Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Atlas Shepherd Holdings LLC See All Filings	D	2019-09-13 14:40:26 UTC
Amount To Be Raised $8,500,004 Associated Brokers / Dealers N/A CIK Number 0001788268 Filed Document 0001788268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:40:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Saluda Grade Provenance Fund LP See All Filings	D	2019-09-13 14:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787925 Filed Document 0001787925-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:38:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brava Diagnostics, Inc. See All Filings	D	2019-09-13 14:35:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001758829 Filed Document 0001758829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:35:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Perfect Day Productions Inc. See All Filings	D	2019-09-13 14:33:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001788082 Filed Document 0001788082-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:33:27 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Heritage Distilling Holding Company, Inc. See All Filings	D	2019-09-13 14:32:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788230 Filed Document 0001788230-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:32:28 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sebacia, Inc. See All Filings	D	2019-09-13 14:28:18 UTC
Amount To Be Raised $14,999,996 Associated Brokers / Dealers N/A CIK Number 0001493716 Filed Document 0001493716-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:28:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waagu, Inc. See All Filings	D	2019-09-13 14:25:16 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001669750 Filed Document 0001669750-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:25:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KLS Diversified Fund LP See All Filings	D/A	2019-09-13 14:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ID Funds LLC - Series V See All Filings	D	2019-09-13 14:17:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001788252 Filed Document 0001788252-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:17:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levin Eye Care LLC See All Filings	D	2019-09-13 14:16:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001788041 Filed Document 0001788041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:16:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Anahata CAV Offshore, LP See All Filings	D	2019-09-13 14:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787704 Filed Document 0001788116-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:16:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR&M Short Diversified Income Fund LLC See All Filings	D	2019-09-13 14:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788197 Filed Document 0001788197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN STAR GROWING, INC. See All Filings	D/A	2019-09-13 14:05:19 UTC
Amount To Be Raised $1,276,102 Associated Brokers / Dealers N/A CIK Number 0001763367 Filed Document 0001461859-19-000018 Exclusions or Exemptions 504 and 506b Accepted Date 2019-09-13 14:05:19 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Lomas peAk Fund, LP See All Filings	D/A	2019-09-13 14:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571087 Filed Document 0001571087-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 14:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomas Capital, Ltd. See All Filings	D/A	2019-09-13 13:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559262 Filed Document 0001559262-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man FRM CA SPC, on behalf of & for the account of GM-1 SP See All Filings	D/A	2019-09-13 13:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001752990 Filed Document 0001752990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS-Orbit Strategies, LLC See All Filings	D	2019-09-13 13:54:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001788194 Filed Document 0001567619-19-018247 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:54:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anahata CAV Onshore, LP See All Filings	D	2019-09-13 13:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787391 Filed Document 0001788116-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Offshore Fund LP See All Filings	D/A	2019-09-13 13:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653179 Filed Document 0000902664-19-003710 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:52:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARBOARD LEADERS FUND LP See All Filings	D/A	2019-09-13 13:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001575038 Filed Document 0000902664-19-003709 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lomas Capital, LP See All Filings	D/A	2019-09-13 13:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559263 Filed Document 0001559263-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:50:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coravin, Inc. See All Filings	D	2019-09-13 13:47:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001517698 Filed Document 0001517698-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:47:31 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Starboard Leaders Offshore Fund LP See All Filings	D/A	2019-09-13 13:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600342 Filed Document 0000902664-19-003708 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Leaders Select Fund LP See All Filings	D/A	2019-09-13 13:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651047 Filed Document 0000902664-19-003707 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROGENITY, INC. See All Filings	D	2019-09-13 13:42:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001580063 Filed Document 0001580063-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:42:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AXA IM Global Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2019-09-13 13:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616570 Filed Document 0000943663-19-000176 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bishop Fox Inc. See All Filings	D	2019-09-13 13:40:20 UTC
Amount To Be Raised $36,554,991 Associated Brokers / Dealers N/A CIK Number 0001788024 Filed Document 0001788024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:40:20 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PROOF OF TRUST LTD See All Filings	D	2019-09-13 13:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788248 Filed Document 0001640334-19-001835 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:39:21 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
Statera Spine, Inc. See All Filings	D	2019-09-13 13:33:40 UTC
Amount To Be Raised $10,408,552 Associated Brokers / Dealers N/A CIK Number 0001788228 Filed Document 0001788228-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:33:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Fund II, LP See All Filings	D	2019-09-13 13:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787830 Filed Document 0001144204-19-044536 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real McCoy Spirits, Corp. See All Filings	D	2019-09-13 13:23:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596986 Filed Document 0001596986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:23:47 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MG Enclave Meridian Investments SGC L.P. See All Filings	D	2019-09-13 13:22:20 UTC
Amount To Be Raised $4,190,000 Associated Brokers / Dealers N/A CIK Number 0001787858 Filed Document 0001787858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:22:20 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
K2 Gold Corp See All Filings	D	2019-09-13 13:20:01 UTC
Amount To Be Raised $2,344,163 Associated Brokers / Dealers CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. CIK Number 0001583962 Filed Document 0001583962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:20:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Alter Venture Partners Fund I SCA, SICAV-RAIF See All Filings	D	2019-09-13 13:19:02 UTC
Amount To Be Raised $133,100,000 Associated Brokers / Dealers N/A CIK Number 0001785696 Filed Document 0001785696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SP Kennedy Creek LLC See All Filings	D	2019-09-13 13:17:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001787969 Filed Document 0001787969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:17:58 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AG Asia Realty Holdings IV, L.P. See All Filings	D/A	2019-09-13 13:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castling Investment Group and Shinhan Investment Corporation CIK Number 0001748927 Filed Document 0001748927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:13:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poseidon Capital Syndicate 3, LLC See All Filings	D/A	2019-09-13 13:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783043 Filed Document 0001783043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Asia Realty Fund IV, L.P. See All Filings	D/A	2019-09-13 13:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castling Investment Group and Shinhan Investment Corporation CIK Number 0001748924 Filed Document 0001748924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Studio VC Fund II, L.P. See All Filings	D	2019-09-13 13:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788227 Filed Document 0001144204-19-044526 Exclusions or Exemptions 506b Accepted Date 2019-09-13 13:04:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Link Group International Inc See All Filings	D	2019-09-13 12:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gye Eun Choi CIK Number 0001788151 Filed Document 0001477932-19-005371 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:55:20 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lake Real Estate, LLC See All Filings	D	2019-09-13 12:53:27 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001785371 Filed Document 0000897069-19-000411 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:53:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2019-09-13 12:52:24 UTC
Amount To Be Raised $368,670 Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:52:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Acumen Resilient Agriculture Fund, LP See All Filings	D	2019-09-13 12:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Enclude Capital Advisory UK Limited CIK Number 0001787085 Filed Document 0001787085-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakmark International Equity L.P. See All Filings	D/A	2019-09-13 12:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124046 Filed Document 0001393725-19-000111 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Oakmark Global Equity L.P. See All Filings	D/A	2019-09-13 12:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406950 Filed Document 0001393725-19-000110 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:45:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ace-Up Inc. See All Filings	D	2019-09-13 12:42:15 UTC
Amount To Be Raised $3,469,962 Associated Brokers / Dealers N/A CIK Number 0001787987 Filed Document 0001787987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:42:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Long-Distance Car Service LLC See All Filings	D/A	2019-09-13 12:41:58 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001787848 Filed Document 0001787848-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:41:58 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
REPLICEL LIFE SCIENCES INC. See All Filings	D	2019-09-13 12:40:10 UTC
Amount To Be Raised $76,030 Associated Brokers / Dealers N/A CIK Number 0001205059 Filed Document 0001085037-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:40:10 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Yaupon Fund LP See All Filings	D/A	2019-09-13 12:38:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751958 Filed Document 0000919574-19-005856 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:38:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vicis, Inc. See All Filings	D/A	2019-09-13 12:34:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001608939 Filed Document 0001168404-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-09-13 12:34:11 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt