Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ACGT DNA Technologies Corp See All Filings	D	2019-09-10 17:07:21 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Codima Inc. (Europe) Ltd. CIK Number 0001787516 Filed Document 0001477932-19-005333 Exclusions or Exemptions 506b Accepted Date 2019-09-10 17:07:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Battery Park CLO Investor Ltd. See All Filings	D	2019-09-10 17:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001773283 Filed Document 0001783817-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-10 17:00:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CollPlant Biotechnologies Ltd See All Filings	D	2019-09-10 17:00:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001631487 Filed Document 0001213900-19-017636 Exclusions or Exemptions 506b Accepted Date 2019-09-10 17:00:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Son of Poseidon Ltd Liability Co See All Filings	D	2019-09-10 16:58:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001786081 Filed Document 0001786081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:58:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Synovation Holdings LLC See All Filings	D	2019-09-10 16:55:10 UTC
Amount To Be Raised $49,843 Associated Brokers / Dealers N/A CIK Number 0001611174 Filed Document 0001611174-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:55:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Tactical Equity Program See All Filings	D	2019-09-10 16:49:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786918 Filed Document 0001785730-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:49:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urgent Care for Kids, LLC See All Filings	D	2019-09-10 16:40:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001525080 Filed Document 0001525080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:40:54 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREENOAKS CAPITAL MS LP - MERCY GENERAL SERIES See All Filings	D/A	2019-09-10 16:40:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785166 Filed Document 0001785166-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:40:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific North of South EM All Cap Equity Fund See All Filings	D	2019-09-10 16:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786920 Filed Document 0001785730-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:38:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Innovation, Inc. See All Filings	D	2019-09-10 16:36:00 UTC
Amount To Be Raised $69,513,826 Associated Brokers / Dealers N/A CIK Number 0001701474 Filed Document 0001701474-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:36:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SE PROVIDENCE INVESTORS, LLC See All Filings	D	2019-09-10 16:29:36 UTC
Amount To Be Raised $2,934,000 Associated Brokers / Dealers N/A CIK Number 0001787736 Filed Document 0001787736-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:29:36 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
McIntyre Partnerships, LP See All Filings	D/A	2019-09-10 16:21:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714322 Filed Document 0001714322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ursa Major Natural Care, Inc. See All Filings	D	2019-09-10 16:19:10 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001787733 Filed Document 0001787733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:19:10 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Spring Hills Holdings, LLC See All Filings	D	2019-09-10 16:17:53 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cabot Lodge Securities, LLC, Moloney Securities Co., Inc., Purshe Kaplan Sterling Investments, U.S. Sterling Securities, Inc., Center Street Securities, Inc., Landolt Securities, Inc., and Chalice Capital Partners, LLC CIK Number 0001719000 Filed Document 0001567619-19-018110 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:17:53 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Yeti Americas Management Participation GmbH & Co. KG See All Filings	D	2019-09-10 16:10:55 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001786833 Filed Document 0001786833-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:10:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saola Capital Onshore Feeder LP See All Filings	D/A	2019-09-10 16:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682651 Filed Document 0001682651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 16:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin Storage LLC See All Filings	D	2019-09-10 15:56:46 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001787619 Filed Document 0001787619-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:56:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
S&H CAPITAL 34 LLC See All Filings	D	2019-09-10 15:52:38 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001787533 Filed Document 0001787533-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:52:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centrose LLC See All Filings	D	2019-09-10 15:51:42 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001412428 Filed Document 0001412428-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:51:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Saola Capital Master Fund LP See All Filings	D/A	2019-09-10 15:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682652 Filed Document 0001682652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WP BEVERAGES, LLC See All Filings	D	2019-09-10 15:48:29 UTC
Amount To Be Raised $8,455,715 Associated Brokers / Dealers N/A CIK Number 0001287155 Filed Document 0001287155-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:48:29 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Cinven Jumpman Limited Partnership See All Filings	D	2019-09-10 15:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787220 Filed Document 0001787220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:46:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Listeners on Call, Inc. See All Filings	D	2019-09-10 15:44:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001787332 Filed Document 0001787332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:44:22 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Convergent Dental, Inc. See All Filings	D	2019-09-10 15:41:01 UTC
Amount To Be Raised $34,999,995 Associated Brokers / Dealers N/A CIK Number 0001532437 Filed Document 0001532437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:41:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BOSTON COMMON SMALL CAP SOCIAL FUND LLC See All Filings	D	2019-09-10 15:40:13 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001387699 Filed Document 0001387699-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:40:13 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CIMCON Lighting, Inc. See All Filings	D	2019-09-10 15:35:39 UTC
Amount To Be Raised $35,299,458 Associated Brokers / Dealers N/A CIK Number 0001644496 Filed Document 0001787670-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:35:39 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Elm Park Labs, Inc. See All Filings	D/A	2019-09-10 15:32:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714005 Filed Document 0001714005-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:32:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Technology Managers Fund #1 LLC See All Filings	D/A	2019-09-10 15:22:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555266 Filed Document 0001555266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:22:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris Masters Multi-Strategy Fund #1 LLC See All Filings	D/A	2019-09-10 15:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544266 Filed Document 0001544266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:16:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gershwin Fund, LLC See All Filings	D/A	2019-09-10 15:14:38 UTC
Amount To Be Raised $405,000 Associated Brokers / Dealers N/A CIK Number 0001777295 Filed Document 0001784244-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sight Sciences, Inc. See All Filings	D/A	2019-09-10 15:10:45 UTC
Amount To Be Raised $31,502,481 Associated Brokers / Dealers N/A CIK Number 0001531177 Filed Document 0001531177-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:10:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK REPS LLC See All Filings	D	2019-09-10 15:05:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682775 Filed Document 0001682775-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:05:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Freeplay, a Series of Jason's Syndicate, LLC See All Filings	D	2019-09-10 15:04:40 UTC
Amount To Be Raised $206,500 Associated Brokers / Dealers N/A CIK Number 0001785874 Filed Document 0001784244-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:04:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elm Park Labs, Inc. See All Filings	D	2019-09-10 15:03:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001714005 Filed Document 0001714005-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:03:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Cropx Technologies, a Series of Seedinvest Holdings I, LLC See All Filings	D	2019-09-10 15:00:59 UTC
Amount To Be Raised $612,460 Associated Brokers / Dealers N/A CIK Number 0001777290 Filed Document 0001784244-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 15:00:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smash Ventures Tackle SPV LLC See All Filings	D	2019-09-10 14:59:29 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001778496 Filed Document 0001567619-19-018103 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:59:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Backpack Health, LLC See All Filings	D/A	2019-09-10 14:59:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702850 Filed Document 0001702850-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:59:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Smash Ventures Fund L.P. See All Filings	D	2019-09-10 14:51:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785576 Filed Document 0001567619-19-018100 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Propel (Nitrogen), LLC See All Filings	D	2019-09-10 14:48:43 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001784244 Filed Document 0001784244-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:48:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuclein, LLC See All Filings	D	2019-09-10 14:48:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787352 Filed Document 0001787352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:48:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ashtabula Renal Care Group, LLC See All Filings	D	2019-09-10 14:46:36 UTC
Amount To Be Raised $2,552,364 Associated Brokers / Dealers N/A CIK Number 0001787369 Filed Document 0001461373-19-000051 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:46:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PRIME Impact Equity Fund I, LLC See All Filings	D/A	2019-09-10 14:45:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753896 Filed Document 0001753896-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:45:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THERALASE TECHNOLOGIES INC /FI See All Filings	D	2019-09-10 14:44:24 UTC
Amount To Be Raised $700,892 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000923883 Filed Document 0001062993-19-003638 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:44:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Acuity EyeCare Rollover II, LLC See All Filings	D	2019-09-10 14:42:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001763838 Filed Document 0001763838-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:42:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
327 WB Investors, LLC See All Filings	D	2019-09-10 14:40:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785542 Filed Document 0001104659-19-049493 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:40:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Aloha Ltd. See All Filings	D	2019-09-10 14:39:35 UTC
Amount To Be Raised $50,100 Associated Brokers / Dealers N/A CIK Number 0001717857 Filed Document 0001717857-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:39:35 UTC Type of Offering D Industry Agriculture Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Global Opportunities Ltd See All Filings	D/A	2019-09-10 14:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683432 Filed Document 0001683432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VAN QOF LLC See All Filings	D	2019-09-10 14:25:09 UTC
Amount To Be Raised $2,183,346 Associated Brokers / Dealers N/A CIK Number 0001787540 Filed Document 0001787540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:25:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Little Pharma, Inc. See All Filings	D/A	2019-09-10 14:23:34 UTC
Amount To Be Raised $707,500 Associated Brokers / Dealers N/A CIK Number 0001752787 Filed Document 0001437749-19-018139 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:23:34 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Swift Run Capital LP See All Filings	D/A	2019-09-10 14:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411894 Filed Document 0000919574-19-005778 Exclusions or Exemptions 506b Accepted Date 2019-09-10 14:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity