To Be Raised
- $1,750,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785265
- Filed Document
- 0000902664-19-003352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 12:02:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 11:59:09 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MICROVENTURE MARKETPLACE INC
- CIK Number
- 0001781946
- Filed Document
- 0001781946-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:59:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-14 11:56:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785355
- Filed Document
- 0000919574-19-005312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:56:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 11:53:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STIFEL, NICOLAUS & COMPANY, INCORPORATED
- CIK Number
- 0001784239
- Filed Document
- 0001784239-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:53:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-14 11:52:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784566
- Filed Document
- 0000919574-19-005307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:52:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Oceanwood Investments SPC for & on behalf of Oceanwood European Financials Capital Structure Opportunities Segregated Portfolio II
See All Filings
|
D |
2019-08-14 11:43:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001784762
- Filed Document
- 0001315863-19-000681
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:43:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 11:38:14 UTC |
- Amount To Be Raised
- $4,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785434
- Filed Document
- 0001785434-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:38:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-08-14 11:37:49 UTC |
- Amount To Be Raised
- $3,024,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542422
- Filed Document
- 0001542422-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:37:49 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 11:35:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Optimus Capital LLP
- CIK Number
- 0001785076
- Filed Document
- 0001315863-19-000680
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:35:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 11:24:23 UTC |
- Amount To Be Raised
- $29,907,683
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629273
- Filed Document
- 0001567619-19-016769
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:24:23 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 11:14:55 UTC |
- Amount To Be Raised
- $18,144,000
- Associated Brokers / Dealers
- N/A (None)
- CIK Number
- 0001126623
- Filed Document
- 0001126623-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:14:55 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- SOUTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 11:14:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750311
- Filed Document
- 0001750311-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:14:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 11:01:51 UTC |
- Amount To Be Raised
- $7,535,394
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718799
- Filed Document
- 0001718799-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 11:01:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:50:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609547
- Filed Document
- 0001013594-19-000502
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:50:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:46:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682227
- Filed Document
- 0001013594-19-000501
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:46:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 10:42:45 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001785410
- Filed Document
- 0001785410-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:42:45 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:40:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479129
- Filed Document
- 0001013594-19-000500
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:40:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:38:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660210
- Filed Document
- 0001013594-19-000499
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:38:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 10:35:15 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715843
- Filed Document
- 0001715843-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:35:15 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:33:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749629
- Filed Document
- 0001749629-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:33:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-14 10:33:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749924
- Filed Document
- 0000919574-19-005273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:33:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:29:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356913
- Filed Document
- 0001013594-19-000498
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:29:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 10:28:12 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785145
- Filed Document
- 0001042167-19-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:28:12 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:27:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001393021
- Filed Document
- 0001013594-19-000497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:27:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:25:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750808
- Filed Document
- 0001013594-19-000496
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:25:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:22:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717917
- Filed Document
- 0001013594-19-000495
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:22:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:22:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Cresta Westhall LLP
- CIK Number
- 0001749616
- Filed Document
- 0000919574-19-005266
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:22:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 10:20:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Cresta Westhall LLP
- CIK Number
- 0001749617
- Filed Document
- 0000919574-19-005263
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:20:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 10:20:01 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725565
- Filed Document
- 0001725565-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:20:01 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 10:09:30 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697754
- Filed Document
- 0001697754-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:09:30 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-08-14 10:09:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785344
- Filed Document
- 0001785344-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:09:03 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 10:01:29 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697756
- Filed Document
- 0001697756-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 10:01:29 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-08-14 09:52:09 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782858
- Filed Document
- 0001782858-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:52:09 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 09:43:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001649566
- Filed Document
- 0001567619-19-016688
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:43:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 09:43:10 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592716
- Filed Document
- 0001592716-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:43:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-08-14 09:39:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001649583
- Filed Document
- 0001567619-19-016683
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:39:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 09:35:22 UTC |
- Amount To Be Raised
- $275,000,000
- Associated Brokers / Dealers
- Vik Goel, John D. Nguyen, Brian Pacen, Richard Jackman, Cambridge Investment Research, Inc., Jason Salmon, Brent Honea, Chris Vizzi, Tony Barouti, Dennis Haywood, and Chay Lapin
- CIK Number
- 0001773819
- Filed Document
- 0001773819-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:35:22 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 09:21:28 UTC |
- Amount To Be Raised
- $31,453,687
- Associated Brokers / Dealers
- Independent Financial Group, LLC, Adam Bryan, Stacey Morimoto, DFPG Investments, Inc., Griffin Capital Securities, LLC, Nate Kuhn, Jason Salmon, Betty Friant, Robert Meyer, Roger Frank, Ron Birnbaum, Eric Scaff, Jason Stone, Dan Raupp, Stacey Morimoto, Jeffrey Bangerter, Chay Lapin, Troy Thomas, Geoff Wolterstorff, and Eric Bicknese
- CIK Number
- 0001763670
- Filed Document
- 0001763670-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:21:28 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 09:07:56 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785407
- Filed Document
- 0001785407-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:07:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 09:06:04 UTC |
- Amount To Be Raised
- $32,662,643
- Associated Brokers / Dealers
- Griffin Capital Securities, LLC, Sonya Gotz, Daniel Rhett Jeppson, Don Hartmann, Vint Hartmann, Steve Haskell, Robert Horning, Chay Lapin, Scott Offerman, Independent Financial Group, LLC, Adam Bryan, Todd Kennedy, DFPG Investments, Richard Jackman, Gail Hilder, Robert McIsaac, Tye Winfield, Harmony Russo, Thomas MacDonnell, John Bishop, and Bryon Martinsen
- CIK Number
- 0001756603
- Filed Document
- 0001756603-19-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:06:04 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-08-14 09:05:34 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782809
- Filed Document
- 0001782809-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 09:05:34 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 08:50:16 UTC |
- Amount To Be Raised
- $67,591,872
- Associated Brokers / Dealers
- DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, Tfs Securities, Inc., Concorde Investment Services, LLC, Calton & Associates, Primex Prime Electronic Execution Inc, Investacorp, Inc., Securities America Inc., Triad Advisors, Inc., Lincoln Financial Advisors, H D Vest Investment Securities Inc, WealthForge Securities LLC, Crown Capital Securities L.P., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Cambridge Investment Research, Lincoln Financial Securities Corp, Whitehall-Parker Securities, Inc., Great Point Capital LLC, Commonwealth Financial Network, Royal Alliance Associates, Inc., First Allied Securities Inc., Summit Brokerage Services, Inc., Colorado Financial Service Corp, and Madison Avenue Securities, LLC
- CIK Number
- 0001777792
- Filed Document
- 0001777792-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:50:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 08:41:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713380
- Filed Document
- 0000902664-19-003345
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:41:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-14 08:38:05 UTC |
- Amount To Be Raised
- $89,946,980
- Associated Brokers / Dealers
- Capulent LLC, Concorde Investment Services, LLC, Commonwealth Financial Network, Cetera Advisors, LLC, Calton & Associates, Woodbury Financial Services, Inc., H D Vest Investment Securities Inc, Sagepoint Financial, Inc., Ameritas Investment Corp., 1st Global Capital Corporation, Stonecrest Capital Markets, Inc, Crown Capital Securities L.P., DFPG Investments, Inc., Lincoln Financial Advisors, Emerson Equity LLC, Investacorp, Inc., Mc Dermott Investment Services, LLC, Lincoln Financial Securities Corp, Nationwide Planning Associates, Inc, NPB Financial Group, LLC, Money Concepts Capital Corp., Cambridge Investment Research, Sigma Financial Corporation, Colorado Financial Service Corp, Royal Alliance Associates, Inc., United Planners' Financial Services, Triad Advisors, Inc., American Portfolios Financial Svcs, First Allied Securities Inc., K Capital LLC, Centaurus Financial, Inc., Summit Brokerage Services, Inc, Primex Prime Electronic Execution Inc, Invicta Capital LLC, Lightpath Capital Inc., The Strategic Financial Alliance, FSC Securities Corporation, Kovack Securities, Inc., Westpark Capital Inc, Winslow, Evans & Crocker, Cetera Financial Specialists LLC, and Berthel Fisher & Co Financial Svcs
- CIK Number
- 0001767656
- Filed Document
- 0001767656-19-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:38:05 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 08:31:38 UTC |
- Amount To Be Raised
- $26,663,786
- Associated Brokers / Dealers
- Concorde Investment Services, LLC, WealthForge Securities LLC, Ibn Financial Services, Inc., Westpark Capital Inc, DFPG Investments, Inc., United Planners' Financial Services, Arete Wealth Management, LLC., 1st Global Capital Corporation, Madison Avenue Securities, LLC, RCX Capital Group LLC, Centaurus Financial, Inc., Investacorp, Inc., H D Vest Investment Securities Inc, Mc Dermott Investment Services, LLC, Lightpath Capital Inc., Parkland Securities, LLC, Sigma Financial Corporation, Securities America Inc., Cabot Lodge Securities LLC, Independent Financial Group, LLC, and Primex Prime Electronic Execution Inc
- CIK Number
- 0001765796
- Filed Document
- 0001765796-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:31:38 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-08-14 08:28:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FRANK JAY GOLDMAN
- CIK Number
- 0001177589
- Filed Document
- 0001177589-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:28:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-08-14 08:27:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FRANK JAY GOLDMAN
- CIK Number
- 0001178079
- Filed Document
- 0001178079-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-08-14 08:27:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|