Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Yarrow Group LLC See All Filings	D	2019-08-29 14:07:30 UTC
Amount To Be Raised $7,010,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001564280-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:07:30 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PARK AVENUE LOFTS LITTLE ROCK INVESTORS LLC See All Filings	D	2019-08-29 14:06:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001786690 Filed Document 0001786690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:06:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
T2V PROPERTIES FUND I, LP See All Filings	D/A	2019-08-29 14:00:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001751713 Filed Document 0001751713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:00:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BGA Opportunity Zone Fund, LLC - Englewood Series See All Filings	D	2019-08-29 13:55:01 UTC
Amount To Be Raised $24,750,000 Associated Brokers / Dealers N/A CIK Number 0001786878 Filed Document 0001786878-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:55:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUCK N' BASS, Inc. See All Filings	D	2019-08-29 13:52:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001762378 Filed Document 0001762378-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:52:23 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Draganfly Inc. See All Filings	D	2019-08-29 13:51:24 UTC
Amount To Be Raised $968,789 Associated Brokers / Dealers N/A CIK Number 0001786286 Filed Document 0001786286-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:51:24 UTC Type of Offering D Industry Other Technology Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SUNRISE CAPITAL LLC See All Filings	D/A	2019-08-29 13:50:25 UTC
Amount To Be Raised $6,925,000 Associated Brokers / Dealers Dennis Wilson and Kim Butler CIK Number 0001766021 Filed Document 0001766021-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:50:25 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
CC6 Investors LLC See All Filings	D	2019-08-29 13:43:48 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001786793 Filed Document 0001786793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:43:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Half Court Ventures II LP See All Filings	D	2019-08-29 13:41:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001772319 Filed Document 0001772319-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:41:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soleus Capital Special Opportunities Fund, L.P. See All Filings	D	2019-08-29 13:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785624 Filed Document 0001567619-19-017660 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:38:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athena Behavioral Capital Fund, LP See All Filings	D	2019-08-29 13:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785171 Filed Document 0001785171-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:34:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - Aviation - WNG Series See All Filings	D	2019-08-29 13:30:41 UTC
Amount To Be Raised $16,355,000 Associated Brokers / Dealers N/A CIK Number 0001765171 Filed Document 0001765171-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:30:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garnacha LLC See All Filings	D/A	2019-08-29 13:27:52 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001781010 Filed Document 0001781010-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:27:52 UTC Type of Offering D/A Industry Restaurants Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VRstudios, Inc. See All Filings	D	2019-08-29 13:26:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001635591 Filed Document 0001635591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:26:13 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Greater China Market Neutral Fund of Sino Vision See All Filings	D/A	2019-08-29 13:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001682602 Filed Document 0001567619-19-017658 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:25:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - Audax6 Series See All Filings	D	2019-08-29 13:25:15 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001786825 Filed Document 0001786825-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:25:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNA LH OD H, LP See All Filings	D	2019-08-29 13:21:19 UTC
Amount To Be Raised $9,949,870 Associated Brokers / Dealers N/A CIK Number 0001786123 Filed Document 0001786123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:21:19 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Block 45 Investors LLC See All Filings	D	2019-08-29 13:20:54 UTC
Amount To Be Raised $61,778,849 Associated Brokers / Dealers N/A CIK Number 0001786765 Filed Document 0001786765-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:20:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EG FUND CAPITAL LLC See All Filings	D/A	2019-08-29 13:18:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Tom Neeser CIK Number 0001775642 Filed Document 0001775642-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:18:29 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
HNA LH OD B Inc. See All Filings	D	2019-08-29 13:13:18 UTC
Amount To Be Raised $2,249,831 Associated Brokers / Dealers N/A CIK Number 0001786234 Filed Document 0001786234-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:13:18 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Incision Corp See All Filings	D/A	2019-08-29 13:09:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001380771 Filed Document 0001380771-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:09:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HPP 42 Investor LLC See All Filings	D	2019-08-29 13:00:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001786695 Filed Document 0001786695-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 13:00:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Razorthink, Inc. See All Filings	D	2019-08-29 12:51:07 UTC
Amount To Be Raised $11,974,574 Associated Brokers / Dealers N/A CIK Number 0001713235 Filed Document 0001713235-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:51:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2019-08-29 12:48:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001584220 Filed Document 0001567619-19-017656 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:48:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS BANCORP INC See All Filings	D	2019-08-29 12:46:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000912764 Filed Document 0000912764-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:46:33 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
2409 East 2nd Avenue - Investor, LLC See All Filings	D	2019-08-29 12:46:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001786840 Filed Document 0001786840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:46:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2019-08-29 12:41:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001584220 Filed Document 0001567619-19-017654 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:41:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III EP Tail Strategies SP, a segregated portfolio of III EP Strategies SPC See All Filings	D/A	2019-08-29 12:41:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P. CIK Number 0001715337 Filed Document 0001557326-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:41:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Double Digit Growth Fund, LP See All Filings	D/A	2019-08-29 12:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608821 Filed Document 0001608821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandalwood Private Partnership II, L.P. See All Filings	D	2019-08-29 12:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785621 Filed Document 0000943663-19-000170 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:38:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-08-29 12:10:24 UTC
Amount To Be Raised $43,999 Associated Brokers / Dealers N/A CIK Number 0001784518 Filed Document 0001784518-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 12:10:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookport Development L.P. See All Filings	D	2019-08-29 11:55:14 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001786405 Filed Document 0001786405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:55:14 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Laylo, Inc. See All Filings	D	2019-08-29 11:54:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001786814 Filed Document 0001213900-19-016917 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:54:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AlphaBond Series of 4ALTS Platform, LLC See All Filings	D	2019-08-29 11:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786816 Filed Document 0001786816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:50:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lakeshore Lessee LLC See All Filings	D	2019-08-29 11:48:32 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001786810 Filed Document 0001786810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:48:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital Vintage IV Access Fund (International.), L.P. See All Filings	D	2019-08-29 11:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786268 Filed Document 0000897069-19-000393 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital Vintage IV Access Fund (U.S.), L.P. See All Filings	D	2019-08-29 11:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786264 Filed Document 0000897069-19-000392 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huso, Inc. See All Filings	D	2019-08-29 11:32:28 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001786470 Filed Document 0001786470-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:32:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ANSUN BIOPHARMA, INC. See All Filings	D	2019-08-29 11:27:57 UTC
Amount To Be Raised $67,088,386 Associated Brokers / Dealers N/A CIK Number 0001534671 Filed Document 0001534671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:27:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PES Co-Investment I SCSp See All Filings	D	2019-08-29 11:12:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786649 Filed Document 0001786649-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:12:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
True Partner Volatility Fund See All Filings	D/A	2019-08-29 11:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682920 Filed Document 0001682920-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 448 See All Filings	D	2019-08-29 11:07:34 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781663 Filed Document 0001781650-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Capital US LP See All Filings	D/A	2019-08-29 11:06:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682832 Filed Document 0000919574-19-005591 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:06:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
III EP Strategies Fund Ltd. See All Filings	D/A	2019-08-29 11:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P. CIK Number 0001715338 Filed Document 0001557326-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 11:03:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 413 See All Filings	D	2019-08-29 10:59:19 UTC
Amount To Be Raised $205,020 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001777134 Filed Document 0001781650-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 10:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
True Partner Volatility U.S. Fund, LP See All Filings	D/A	2019-08-29 10:53:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682981 Filed Document 0001682981-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 10:53:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Elephant Financing Fund I, LP See All Filings	D/A	2019-08-29 10:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bradley Glen Wolfthal CIK Number 0001767739 Filed Document 0001767739-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 10:49:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer FFTC US Equity Investment Portfolio LLC See All Filings	D/A	2019-08-29 10:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750439 Filed Document 0001750439-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 10:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 444 See All Filings	D	2019-08-29 10:47:50 UTC
Amount To Be Raised $187,521 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781667 Filed Document 0001781650-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 10:47:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. WhiteHorse Principal Lending Fund (iCapital), L.P. See All Filings	D	2019-08-29 10:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001785928 Filed Document 0000897069-19-000391 Exclusions or Exemptions 506b Accepted Date 2019-08-29 10:47:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund