Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SineWave Ventures Fund II, L.P. See All Filings	D	2019-08-22 16:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deborah Lee CIK Number 0001785848 Filed Document 0001785848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:05:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SLA Eclipse Co-Invest, L.P. See All Filings	D	2019-08-22 16:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786088 Filed Document 0001786088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:05:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyndham Destinations, Inc. See All Filings	D	2019-08-22 16:02:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001361658 Filed Document 0001361658-19-000152 Exclusions or Exemptions 506b Accepted Date 2019-08-22 16:02:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TFS Debt Fund IV, LLC See All Filings	D	2019-08-22 16:00:42 UTC
Amount To Be Raised $4,157,895 Associated Brokers / Dealers N/A CIK Number 0001786249 Filed Document 0001786249-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-22 16:00:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
THERMALIN INC. See All Filings	D/A	2019-08-22 15:58:23 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers None CIK Number 0001715535 Filed Document 0001567619-19-017464 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:58:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AHL Cayman SPC, on behalf of & for the account of Class A Evolution Segregated Portfolio See All Filings	D/A	2019-08-22 15:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001576193 Filed Document 0001576193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:58:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics US Middle Market Credit Fund L (Luxembourg), SCSp See All Filings	D/A	2019-08-22 15:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001748498 Filed Document 0001748496-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Charleston Opportunity Zone Fund, LLC See All Filings	D	2019-08-22 15:56:53 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001785359 Filed Document 0001785359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:56:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Unna LLC See All Filings	D/A	2019-08-22 15:52:29 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001730622 Filed Document 0001730622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:52:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Pucara Resources Corp. See All Filings	D	2019-08-22 15:47:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786019 Filed Document 0001786019-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:47:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
JAB BEVERAGE LLC See All Filings	D	2019-08-22 15:45:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001712513 Filed Document 0001712513-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:45:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Dynamics US Middle Market Credit Investors L, SCSp See All Filings	D/A	2019-08-22 15:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001748496 Filed Document 0001748496-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
HSCM Bermuda InsurTech Fund LP See All Filings	D/A	2019-08-22 15:37:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001748500 Filed Document 0000899140-19-000512 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:37:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Maxey Holdings, LLC See All Filings	D	2019-08-22 15:07:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001786186 Filed Document 0001786186-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-22 15:07:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Capital Dynamics US Middle Market Credit Fund L (Delaware), L.P. See All Filings	D/A	2019-08-22 14:59:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001749114 Filed Document 0001749114-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:59:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harmony Biosciences II, Inc. See All Filings	D	2019-08-22 14:54:42 UTC
Amount To Be Raised $50,000,001 Associated Brokers / Dealers OCTAGON CAPITAL GROUP, LLC CIK Number 0001718575 Filed Document 0001718575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:54:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KINGSWOOD CAPITAL OPPORTUNITIES FUND I, L.P. See All Filings	D	2019-08-22 14:47:13 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001782909 Filed Document 0001782909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:47:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KINGSWOOD CAPITAL OPPORTUNITIES FUND I-A, L.P. See All Filings	D	2019-08-22 14:46:08 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001782877 Filed Document 0001782877-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:46:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CH Sea Tac, LLC See All Filings	D	2019-08-22 14:42:22 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001572826 Filed Document 0001572826-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:42:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MedRhythms, Inc. See All Filings	D	2019-08-22 14:40:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001746125 Filed Document 0001746125-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:40:45 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Barron Road Leasing, LLC See All Filings	D	2019-08-22 14:40:42 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001785625 Filed Document 0001785625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:40:42 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capital Dynamics Global Secondaries V (Feeder), SCSp See All Filings	D/A	2019-08-22 14:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001750015 Filed Document 0001750015-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:40:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
S.A. Wurzbach Property, LLC See All Filings	D	2019-08-22 14:35:03 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001785622 Filed Document 0001785622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:35:03 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
1960 Tour 18 Property LLC See All Filings	D	2019-08-22 14:29:24 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001785632 Filed Document 0001785632-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:29:24 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
True Made Foods, Inc. See All Filings	D	2019-08-22 14:26:44 UTC
Amount To Be Raised $13,044,352 Associated Brokers / Dealers N/A CIK Number 0001691692 Filed Document 0001691692-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:26:44 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Form Energy, Inc. See All Filings	D	2019-08-22 14:24:58 UTC
Amount To Be Raised $39,999,996 Associated Brokers / Dealers N/A CIK Number 0001717130 Filed Document 0001567619-19-017457 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:24:58 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Creek Innovation Fund, LP See All Filings	D	2019-08-22 14:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786290 Filed Document 0000919574-19-005518 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ChillHit Labs, Inc. See All Filings	D	2019-08-22 14:19:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001786244 Filed Document 0001786244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:19:33 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VISIONGATE INC See All Filings	D	2019-08-22 14:16:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001339362 Filed Document 0001339362-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:16:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Private Equity & Mezzanine Fund L.P. See All Filings	D/A	2019-08-22 14:11:45 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001750955 Filed Document 0001750955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeNexus, Inc. See All Filings	D	2019-08-22 14:11:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001783453 Filed Document 0001783453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:11:12 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BIODESIX INC See All Filings	D	2019-08-22 14:10:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 14:10:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Capital Dynamics Clean Energy Infrastructure VII-A, L.P. See All Filings	D/A	2019-08-22 13:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001773739 Filed Document 0001773739-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIRE Real Estate Investment Trust, LLC See All Filings	D	2019-08-22 13:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785747 Filed Document 0001785747-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:58:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIRE OpCo I, LLC See All Filings	D	2019-08-22 13:56:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785748 Filed Document 0001785748-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:56:25 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mighty Buildings, Inc. See All Filings	D	2019-08-22 13:49:30 UTC
Amount To Be Raised $27,130,383 Associated Brokers / Dealers N/A CIK Number 0001740239 Filed Document 0001740239-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:49:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proteus Feeder I Offshore SPC Ltd. - Segregated Portfolio 1A See All Filings	D/A	2019-08-22 13:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750907 Filed Document 0001750907-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Disruptive Ventures LLC See All Filings	D	2019-08-22 13:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allied Millenial Partners, LLC CIK Number 0001777864 Filed Document 0001477932-19-005100 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:38:41 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Blue Jay Beach, Inc. See All Filings	D	2019-08-22 13:37:54 UTC
Amount To Be Raised $2,499,989 Associated Brokers / Dealers N/A CIK Number 0001759869 Filed Document 0001759869-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:37:54 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CP Ltd. See All Filings	D/A	2019-08-22 13:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608709 Filed Document 0001608709-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:35:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rehabbers Financial, Inc. See All Filings	D/A	2019-08-22 13:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
H/2 Credit Partners Ltd. See All Filings	D/A	2019-08-22 13:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461027 Filed Document 0001461027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR SMALL CAP CORE FUND, L.P. See All Filings	D/A	2019-08-22 13:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001413961 Filed Document 0001405086-19-000281 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2019-08-22 13:06:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:06:46 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sisterdale Distilling Co. See All Filings	D	2019-08-22 13:05:05 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001786263 Filed Document 0001786263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:05:05 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Four Corners Frisco Associates, L.P. See All Filings	D	2019-08-22 13:04:01 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers N/A CIK Number 0001775623 Filed Document 0001775623-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:04:01 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadview Two Capital Partners, LLC See All Filings	D	2019-08-22 13:01:48 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001786252 Filed Document 0001786252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 13:01:48 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LMF 2, LP See All Filings	D	2019-08-22 12:58:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612464 Filed Document 0001464746-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-22 12:58:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KalqueLord Inc. See All Filings	D	2019-08-22 12:55:42 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001786233 Filed Document 0001786233-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-22 12:55:42 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NYPIT, Inc. See All Filings	D	2019-08-22 12:54:13 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001764911 Filed Document 0001764911-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-22 12:54:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire