Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AMYRIS, INC. See All Filings	D	2019-08-29 17:04:15 UTC
Amount To Be Raised $9,869,439 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-19-000048 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:04:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GARDNER LEWIS MERGER ARBITRAGE EX FUND, L.P. See All Filings	D/A	2019-08-29 17:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690504 Filed Document 0001690504-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALNUT STREET CAPITAL FUND I, L.P. See All Filings	D	2019-08-29 16:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778631 Filed Document 0001778631-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:59:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tri-Arc LLC See All Filings	D	2019-08-29 16:56:01 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001786775 Filed Document 0001786775-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:56:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Storygize Inc. See All Filings	D	2019-08-29 16:53:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:53:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kite Co-Investment Limited Partnership See All Filings	D	2019-08-29 16:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786545 Filed Document 0001786545-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:42:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2019-08-29 16:41:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001424839 Filed Document 0001567619-19-017689 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:41:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Premium Partners Fund II LP See All Filings	D/A	2019-08-29 16:39:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001424429 Filed Document 0001567619-19-017686 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:39:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Throttle Co-Investment No. 2 Limited Partnership See All Filings	D	2019-08-29 16:32:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786585 Filed Document 0001786585-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:32:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibenomics, Inc. See All Filings	D/A	2019-08-29 16:29:17 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001701900 Filed Document 0001701900-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:29:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
T-Rex Group, Inc. See All Filings	D/A	2019-08-29 16:28:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001596184 Filed Document 0001596184-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:28:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XinVivo, Inc. See All Filings	D/A	2019-08-29 16:21:15 UTC
Amount To Be Raised $25,300,011 Associated Brokers / Dealers Sanders Morris Harris LLC CIK Number 0001772604 Filed Document 0001772604-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:21:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MISSION READY SOLUTIONS INC See All Filings	D	2019-08-29 16:13:00 UTC
Amount To Be Raised $245,722 Associated Brokers / Dealers N/A CIK Number 0001718817 Filed Document 0001718817-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:13:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Ohi Technologies Inc. See All Filings	D	2019-08-29 16:07:47 UTC
Amount To Be Raised $2,889,683 Associated Brokers / Dealers N/A CIK Number 0001786201 Filed Document 0001786201-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:07:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CordovaCann Corp. See All Filings	D	2019-08-29 16:06:02 UTC
Amount To Be Raised $857,083 Associated Brokers / Dealers N/A CIK Number 0001168981 Filed Document 0001654954-19-010132 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:06:02 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
My Lasting Legacy, Inc. See All Filings	D	2019-08-29 16:05:54 UTC
Amount To Be Raised $7,612,657 Associated Brokers / Dealers N/A CIK Number 0001554455 Filed Document 0001554455-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:05:54 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ABA DSO, LLC See All Filings	D	2019-08-29 16:01:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001786224 Filed Document 0001786224-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 16:01:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
KSL SVA Co-invest II, LP See All Filings	D	2019-08-29 15:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786663 Filed Document 0001786663-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:58:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Histar, Inc. See All Filings	D	2019-08-29 15:45:49 UTC
Amount To Be Raised $70 Associated Brokers / Dealers N/A CIK Number 0001786207 Filed Document 0001786207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:45:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DDMTek Holding Inc. See All Filings	D	2019-08-29 15:43:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001776335 Filed Document 0001776335-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:43:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Raleigh Radiology Enterprises, LLC See All Filings	D	2019-08-29 15:40:49 UTC
Amount To Be Raised $64,352 Associated Brokers / Dealers N/A CIK Number 0001786680 Filed Document 0001786681-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:40:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Micro Cap Equity, LLC See All Filings	D/A	2019-08-29 15:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779354 Filed Document 0001779354-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:38:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHCO Bond Fund, LLC See All Filings	D/A	2019-08-29 15:37:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585243 Filed Document 0001585243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:37:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Radiator Labs, Inc. See All Filings	D	2019-08-29 15:36:21 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001669369 Filed Document 0001231919-19-000047 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:36:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aquis Inc. See All Filings	D	2019-08-29 15:33:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000867586 Filed Document 0000867586-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:33:06 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEADS-UP RISK REPORT, LLC See All Filings	D	2019-08-29 15:31:15 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001777416 Filed Document 0001777416-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:31:15 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Puris Proteins, LLC See All Filings	D	2019-08-29 15:30:40 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001728935 Filed Document 0001728935-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:30:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AHCO CORE FUND LLC See All Filings	D/A	2019-08-29 15:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088968 Filed Document 0001088968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:26:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AIC Income Fund II QP REIT, Inc. See All Filings	D	2019-08-29 15:13:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001786884 Filed Document 0001786879-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:13:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gravid Therapies, Inc. See All Filings	D	2019-08-29 15:03:41 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001786542 Filed Document 0001786542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:03:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AIC Income Fund II, L.P. See All Filings	D	2019-08-29 15:00:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001786879 Filed Document 0001786879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:00:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kasisto, Inc. See All Filings	D	2019-08-29 15:00:09 UTC
Amount To Be Raised $14,999,994 Associated Brokers / Dealers N/A CIK Number 0001618258 Filed Document 0001231919-19-000046 Exclusions or Exemptions 506b Accepted Date 2019-08-29 15:00:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Livible, Inc. See All Filings	D	2019-08-29 14:56:10 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001577070 Filed Document 0001577070-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:56:10 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DOUBLE EAGLE PACIFIC FUND LTD. See All Filings	D/A	2019-08-29 14:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459660 Filed Document 0001566114-19-000099 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLAND CAPITAL MANAGEMENT, L.P. See All Filings	D/A	2019-08-29 14:51:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107729 Filed Document 0001107729-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:51:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pursell Agri-Tech, LLC See All Filings	D	2019-08-29 14:49:57 UTC
Amount To Be Raised $3,666,190 Associated Brokers / Dealers N/A CIK Number 0001785670 Filed Document 0001785670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:49:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
HALTOM WOODS LLC See All Filings	D	2019-08-29 14:49:05 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001786880 Filed Document 0001786880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:49:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LTSE Group, Inc. See All Filings	D	2019-08-29 14:47:07 UTC
Amount To Be Raised $261,149 Associated Brokers / Dealers N/A CIK Number 0001786417 Filed Document 0001786417-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:47:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PARK AVENUE LOFTS LITTLE ROCK HOLDINGS LLC See All Filings	D	2019-08-29 14:43:47 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001786672 Filed Document 0001786690-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:43:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LTSE Services, Inc. See All Filings	D	2019-08-29 14:41:15 UTC
Amount To Be Raised $49,738,849 Associated Brokers / Dealers N/A CIK Number 0001680712 Filed Document 0001680712-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:41:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insight PCI Holdings, LLC See All Filings	D	2019-08-29 14:41:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001786809 Filed Document 0001786809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:41:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AEHM LLC See All Filings	D/A	2019-08-29 14:39:33 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers Dennis Wilson and Jeff Huston CIK Number 0001766053 Filed Document 0001766053-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:39:33 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Arpeggio Biosciences, Inc. See All Filings	D	2019-08-29 14:36:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001786698 Filed Document 0001786698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:36:52 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aurcana Corp See All Filings	D	2019-08-29 14:31:07 UTC
Amount To Be Raised $7,530,000 Associated Brokers / Dealers N/A CIK Number 0001507713 Filed Document 0001507713-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:31:07 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Insight Medical Holdings, LLC See All Filings	D	2019-08-29 14:30:17 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001786808 Filed Document 0001786808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:30:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Raleigh Radiology, LLC See All Filings	D	2019-08-29 14:19:18 UTC
Amount To Be Raised $891,937 Associated Brokers / Dealers N/A CIK Number 0001786681 Filed Document 0001786681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:19:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ASHWOOD CAPITAL LLC See All Filings	D/A	2019-08-29 14:17:20 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers Dennis Wilson CIK Number 0001766047 Filed Document 0001766047-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:17:20 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Integra Resources Corp. See All Filings	D	2019-08-29 14:12:02 UTC
Amount To Be Raised $1,129,010 Associated Brokers / Dealers N/A CIK Number 0001722387 Filed Document 0001567619-19-017663 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:12:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Chinook Therapeutics U.S., Inc. See All Filings	D	2019-08-29 14:11:39 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001768185 Filed Document 0001768185-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:11:39 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Future LLC / DC See All Filings	D/A	2019-08-29 14:10:53 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers N/A CIK Number 0001781197 Filed Document 0001781197-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 14:10:53 UTC Type of Offering D/A Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity