Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AXAR TERRA LLC See All Filings	D/A	2019-08-26 17:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731707 Filed Document 0001650780-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:54:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCELSIOR QUALIFIED L P See All Filings	D/A	2019-08-26 17:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001275788 Filed Document 0001275788-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPT EB5 LLC See All Filings	D/A	2019-08-26 17:27:55 UTC
Amount To Be Raised $340,000,000 Associated Brokers / Dealers New City Capital LLC, BCW SECURITIES LLC, Kornova Investments Limited, NMS CAPITAL ADVISORS, LLC, and BCI SECURITIES, INC. CIK Number 0001684032 Filed Document 0001684032-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:27:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EXCELSIOR INVESTMENT FUND LP See All Filings	D/A	2019-08-26 17:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871245 Filed Document 0000871245-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXAR OFFSHORE FUND, LTD. See All Filings	D/A	2019-08-26 17:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650777 Filed Document 0001650780-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:25:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXAR ONSHORE FUND, LLC See All Filings	D/A	2019-08-26 17:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650780 Filed Document 0001650780-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:23:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project 27, LLC See All Filings	D	2019-08-26 17:22:24 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001773949 Filed Document 0001773949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:22:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pine Flats Investments LLC See All Filings	D/A	2019-08-26 17:21:11 UTC
Amount To Be Raised $9,163,000 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc., Cabot Lodge Securities LLC, Emerson Equity LLC, and Primex CIK Number 0001783368 Filed Document 0001783368-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:21:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cotton Creek Capital Partners III, L.P. See All Filings	D/A	2019-08-26 17:13:50 UTC
Amount To Be Raised $215,111,509 Associated Brokers / Dealers CSP Securities, LP CIK Number 0001724125 Filed Document 0001724125-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
APPLIED DNA SCIENCES INC See All Filings	D	2019-08-26 17:13:42 UTC
Amount To Be Raised $418,000 Associated Brokers / Dealers N/A CIK Number 0000744452 Filed Document 0001192482-19-000345 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:13:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
3 Minute Management LLC See All Filings	D	2019-08-26 17:11:43 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001786480 Filed Document 0001567619-19-017570 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:11:43 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Excelsior Opportunity Fund LP See All Filings	D/A	2019-08-26 17:10:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542030 Filed Document 0001542030-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:10:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cerus Endovascular Ltd See All Filings	D/A	2019-08-26 17:00:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001676056 Filed Document 0000945621-19-000288 Exclusions or Exemptions 506b Accepted Date 2019-08-26 17:00:25 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project 26, LLC See All Filings	D	2019-08-26 16:56:39 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001773951 Filed Document 0001773951-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 16:56:39 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RF SLIH Ltd LIABILITY Co See All Filings	D	2019-08-26 16:53:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785782 Filed Document 0001785782-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 16:53:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Molecula Corp. See All Filings	D/A	2019-08-26 16:34:31 UTC
Amount To Be Raised $6,173,231 Associated Brokers / Dealers N/A CIK Number 0001758602 Filed Document 0001758602-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 16:34:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wonderful Wonderful, Inc. See All Filings	D	2019-08-26 16:24:18 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001776457 Filed Document 0001776457-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-26 16:24:18 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
ALLEGHENIES ANGEL FUND LLC See All Filings	D	2019-08-26 16:22:59 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001785876 Filed Document 0001785876-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 16:22:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIG FORCES INC. See All Filings	D	2019-08-26 16:17:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001707581 Filed Document 0001707581-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 16:17:45 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Brixton Metals Corp See All Filings	D	2019-08-26 16:01:31 UTC
Amount To Be Raised $333,238 Associated Brokers / Dealers N/A CIK Number 0001548958 Filed Document 0001548958-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 16:01:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Ashwood Capital Allocation Program LLC - Hedge Fund Series See All Filings	D/A	2019-08-26 15:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743441 Filed Document 0001743441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:58:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashwood Capital Allocation Program LLC - Global Equity Series See All Filings	D/A	2019-08-26 15:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743438 Filed Document 0001743438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FP Equity, LLC See All Filings	D	2019-08-26 15:51:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001786508 Filed Document 0001786508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:51:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Marley's Chains Ltd Liability Co See All Filings	D	2019-08-26 15:32:55 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001785320 Filed Document 0001785320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:32:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UptimeHealth Inc. See All Filings	D	2019-08-26 15:26:59 UTC
Amount To Be Raised $1,800,100 Associated Brokers / Dealers N/A CIK Number 0001786230 Filed Document 0001786230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:26:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Liftbridge Commercial Offshore Fund 1, LP See All Filings	D	2019-08-26 15:22:57 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001786457 Filed Document 0001786457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:22:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veridos Income Stability Fund LP See All Filings	D	2019-08-26 15:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786204 Filed Document 0001786204-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:20:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slow Up, Inc. See All Filings	D/A	2019-08-26 15:18:54 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001768220 Filed Document 0001768220-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:18:54 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Principal Real Estate Debt Fund Employees III, LLC See All Filings	D	2019-08-26 15:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783124 Filed Document 0000898432-19-001106 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:18:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAMBOS FUND, LP See All Filings	D/A	2019-08-26 15:14:09 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001784882 Filed Document 0001784882-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:14:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BASICBLOCK, INC. See All Filings	D	2019-08-26 15:13:03 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001786490 Filed Document 0001786490-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:13:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Senior Housing Partnership Fund VI LP See All Filings	D/A	2019-08-26 15:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001749906 Filed Document 0001749906-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:11:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MEANINGFUL FASHION, LLC See All Filings	D	2019-08-26 15:05:33 UTC
Amount To Be Raised $1,102,500 Associated Brokers / Dealers N/A CIK Number 0001780877 Filed Document 0001745956-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:05:33 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AZTEC LAND & CATTLE CO LTD See All Filings	D	2019-08-26 15:05:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001440034 Filed Document 0001567619-19-017561 Exclusions or Exemptions 506b Accepted Date 2019-08-26 15:05:19 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Sight Sciences, Inc. See All Filings	D	2019-08-26 14:44:57 UTC
Amount To Be Raised $31,502,481 Associated Brokers / Dealers N/A CIK Number 0001531177 Filed Document 0001531177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:44:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meaningful Office, LLC See All Filings	D	2019-08-26 14:36:50 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001745956 Filed Document 0001745956-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:36:50 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greybrook X Wynwood \| US Limited Partnership See All Filings	D	2019-08-26 14:31:32 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001786435 Filed Document 0001062993-19-003527 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:31:32 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Greybrook X Wynwood \| US Limited Partnership See All Filings	D	2019-08-26 14:30:34 UTC
Amount To Be Raised $138,111 Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001786435 Filed Document 0001062993-19-003526 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:30:34 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GrayMeta, Inc. See All Filings	D	2019-08-26 14:19:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001643485 Filed Document 0001078782-19-000686 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:19:33 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FGSF TS II SPV, L.P. See All Filings	D	2019-08-26 14:13:15 UTC
Amount To Be Raised $2,249,564 Associated Brokers / Dealers N/A CIK Number 0001785900 Filed Document 0001785900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2019-08-26 14:11:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:11:32 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NovaBay Pharmaceuticals, Inc. See All Filings	D	2019-08-26 14:11:04 UTC
Amount To Be Raised $4,198,566 Associated Brokers / Dealers LADENBURG THALMANN & CO. INC. CIK Number 0001389545 Filed Document 0001783954-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:11:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CryoConcepts, LP See All Filings	D	2019-08-26 14:07:13 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001786474 Filed Document 0001786474-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:07:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NovaBay Pharmaceuticals, Inc. See All Filings	D	2019-08-26 14:06:02 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers CHINA KINGTON ASSET MANAGEMENT CO. LTD CIK Number 0001389545 Filed Document 0001783954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:06:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
9510 218 Funding L.P. See All Filings	D	2019-08-26 14:04:07 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001786381 Filed Document 0001013594-19-000512 Exclusions or Exemptions 506b Accepted Date 2019-08-26 14:04:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cryo Venture Debt, LP See All Filings	D	2019-08-26 13:56:50 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001786280 Filed Document 0001786280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 13:56:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
University Gardens Multifamily LLC See All Filings	D	2019-08-26 13:50:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001786469 Filed Document 0001445866-19-001068 Exclusions or Exemptions 506b Accepted Date 2019-08-26 13:50:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Simply Solutions, Inc. See All Filings	D	2019-08-26 13:46:08 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001786481 Filed Document 0001786481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 13:46:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Redeem-3201 Garth, LLC See All Filings	D	2019-08-26 13:45:48 UTC
Amount To Be Raised $1,415,000 Associated Brokers / Dealers N/A CIK Number 0001785275 Filed Document 0001785275-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 13:45:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cadent Coaching LLC See All Filings	D	2019-08-26 13:42:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786150 Filed Document 0001786150-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-26 13:42:06 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity