Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
O'MY Foods LLC See All Filings	D/A	2019-08-30 11:15:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001724881 Filed Document 0001724881-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:15:39 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Octagon Investment Grade CLO Opportunity Fund, Ltd. See All Filings	D	2019-08-30 11:04:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001786830 Filed Document 0001315863-19-000727 Exclusions or Exemptions 506b Accepted Date 2019-08-30 11:04:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Investment Grade CLO Opportunity Fund, LLC See All Filings	D	2019-08-30 10:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001786831 Filed Document 0001315863-19-000726 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:57:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arcview Advisors BDS SPV LLC See All Filings	D	2019-08-30 10:56:47 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001786945 Filed Document 0001786945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:56:47 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plexis Tech, Inc. See All Filings	D	2019-08-30 10:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786332 Filed Document 0001786332-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-08-30 10:52:26 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Meru Biotechnologies, LLC See All Filings	D	2019-08-30 10:46:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785460 Filed Document 0001785460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:46:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
MORGAN STANLEY INSTITUTIONAL FUND OF HEDGE FUNDS LP See All Filings	D/A	2019-08-30 10:39:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001161973 Filed Document 0000945621-19-000290 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:39:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abounding Hospice Care, Inc. See All Filings	D	2019-08-30 10:20:42 UTC
Amount To Be Raised $245,000 Associated Brokers / Dealers N/A CIK Number 0001786553 Filed Document 0001010549-19-000206 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:20:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Citadel Candlestick EIF LLC See All Filings	D	2019-08-30 10:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786509 Filed Document 0001786509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:18:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HighGold Mining Inc. See All Filings	D	2019-08-30 10:08:47 UTC
Amount To Be Raised $15,970 Associated Brokers / Dealers N/A CIK Number 0001786894 Filed Document 0001567619-19-017706 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:08:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEFIN Acquisition, LLC See All Filings	D	2019-08-30 10:08:27 UTC
Amount To Be Raised $7,865,292 Associated Brokers / Dealers N/A CIK Number 0001785570 Filed Document 0001596771-19-000091 Exclusions or Exemptions 506b Accepted Date 2019-08-30 10:08:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
MANOR ROAD INVESTMENT PARTNERS II, LP See All Filings	D/A	2019-08-30 09:57:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555043 Filed Document 0000919574-19-005648 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:57:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Partners, LLC See All Filings	D	2019-08-30 09:54:14 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001786910 Filed Document 0001786910-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:54:14 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MANOR ROAD INVESTMENT PARTNERS, LP See All Filings	D/A	2019-08-30 09:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555042 Filed Document 0000919574-19-005646 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Litespeed Partners, L.P. See All Filings	D/A	2019-08-30 09:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325272 Filed Document 0000919574-19-005644 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:45:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 212 See All Filings	D/A	2019-08-30 09:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715698 Filed Document 0001724485-19-000077 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Litespeed Offshore Fund, Ltd. See All Filings	D/A	2019-08-30 09:40:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180924 Filed Document 0000919574-19-005642 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:40:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D	2019-08-30 09:28:51 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:28:51 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PSB Holding Corp See All Filings	D	2019-08-30 09:13:41 UTC
Amount To Be Raised $5,749,974 Associated Brokers / Dealers N/A CIK Number 0001678588 Filed Document 0001678588-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:13:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bluestem VIC, LLC See All Filings	D/A	2019-08-30 09:12:02 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001785761 Filed Document 0001785761-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-30 09:12:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
SHIFTLAB, LLC See All Filings	D	2019-08-30 08:38:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001786780 Filed Document 0001567619-19-017704 Exclusions or Exemptions 506b Accepted Date 2019-08-30 08:38:25 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NAKED BRAND GROUP Ltd See All Filings	D	2019-08-30 08:30:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers H.C.WAINWRIGHT & CO., LLC CIK Number 0001707919 Filed Document 0001493152-19-013521 Exclusions or Exemptions 506b Accepted Date 2019-08-30 08:30:16 UTC Type of Offering D Industry Retailing Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Merricks Capital FOO Master Fund See All Filings	D/A	2019-08-30 06:31:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653705 Filed Document 0000902664-19-003592 Exclusions or Exemptions 506b Accepted Date 2019-08-30 06:31:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Merricks Capital FOO Feeder Fund See All Filings	D/A	2019-08-30 06:29:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653699 Filed Document 0000902664-19-003591 Exclusions or Exemptions 506b Accepted Date 2019-08-30 06:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Richmond Restaurants, LLC See All Filings	D	2019-08-29 21:31:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001783692 Filed Document 0001783692-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 21:31:28 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2019-08-29 21:08:27 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-19-000074 Exclusions or Exemptions 506b Accepted Date 2019-08-29 21:08:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Labtronix, Inc. See All Filings	D	2019-08-29 20:09:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001786924 Filed Document 0001786924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 20:09:01 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
S1L, Inc. See All Filings	D	2019-08-29 19:32:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001786143 Filed Document 0001786143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 19:32:16 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
England Investment Fund LP See All Filings	D	2019-08-29 19:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786428 Filed Document 0001786428-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 19:26:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRAX, Inc. See All Filings	D	2019-08-29 18:52:57 UTC
Amount To Be Raised $5,490,000 Associated Brokers / Dealers The Special Equities Group, LLC and WestPark Capital, Inc. CIK Number 0001538217 Filed Document 0001553350-19-000901 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:52:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Veriown Global, Inc. See All Filings	D	2019-08-29 18:31:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785512 Filed Document 0001785512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:31:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Khabri, Inc. See All Filings	D	2019-08-29 18:26:41 UTC
Amount To Be Raised $10,018 Associated Brokers / Dealers N/A CIK Number 0001785784 Filed Document 0001785784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:26:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BEVCANNA ENTERPRISES INC. See All Filings	D	2019-08-29 18:24:17 UTC
Amount To Be Raised $67,833 Associated Brokers / Dealers N/A CIK Number 0001754180 Filed Document 0001085037-19-000073 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:24:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
August Partners Fund I, LP See All Filings	D	2019-08-29 18:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756150 Filed Document 0001756150-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:15:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EIR Pharmaceuticals, LLC See All Filings	D	2019-08-29 18:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786037 Filed Document 0001786037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 18:08:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Other
Achison Inc See All Filings	D/A	2019-08-29 17:48:44 UTC
Amount To Be Raised $200,100 Associated Brokers / Dealers N/A CIK Number 0001672571 Filed Document 0001672571-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:48:44 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TNSR Systems LLC See All Filings	D	2019-08-29 17:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786837 Filed Document 0001786837-19-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2019-08-29 17:39:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HOMAGE LLC See All Filings	D	2019-08-29 17:34:46 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001786748 Filed Document 0001786748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:34:46 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Draganfly Inc. See All Filings	D/A	2019-08-29 17:33:42 UTC
Amount To Be Raised $1,868,050 Associated Brokers / Dealers N/A CIK Number 0001786286 Filed Document 0001786286-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:33:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Soham Inc. See All Filings	D	2019-08-29 17:31:54 UTC
Amount To Be Raised $17,856,336 Associated Brokers / Dealers N/A CIK Number 0001774784 Filed Document 0001774784-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:31:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MH Ventures 2019-1, LLC See All Filings	D/A	2019-08-29 17:26:41 UTC
Amount To Be Raised $24,770,000 Associated Brokers / Dealers Inland Securities Corporation, Independence Capital Co., Inc., and Hantz Financial Services, Inc. CIK Number 0001777188 Filed Document 0001777188-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:26:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EDISON NATION, INC. See All Filings	D	2019-08-29 17:25:17 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001717556 Filed Document 0001144204-19-042606 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:25:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
West Hall Investors LP See All Filings	D	2019-08-29 17:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786823 Filed Document 0000935836-19-000454 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:24:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGELLAN GOLD Corp See All Filings	D	2019-08-29 17:22:15 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-19-000040 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:22:15 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
GreenAcreage Real Estate Corp. See All Filings	D	2019-08-29 17:15:24 UTC
Amount To Be Raised $141,203,000 Associated Brokers / Dealers Ladenburg Thalmann & Co., Inc. CIK Number 0001786912 Filed Document 0001786912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:15:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antibe Therapeutics Inc. See All Filings	D	2019-08-29 17:13:36 UTC
Amount To Be Raised $4,337,918 Associated Brokers / Dealers HAYWOOD SECURITIES (USA) INC. CIK Number 0001583682 Filed Document 0001583682-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:13:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Venus Concept Ltd. See All Filings	D	2019-08-29 17:07:47 UTC
Amount To Be Raised $14,050,000 Associated Brokers / Dealers N/A CIK Number 0001649064 Filed Document 0001382963-19-000066 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:07:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Mind Medicine, Inc. See All Filings	D	2019-08-29 17:07:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001786919 Filed Document 0001786919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:07:18 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ARSENAL REVOLUTION PLASTICS CO-INVEST 1 LP See All Filings	D	2019-08-29 17:05:59 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001784990 Filed Document 0001784990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:05:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARSENAL REVOLUTION PLASTICS CO-INVEST 2 LP See All Filings	D	2019-08-29 17:04:25 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001786763 Filed Document 0001786763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-08-29 17:04:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity