Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EPAM Systems, Inc. See All Filings	D	2019-09-11 15:58:46 UTC
Amount To Be Raised $3,562,260 Associated Brokers / Dealers N/A CIK Number 0001352010 Filed Document 0001352010-19-000029 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:58:46 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
SONJ Fund Alignment & Incentive Reform, L.P. See All Filings	D/A	2019-09-11 15:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716172 Filed Document 0001784157-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:51:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wayside Hill Partners, LLC See All Filings	D	2019-09-11 15:49:21 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Emerson Equity LLC, Emerson Equity LLC, Cabin Securities, Inc., Center Street Securities, Inc., and Center Street Securities, Inc. CIK Number 0001787800 Filed Document 0001787800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:49:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WCG Concord Development Investors, LLC See All Filings	D	2019-09-11 15:47:25 UTC
Amount To Be Raised $3,615,000 Associated Brokers / Dealers N/A CIK Number 0001787544 Filed Document 0001787544-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:47:25 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COSYND INC. See All Filings	D/A	2019-09-11 15:45:53 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001701789 Filed Document 0001567619-19-018145 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:45:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Clearisle Capital Fund LLC See All Filings	D	2019-09-11 15:42:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Robert W Baird & CO. Inc., Northern Trust Securities, Inc., Rockefeller Financial LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), and Sentry Advisors CIK Number 0001787424 Filed Document 0000350797-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:42:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Diversified Lending Fund, L.P. See All Filings	D/A	2019-09-11 15:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750943 Filed Document 0001750943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Market Advantage II, Ltd. See All Filings	D/A	2019-09-11 15:40:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585780 Filed Document 0001784157-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:40:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SEMPERVIRENS CAPITAL FUND LP See All Filings	D/A	2019-09-11 15:37:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001750341 Filed Document 0000913849-19-000359 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvercrest Jefferson Fund, Ltd. See All Filings	D/A	2019-09-11 15:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618065 Filed Document 0001012975-19-000602 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvercrest Jefferson Fund, L.P. See All Filings	D/A	2019-09-11 15:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617964 Filed Document 0001012975-19-000601 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Merger Partners LLC See All Filings	D/A	2019-09-11 15:31:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684337 Filed Document 0001784157-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:31:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Greens LLC See All Filings	D	2019-09-11 15:28:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001787714 Filed Document 0001787714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:28:42 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Caerus DT Fund, LLC See All Filings	D/A	2019-09-11 15:21:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618858 Filed Document 0001784157-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:21:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOBIVITY HOLDINGS CORP. See All Filings	D	2019-09-11 15:20:22 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001447380 Filed Document 0001447380-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:20:22 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project 28, LLC See All Filings	D	2019-09-11 15:13:34 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001787378 Filed Document 0001787378-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:13:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kures Inc. See All Filings	D	2019-09-11 15:09:24 UTC
Amount To Be Raised $15,041,236 Associated Brokers / Dealers N/A CIK Number 0001787522 Filed Document 0001787522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:09:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hura Imaging Inc See All Filings	D	2019-09-11 15:08:12 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Americas Executions LLC CIK Number 0001784177 Filed Document 0001784177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 15:08:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CUREMARK LLC See All Filings	D	2019-09-11 14:59:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001439430 Filed Document 0001439430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:59:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
iCapital - Soroban Opportunities Fund, L.P. See All Filings	D	2019-09-11 14:57:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783929 Filed Document 0000897069-19-000410 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:57:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARAMIDE RESOURCES LTD See All Filings	D	2019-09-11 14:49:42 UTC
Amount To Be Raised $47,445 Associated Brokers / Dealers N/A CIK Number 0001001500 Filed Document 0001062993-19-003656 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:49:42 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Connor Group Debt Fund XV-Q, LLC See All Filings	D	2019-09-11 14:41:39 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001787860 Filed Document 0001787860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:41:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairwater Partners, LLC See All Filings	D	2019-09-11 14:40:54 UTC
Amount To Be Raised $973,620 Associated Brokers / Dealers N/A CIK Number 0001787854 Filed Document 0001787854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:40:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighborhood Goods, Inc. See All Filings	D	2019-09-11 14:39:53 UTC
Amount To Be Raised $13,000,001 Associated Brokers / Dealers N/A CIK Number 0001741357 Filed Document 0000897069-19-000409 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:39:53 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLARION LION PROPERTIES FUND, LP See All Filings	D/A	2019-09-11 14:33:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities LLC CIK Number 0001129758 Filed Document 0001129758-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:33:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoverUS, Inc See All Filings	D	2019-09-11 14:20:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001752130 Filed Document 0001752130-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:20:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Armistice Capital Offshore Fund Ltd. See All Filings	D/A	2019-09-11 14:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554378 Filed Document 0000919574-19-005794 Exclusions or Exemptions 506b Accepted Date 2019-09-11 14:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Armistice Capital Fund LP See All Filings	D/A	2019-09-11 13:58:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554349 Filed Document 0000919574-19-005792 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:58:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OXIO Corp See All Filings	D	2019-09-11 13:58:06 UTC
Amount To Be Raised $4,637,631 Associated Brokers / Dealers N/A CIK Number 0001749054 Filed Document 0001231919-19-000048 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:58:06 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leap Technologies, Inc. See All Filings	D/A	2019-09-11 13:51:23 UTC
Amount To Be Raised $4,834,335 Associated Brokers / Dealers N/A CIK Number 0001780494 Filed Document 0001780494-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:51:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PI Fund I, a series of Phoenix 7, LP See All Filings	D	2019-09-11 13:46:56 UTC
Amount To Be Raised $201,552 Associated Brokers / Dealers N/A CIK Number 0001787820 Filed Document 0001787807-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunniva Inc. See All Filings	D	2019-09-11 13:43:30 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001716963 Filed Document 0001716963-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:43:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Coinme Inc. See All Filings	D	2019-09-11 13:42:06 UTC
Amount To Be Raised $11,797,400 Associated Brokers / Dealers N/A CIK Number 0001703558 Filed Document 0001703558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:42:06 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Homecooked, Inc. See All Filings	D	2019-09-11 13:41:01 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001787374 Filed Document 0001787374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:41:01 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Precursor Ventures Opportunity Fund I, L.P. See All Filings	D	2019-09-11 13:40:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001784536 Filed Document 0001784536-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:40:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MI Fund I, a series of Hack VC, LP See All Filings	D	2019-09-11 13:38:57 UTC
Amount To Be Raised $107,999 Associated Brokers / Dealers N/A CIK Number 0001787818 Filed Document 0001787807-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:38:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARIANNE PHOSPHATE INC. See All Filings	D	2019-09-11 13:38:28 UTC
Amount To Be Raised $379,705 Associated Brokers / Dealers N/A CIK Number 0001421570 Filed Document 0001421570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:38:28 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
LH Developer, LLC See All Filings	D	2019-09-11 13:29:24 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001787864 Filed Document 0001787864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:29:24 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PAR Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-09-11 13:27:15 UTC
Amount To Be Raised $243,999 Associated Brokers / Dealers N/A CIK Number 0001787817 Filed Document 0001787807-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:27:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amaconda Holdings, LLC See All Filings	D	2019-09-11 13:24:18 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001786946 Filed Document 0001596771-19-000101 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:24:18 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Echodyne Corp. See All Filings	D	2019-09-11 13:21:16 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001628751 Filed Document 0001628751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:21:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
UN Fund II, a series of AX-JE Funds, LP See All Filings	D	2019-09-11 13:19:54 UTC
Amount To Be Raised $73,999 Associated Brokers / Dealers N/A CIK Number 0001787814 Filed Document 0001787807-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:19:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovative Treatment Products, LLC See All Filings	D	2019-09-11 13:18:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001787866 Filed Document 0001787866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:18:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Mindpass, Inc. See All Filings	D	2019-09-11 13:15:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787841 Filed Document 0001787841-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:15:10 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AR Fund I, a series of Squad Syndicate, LP See All Filings	D	2019-09-11 13:12:20 UTC
Amount To Be Raised $217,000 Associated Brokers / Dealers N/A CIK Number 0001787811 Filed Document 0001787807-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Automotive Services Finance, Inc. See All Filings	D	2019-09-11 13:11:35 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001787270 Filed Document 0001787270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:11:35 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Booster Fuels, Inc. See All Filings	D	2019-09-11 13:04:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001643021 Filed Document 0001643021-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-09-11 13:04:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DA Fund I, a series of York IE Funds, LP See All Filings	D	2019-09-11 12:52:59 UTC
Amount To Be Raised $108,025 Associated Brokers / Dealers N/A CIK Number 0001787809 Filed Document 0001787807-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-11 12:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAG-HCI Fund, LLC See All Filings	D/A	2019-09-11 12:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753451 Filed Document 0001753451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 12:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Path Ventures Fund I, L.P. See All Filings	D	2019-09-11 12:48:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001787720 Filed Document 0001787720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-11 12:48:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund