Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Healthcare Portfolio VII DST See All Filings	D/A	2019-09-06 14:49:56 UTC
Amount To Be Raised $55,172,296 Associated Brokers / Dealers MCDERMOTT INVESTMENT SERVICES, LLC, INLAND SECURITIES CORPORATION, DFPG INVESTMENTS, INC., CONCORDE INVESTMENT SERVICES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, METROPOLITAN CAPITAL INVESTMENT BANC, INC., 1st Global Capital Corporation, AMERITAS INVESTMENT CORP., CENTAURUS FINANCIAL, INC., MOLONEY SECURITIES CO., INC., SAXONY SECURITIES, INC., WEALTHFORGE SECURITIES, LLC, WOODBURY FINANCIAL SERVICES, INC., LION STREET FINANCIAL, LLC, M. H. LEBLANG, INC., ROYAL ALLIANCE ASSOCIATES, INC., HD VEST INVESTMENT SERVICES, INVESTACORP, INC., KALOS CAPITAL, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, SAGEPOINT FINANCIAL, INC., TRIAD ADVISORS LLC, AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., CABOT LODGE SECURITIES LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., CETERA ADVISOR NETWORKS LLC, EMERSON EQUITY LLC, FIRST ALLIED SECURITIES, INC., FSC SECURITIES CORPORATION, GREAT POINT CAPITAL LLC, LIGHTPATH CAPITAL, INC, LINCOLN FINANCIAL SECURITIES CORPORATION, MONEY CONCEPTS CAPITAL CORP, NATIONWIDE PLANNING ASSOCIATES INC., PRIVATE CLIENT SERVICES, LLC, RCX Capital Group LLC, TFS SECURITIES, INC., WESTPARK CAPITAL, INC., SIGMA FINANCIAL CORPORATION, Stonecrest Capital Markets, Inc, PRIMEX, and ARKADIOS CAPITAL CIK Number 0001773603 Filed Document 0001773603-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:49:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Fifth Wall Ventures SPV XVII, L.P. See All Filings	D	2019-09-06 14:44:06 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001786777 Filed Document 0001786777-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:44:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Portfolio VI DST See All Filings	D/A	2019-09-06 14:43:16 UTC
Amount To Be Raised $53,713,732 Associated Brokers / Dealers NPB FINANCIAL GROUP, LLC, GREAT POINT CAPITAL LLC, CONCORDE INVESTMENT SERVICES, LLC, 1ST GLOBAL CAPITAL CORP., INDEPENDENT FINANCIAL GROUP, LLC, LIGHTHOUSE CAPITAL GROUP, LLC, WESTPARK CAPITAL, INC., PROSPERA FINANCIAL SERVICES, INC., DFPG INVESTMENTS, INC., LIGHTPATH CAPITAL, INC, NEXTREND SECURITIES, INC., BD4RIA, INC., CABOT LODGE SECURITIES LLC, CAPE SECURITIES INC., INVESTACORP, INC., LEWIS FINANCIAL GROUP, L.C., B.B. GRAHAM & COMPANY, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, LION STREET FINANCIAL, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, NATIONWIDE PLANNING ASSOCIATES INC., NEWBRIDGE SECURITIES CORPORATION, STONECREST CAPITAL MARKETS, INC., TRIAD ADVISORS LLC, CROWN CAPITAL SECURITIES, L.P., TRITOWER REAL ESTATE CAPITAL, LLC, WEALTHFORGE SECURITIES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, ARKADIOS CAPITAL, CAMBRIDGE INVESTMENT RESEARCH, INC., WINSLOW, EVANS & CROCKER, INC., ROYAL ALLIANCE ASSOCIATES, INC., PRIMEX, WOODBURY FINANCIAL SERVICES, INC., HD VEST INVESTMENT SERVICES, COASTAL EQUITIES, INC., LINCOLN FINANCIAL SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., MADISON AVENUE SECURITIES, LLC, and FSC Securities Corporation CIK Number 0001764786 Filed Document 0001764786-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:43:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Corumat, Inc. See All Filings	D	2019-09-06 14:41:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787336 Filed Document 0001787336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:41:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
75F, Inc. See All Filings	D/A	2019-09-06 14:39:09 UTC
Amount To Be Raised $18,123,608 Associated Brokers / Dealers N/A CIK Number 0001784319 Filed Document 0001784319-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:39:09 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Amarillo Self-Storage Portfolio DST See All Filings	D/A	2019-09-06 14:35:16 UTC
Amount To Be Raised $5,486,879 Associated Brokers / Dealers LEWIS FINANCIAL GROUP, L.C. and DAI SECURITIES, LLC CIK Number 0001754139 Filed Document 0001754139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:35:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Zero Coupon Chicagoland Office DST See All Filings	D/A	2019-09-06 14:29:24 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., CALTON & ASSOCIATES, INC., Cambridge Investment Research, COLORADO FINANCIAL SERVICE CORPORATION, DFPG INVESTMENTS, INC., FSC SECURITIES CORPORATION, HUNTWICKE SECURITIES, LLC, INTEGRITY BROKERAGE SERVICES, INC., JCC ADVISORS, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, MADISON AVENUE SECURITIES, LLC, NATIONAL SECURITIES CORPORATION, PRIMEX, ROYAL ALLIANCE ASSOCIATES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., CABIN SECURITIES, INC., CABOT LODGE SECURITIES LLC, LIGHTPATH CAPITAL, INC, TAYLOR CAPITAL MANAGEMENT INC., HD VEST INVESTMENT SERVICES, PARKLAND SECURITIES, LLC, EMERSON EQUITY LLC, GREAT POINT CAPITAL LLC, NEXTREND SECURITIES, INC., SIGMA FINANCIAL CORPORATION, TITAN SECURITIES, TRIAD ADVISORS LLC, INVESTMENT SECURITY CORPORATION, INVESTACORP, INC., CROWN CAPITAL SECURITIES, L.P., K CAPITAL LLC, IBN FINANCIAL SERVICES, INC., PROEQUITIES, INC., DAI SECURITIES, LLC, SAXONY SECURITIES, INC., STAX CAPITAL, SAGEPOINT FINANCIAL, INC., and Ausdal Financial Partners, Inc. CIK Number 0001734696 Filed Document 0001734696-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:29:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Convergint Technologies Group L.P. See All Filings	D	2019-09-06 14:18:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731390 Filed Document 0001731390-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:18:23 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Storygize Inc. See All Filings	D/A	2019-09-06 14:15:36 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:15:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tramway Ridge Apartments, LLC See All Filings	D	2019-09-06 14:13:54 UTC
Amount To Be Raised $504,000 Associated Brokers / Dealers N/A CIK Number 0001784464 Filed Document 0001784464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:13:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BBE TOPS HoldCo, LLC See All Filings	D	2019-09-06 14:04:38 UTC
Amount To Be Raised $37,300,000 Associated Brokers / Dealers N/A CIK Number 0001786468 Filed Document 0001786468-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 14:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
MCM - CA, LLC See All Filings	D	2019-09-06 13:59:52 UTC
Amount To Be Raised $3,927,000 Associated Brokers / Dealers Derek L. Copeland CIK Number 0001787049 Filed Document 0001461373-19-000049 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:59:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthChain Solutions Inc. See All Filings	D	2019-09-06 13:57:16 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers N/A CIK Number 0001787377 Filed Document 0001144204-19-043742 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:57:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
BBE SCS HoldCo, LLC See All Filings	D	2019-09-06 13:56:29 UTC
Amount To Be Raised $41,216,221 Associated Brokers / Dealers N/A CIK Number 0001786467 Filed Document 0001786467-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:56:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Good Hope Urbanite Premium Linked Fund, LLC See All Filings	D	2019-09-06 13:51:32 UTC
Amount To Be Raised $212,000,000 Associated Brokers / Dealers N/A CIK Number 0001785084 Filed Document 0001393725-19-000109 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:51:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BayCity Long-Short Credit (Offshore) Fund Ltd. See All Filings	D/A	2019-09-06 13:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138319 Filed Document 0000935836-19-000462 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pico MES Inc. See All Filings	D	2019-09-06 13:46:30 UTC
Amount To Be Raised $970,000 Associated Brokers / Dealers N/A CIK Number 0001787314 Filed Document 0001787314-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:46:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund I, a series of Zuma Venture Advisors, LP See All Filings	D	2019-09-06 13:39:35 UTC
Amount To Be Raised $299,999 Associated Brokers / Dealers N/A CIK Number 0001786271 Filed Document 0001786275-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:39:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neocova Corp See All Filings	D/A	2019-09-06 13:37:22 UTC
Amount To Be Raised $10,000,800 Associated Brokers / Dealers HOVDE GROUP, LLC CIK Number 0001785861 Filed Document 0001785861-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:37:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Park Partners, L.P. See All Filings	D/A	2019-09-06 13:36:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609444 Filed Document 0000935836-19-000461 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Park FOF Partners, L.P. See All Filings	D/A	2019-09-06 13:35:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618219 Filed Document 0000935836-19-000460 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:35:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a Series of Union Capital Partners Group, LP See All Filings	D	2019-09-06 13:32:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001786277 Filed Document 0001786277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:32:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Mine Finance Co-Fund Ill LP See All Filings	D	2019-09-06 13:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787366 Filed Document 0001787367-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:30:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mon Fund 1, a series of DV Deals, LP See All Filings	D	2019-09-06 13:28:08 UTC
Amount To Be Raised $1,290,858 Associated Brokers / Dealers N/A CIK Number 0001769356 Filed Document 0001786275-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:28:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ibex Investment Holdings II LLC See All Filings	D	2019-09-06 13:19:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001787360 Filed Document 0001787360-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:19:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CK Diversified Fund LLC See All Filings	D/A	2019-09-06 13:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558319 Filed Document 0000945621-19-000294 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of MTT Ventures AL Funds, LP See All Filings	D	2019-09-06 13:13:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001786270 Filed Document 0001786270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craftsman Special Opportunities LP See All Filings	D/A	2019-09-06 13:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748391 Filed Document 0001144204-19-043727 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:11:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Mine Finance (Onshore) Fund Ill LP See All Filings	D	2019-09-06 13:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787367 Filed Document 0001787367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:07:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ibex Investment Holdings LLC See All Filings	D	2019-09-06 13:04:57 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674622 Filed Document 0001674622-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:04:57 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tsu Inc. See All Filings	D	2019-09-06 13:01:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001786340 Filed Document 0001786340-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 13:01:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Climate Capital Fund I, a series of DV Deals, LP See All Filings	D	2019-09-06 12:57:42 UTC
Amount To Be Raised $531,500 Associated Brokers / Dealers N/A CIK Number 0001786272 Filed Document 0001786275-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:57:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW OKLAHOMA SCOOP STACK #13 LP See All Filings	D	2019-09-06 12:54:02 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001787322 Filed Document 0001787322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:54:02 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
S19, a Series of Jude Gomila's Funds, LP See All Filings	D	2019-09-06 12:43:21 UTC
Amount To Be Raised $1,861,344 Associated Brokers / Dealers N/A CIK Number 0001786273 Filed Document 0001786275-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:43:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSC-UKHS HC2, DST See All Filings	D/A	2019-09-06 12:36:11 UTC
Amount To Be Raised $16,482,175 Associated Brokers / Dealers Orchard Securities, LLC, ADVISORY GROUP EQUITY SERVICES LTD., WEALTHFORGE SECURITIES, LLC, CABOT LODGE SECURITIES LLC, NEWBRIDGE SECURITIES CORPORATION, KALOS CAPITAL, INC., MCDERMOTT INVESTMENT SERVICES, LLC, GREAT POINT CAPITAL LLC, WESTPARK CAPITAL, INC., EMERSON EQUITY LLC, PRIMEX, IBN FINANCIAL SERVICES, INC., WHITEHALL-PARKER SECURITIES, INC., LIGHTPATH CAPITAL, INC, and PURSHE KAPLAN STERLING INVESTMENTS CIK Number 0001773443 Filed Document 0001773443-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:36:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LBW II, a series of Angel Deal Holdings, LP See All Filings	D	2019-09-06 12:29:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001786266 Filed Document 0001786266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:29:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACL ALTERNATIVE FUND SAC Ltd See All Filings	D/A	2019-09-06 12:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network LLC, Wells Fargo Clearing Services, LLC, CAIS Capital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley CIK Number 0001292004 Filed Document 0001292004-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Page One, a series of Chapter One Ventures, LP See All Filings	D	2019-09-06 12:25:50 UTC
Amount To Be Raised $1,867,500 Associated Brokers / Dealers N/A CIK Number 0001786274 Filed Document 0001786275-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:25:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAVEN PALACE LLC See All Filings	D	2019-09-06 12:21:23 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001786869 Filed Document 0001786869-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:21:23 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Backend Capital, a series of Backend Capital, LP See All Filings	D	2019-09-06 12:19:28 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001782531 Filed Document 0001782531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:19:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI Enterprise LLC See All Filings	D	2019-09-06 12:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787301 Filed Document 0001787301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:15:33 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
SALUCRO HEALTHCARE SOLUTIONS, LLC See All Filings	D/A	2019-09-06 12:14:42 UTC
Amount To Be Raised $1,881,461 Associated Brokers / Dealers N/A CIK Number 0001552379 Filed Document 0001552379-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:14:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wolfhead Capital II, a series of Angel Deal Holdings, LP See All Filings	D	2019-09-06 12:11:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001782712 Filed Document 0001782712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:11:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRANDVIEW 295, LLC See All Filings	D	2019-09-06 12:08:57 UTC
Amount To Be Raised $295,000 Associated Brokers / Dealers N/A CIK Number 0001787358 Filed Document 0001787358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:08:57 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Coughdrop Capital Fund II, LP See All Filings	D	2019-09-06 12:07:48 UTC
Amount To Be Raised $408,500 Associated Brokers / Dealers N/A CIK Number 0001786242 Filed Document 0001786275-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:07:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arpeggio Biosciences, Inc. See All Filings	D	2019-09-06 12:05:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786698 Filed Document 0001786698-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:05:15 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Awesome People Ventures, a series of Awesome People Ventures, LP See All Filings	D	2019-09-06 12:04:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001782713 Filed Document 0001782713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 12:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hemisphere Ventures Frontier Tech Fund 2019, a series of Hemisphere Ventures Advisors, LP See All Filings	D	2019-09-06 11:56:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001769511 Filed Document 0001769511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-06 11:56:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METHODOLOGY PUTS FUND C LTD. See All Filings	D	2019-09-06 11:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787355 Filed Document 0001787355-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-06 11:55:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Snow Park Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2019-09-06 11:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652696 Filed Document 0000919574-19-005735 Exclusions or Exemptions 506b Accepted Date 2019-09-06 11:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity