Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AI Software, LLC See All Filings	D	2019-08-21 09:02:11 UTC
Amount To Be Raised $13,183,932 Associated Brokers / Dealers N/A CIK Number 0001731842 Filed Document 0000950138-19-000466 Exclusions or Exemptions 506b Accepted Date 2019-08-21 09:02:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Neotx Holdings Ltd. See All Filings	D/A	2019-08-21 07:07:44 UTC
Amount To Be Raised $18,459,802 Associated Brokers / Dealers First Liberties Securities and Bradley Woods & Co. Ltd. CIK Number 0001659794 Filed Document 0001213900-19-016416 Exclusions or Exemptions 506b Accepted Date 2019-08-21 07:07:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Italian Real Estate Special Situations II SCS, SICAV RAIF See All Filings	D/A	2019-08-21 06:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750800 Filed Document 0000902664-19-003511 Exclusions or Exemptions 506b Accepted Date 2019-08-21 06:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argentiere Fund Ltd See All Filings	D/A	2019-08-21 06:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616911 Filed Document 0000902664-19-003510 Exclusions or Exemptions 506b Accepted Date 2019-08-21 06:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Ethanol & Power, LLC See All Filings	D	2019-08-20 21:55:03 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-20 21:55:03 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WiBotic Inc. See All Filings	D	2019-08-20 20:37:11 UTC
Amount To Be Raised $7,909,810 Associated Brokers / Dealers N/A CIK Number 0001644020 Filed Document 0001644020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 20:37:11 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
First Home Harmony, Inc. See All Filings	D	2019-08-20 20:28:39 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001786002 Filed Document 0001786002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 20:28:39 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
COR Community Investments, LLC See All Filings	D	2019-08-20 20:26:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001785687 Filed Document 0001785687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 20:26:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HempFusion, Inc. See All Filings	D	2019-08-20 20:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672324 Filed Document 0001672324-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-20 20:17:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lendistry CRA Loan Fund II, LLC See All Filings	D	2019-08-20 20:15:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785433 Filed Document 0001785433-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 20:15:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DeGirum Corp. See All Filings	D	2019-08-20 20:13:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001715444 Filed Document 0001715444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 20:13:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lendistry CRA Loan Fund I, LLC See All Filings	D	2019-08-20 20:04:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785441 Filed Document 0001785441-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 20:04:10 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Miami Brands, LLC See All Filings	D/A	2019-08-20 19:31:03 UTC
Amount To Be Raised $23,574,361 Associated Brokers / Dealers STORY3 Advisors LLC CIK Number 0001760193 Filed Document 0001760193-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 19:31:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stereotaxis, Inc. See All Filings	D	2019-08-20 19:27:17 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Cowen and Company LLC CIK Number 0001289340 Filed Document 0001235110-19-000020 Exclusions or Exemptions 506b Accepted Date 2019-08-20 19:27:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Tomales Bay Capital Anduril I, L.P. See All Filings	D/A	2019-08-20 19:09:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001782670 Filed Document 0001782670-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 19:09:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EPNY Ventures I LLC See All Filings	D	2019-08-20 18:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785910 Filed Document 0001785910-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 18:54:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Partners Fund VI, LP See All Filings	D	2019-08-20 18:54:15 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC and Old City Securities LLC CIK Number 0001785691 Filed Document 0001785691-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 18:54:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenbriar Apartment Homes. LLC See All Filings	D	2019-08-20 18:34:09 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001785834 Filed Document 0001785834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 18:34:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Seven Minute Life, Inc. See All Filings	D	2019-08-20 18:15:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001786038 Filed Document 0001786038-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 18:15:46 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Other
Midwest Energy Emissions Corp. See All Filings	D/A	2019-08-20 18:04:24 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Banyan Securities LLC CIK Number 0000728385 Filed Document 0000945836-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-08-20 18:04:24 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Barrco, Inc. See All Filings	D	2019-08-20 17:43:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001785685 Filed Document 0001785685-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:43:24 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Golden Snail, Inc. See All Filings	D	2019-08-20 17:35:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785867 Filed Document 0001785867-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:35:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Castle Creek Capital Partners VII, LP See All Filings	D/A	2019-08-20 17:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Triton Pacific Capital, LLC and Thomas Capital Group, Inc. CIK Number 0001746800 Filed Document 0001746800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drivably, Inc. See All Filings	D	2019-08-20 17:20:09 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001785970 Filed Document 0001785970-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:20:09 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
NeuroClear Technologies, Inc. See All Filings	D	2019-08-20 17:11:20 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001783807 Filed Document 0001185185-19-001177 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:11:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nomad Health, Inc. See All Filings	D	2019-08-20 17:09:00 UTC
Amount To Be Raised $20,368,988 Associated Brokers / Dealers N/A CIK Number 0001681152 Filed Document 0001681152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:09:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oncorus, Inc. See All Filings	D	2019-08-20 17:05:39 UTC
Amount To Be Raised $79,551,797 Associated Brokers / Dealers N/A CIK Number 0001671818 Filed Document 0001671818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:05:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2019-08-20 17:05:02 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001530766 Filed Document 0001185185-19-001176 Exclusions or Exemptions 506b Accepted Date 2019-08-20 17:05:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Stone Glacier, Inc. See All Filings	D	2019-08-20 16:54:01 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001719261 Filed Document 0001719261-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:54:01 UTC Type of Offering D Industry Retailing Principal Place of Business MONTANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Radvocate Inc. See All Filings	D	2019-08-20 16:53:24 UTC
Amount To Be Raised $3,630,019 Associated Brokers / Dealers N/A CIK Number 0001786063 Filed Document 0001786063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:53:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KAIRAL US FUND LP See All Filings	D	2019-08-20 16:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741713 Filed Document 0001567619-19-017355 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:42:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAIRAL CAYMAN FUND LTD. See All Filings	D	2019-08-20 16:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772460 Filed Document 0001567619-19-017353 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:40:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hampton Courts Holdings, LLC See All Filings	D	2019-08-20 16:38:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001786011 Filed Document 0001786011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:38:42 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
KAILASH CAYMAN FUND LTD. See All Filings	D	2019-08-20 16:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741661 Filed Document 0001567619-19-017351 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:37:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qardio, Inc. See All Filings	D	2019-08-20 16:37:19 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001560938 Filed Document 0001560938-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:37:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALL PRO MARKSHEFFEL, LLLP See All Filings	D	2019-08-20 16:33:43 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001785965 Filed Document 0001785965-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:33:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SP Capital LP See All Filings	D/A	2019-08-20 16:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624414 Filed Document 0001624414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dhandho India Zero Fee Fund Offshore Ltd See All Filings	D	2019-08-20 16:21:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715227 Filed Document 0001714941-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:21:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellevue Funding LLC See All Filings	D	2019-08-20 16:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786021 Filed Document 0001786021-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:21:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Flybridge Capital Partners III (SPV I), L.P. See All Filings	D	2019-08-20 16:20:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001785541 Filed Document 0001785541-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
First Star Venture Fund II LP See All Filings	D/A	2019-08-20 16:17:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001698928 Filed Document 0001698928-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:17:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BF Member LLC See All Filings	D	2019-08-20 16:17:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786022 Filed Document 0001786022-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:17:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Epica International, Inc. See All Filings	D	2019-08-20 16:15:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001627509 Filed Document 0001144204-19-040820 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:15:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 442 See All Filings	D	2019-08-20 16:14:41 UTC
Amount To Be Raised $1,253,302 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781268 Filed Document 0001781664-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:14:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 447 See All Filings	D	2019-08-20 16:14:00 UTC
Amount To Be Raised $1,388,606 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781664 Filed Document 0001781664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:14:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dhandho India Zero Fee Fund LP See All Filings	D	2019-08-20 16:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714941 Filed Document 0001714941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 16:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Alameda Equity Fund, LP See All Filings	D	2019-08-20 15:56:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765442 Filed Document 0001315863-19-000715 Exclusions or Exemptions 506b Accepted Date 2019-08-20 15:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ProSomnus Sleep Technologies, Inc. See All Filings	D	2019-08-20 15:55:06 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001785750 Filed Document 0001785750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 15:55:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Avi-on Labs, Inc. See All Filings	D/A	2019-08-20 15:45:14 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001650404 Filed Document 0001650404-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-20 15:45:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Measure 8 Ventures II, LP See All Filings	D/A	2019-08-20 15:41:23 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001781570 Filed Document 0001781570-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-20 15:41:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund