Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AMARILLO GOLD CORP. See All Filings	D	2019-09-13 12:34:07 UTC
Amount To Be Raised $912,297 Associated Brokers / Dealers Mackie Research USA Inc. CIK Number 0001497606 Filed Document 0001062993-19-003677 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:34:07 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KLS Macro Rates Fund LP See All Filings	D/A	2019-09-13 12:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001557852 Filed Document 0001557852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC - Segregated Portfolio 16 See All Filings	D/A	2019-09-13 12:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471883 Filed Document 0001724485-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfolio 102 See All Filings	D/A	2019-09-13 12:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618895 Filed Document 0001724485-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:30:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navigating Cancer, Inc. See All Filings	D/A	2019-09-13 12:29:13 UTC
Amount To Be Raised $26,000,098 Associated Brokers / Dealers N/A CIK Number 0001533177 Filed Document 0001168404-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:29:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Poseidon Capital Syndicate 1, LLC See All Filings	D/A	2019-09-13 12:27:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783254 Filed Document 0001783254-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:27:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long-Distance Car Service LLC See All Filings	D	2019-09-13 12:26:09 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001787848 Filed Document 0001787848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:26:09 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Asta Capital Partners LP See All Filings	D	2019-09-13 12:25:11 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001788116 Filed Document 0001788116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Texas Growth Fund Project IX, L.P. See All Filings	D	2019-09-13 12:21:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788154 Filed Document 0001788154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:21:49 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARROWROOT CAPITAL IV, L.P. See All Filings	D/A	2019-09-13 12:17:58 UTC
Amount To Be Raised $315,000,000 Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC CIK Number 0001749287 Filed Document 0001749287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Huntington Center Cincinnati Holdings LLC See All Filings	D	2019-09-13 12:17:03 UTC
Amount To Be Raised $3,574,316 Associated Brokers / Dealers N/A CIK Number 0001786058 Filed Document 0001786058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:17:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MC Tampa Riverwalk LLC See All Filings	D	2019-09-13 12:16:10 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001788182 Filed Document 0001788182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:16:10 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NEOS Options Fund LP See All Filings	D/A	2019-09-13 12:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777286 Filed Document 0001777264-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEOS Multi-Strategy Growth Fund LP See All Filings	D/A	2019-09-13 12:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777264 Filed Document 0001777264-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARI 1740 Fund, L.P. See All Filings	D/A	2019-09-13 12:03:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652466 Filed Document 0001652466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:03:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Long-Short Credit Fund L.P. See All Filings	D/A	2019-09-13 12:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091232 Filed Document 0001724485-19-000087 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN OFFSHORE FUND LTD See All Filings	D/A	2019-09-13 11:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454541 Filed Document 0000919574-19-005853 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BayCity CLO Holdings, L.P. See All Filings	D/A	2019-09-13 11:59:17 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345367 Filed Document 0001724485-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:59:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Corporate Arbitrage & Relative Value Fund, L.P. See All Filings	D/A	2019-09-13 11:58:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649206 Filed Document 0001724485-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:58:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEGEAN FUND LP See All Filings	D/A	2019-09-13 11:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454540 Filed Document 0000919574-19-005851 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund R, L.P. See All Filings	D/A	2019-09-13 11:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649315 Filed Document 0001724485-19-000084 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:57:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Customized Solution Fund S, L.P. See All Filings	D/A	2019-09-13 11:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649299 Filed Document 0001724485-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:56:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Long-Short Equity Fund, L.P. See All Filings	D/A	2019-09-13 11:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724676 Filed Document 0001724485-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aufbau Holdings Ltd See All Filings	D	2019-09-13 11:55:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001788081 Filed Document 0001788081-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:55:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Other
BayCity Small Cap Core Fund, L.P. See All Filings	D/A	2019-09-13 11:55:01 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0001724485-19-000081 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:55:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZC CalAg LLC See All Filings	D/A	2019-09-13 11:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707711 Filed Document 0001707711-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:53:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Senior Loan Fund, L.P. See All Filings	D/A	2019-09-13 11:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526333 Filed Document 0001724485-19-000080 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSM All World Growth Trust - International Growth Portfolio See All Filings	D/A	2019-09-13 11:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752276 Filed Document 0000943663-19-000175 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Basin Long-Short Fund Ltd See All Filings	D/A	2019-09-13 11:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716738 Filed Document 0001716738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:39:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadway/StoneSide Partners, LLC See All Filings	D/A	2019-09-13 11:34:25 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001788079 Filed Document 0001788079-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:34:25 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Congress Street Troy LP See All Filings	D	2019-09-13 11:31:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001787163 Filed Document 0001239944-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:31:06 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Technology Opportunities Offshore SCSp See All Filings	D	2019-09-13 11:23:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001787853 Filed Document 0001787852-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:23:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSM All World Growth Trust - EM Growth Portfolio See All Filings	D/A	2019-09-13 11:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752275 Filed Document 0000943663-19-000174 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trillium Impact Partners Fund I, LP See All Filings	D/A	2019-09-13 11:20:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001772565 Filed Document 0001772565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:20:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Blue Lake Investors LLC See All Filings	D	2019-09-13 11:14:18 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001787211 Filed Document 0001787211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:14:18 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
TimberRidge Realty Holdings LLC See All Filings	D	2019-09-13 11:13:09 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001787649 Filed Document 0001787649-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:13:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Huntington Center Cincinnati LP See All Filings	D	2019-09-13 11:12:41 UTC
Amount To Be Raised $12,572,171 Associated Brokers / Dealers N/A CIK Number 0001786050 Filed Document 0001786050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:12:41 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
We Co. See All Filings	D	2019-09-13 11:08:00 UTC
Amount To Be Raised $19,518,290 Associated Brokers / Dealers N/A CIK Number 0001533523 Filed Document 0000950172-19-000109 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:08:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hunt Debt Opportunity Fund (Institutional) LP See All Filings	D/A	2019-09-13 11:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678689 Filed Document 0001678689-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 11:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Technology Opportunities LLC See All Filings	D	2019-09-13 10:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001787852 Filed Document 0001787852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:59:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSA QMS Fund Ltd See All Filings	D/A	2019-09-13 10:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520524 Filed Document 0000919574-19-005847 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:57:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DSM ALL WORLD GROWTH TRUST See All Filings	D/A	2019-09-13 10:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502521 Filed Document 0000943663-19-000173 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSA QMS FUND LP See All Filings	D/A	2019-09-13 10:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520523 Filed Document 0000919574-19-005845 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:52:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-09-13 10:51:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Benson and Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-19-050080 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:51:15 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-09-13 10:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Peter M Williams CIK Number 0001080429 Filed Document 0001104659-19-050079 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:50:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MEDIPORTAL LLC See All Filings	D	2019-09-13 10:50:23 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001539911 Filed Document 0001539911-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:50:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-09-13 10:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips and Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-19-050078 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:50:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GSA INTERNATIONAL FUND LTD See All Filings	D/A	2019-09-13 10:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430391 Filed Document 0000919574-19-005843 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:49:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-09-13 10:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David D Ehlert CIK Number 0001080429 Filed Document 0001104659-19-050077 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:49:30 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2019-09-13 10:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-19-050076 Exclusions or Exemptions 506b Accepted Date 2019-09-13 10:49:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other