Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TR Fund I, a series of IA Fund, LP See All Filings	D	2019-09-17 12:10:06 UTC
Amount To Be Raised $220,440 Associated Brokers / Dealers N/A CIK Number 0001788435 Filed Document 0001788485-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 12:10:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit DL IV (Offshore) Funding LP See All Filings	D/A	2019-09-17 12:09:48 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Meritz Securities Co., Ltd CIK Number 0001764510 Filed Document 0001764510-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 12:09:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit DL IV (Offshore) A-1 LP See All Filings	D/A	2019-09-17 12:08:48 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. and Meritz Securities Co., Ltd CIK Number 0001747764 Filed Document 0001747764-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 12:08:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit Direct Lending Levered Fund IV LLC See All Filings	D/A	2019-09-17 12:07:40 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. and Meritz Securities Co., Ltd CIK Number 0001747759 Filed Document 0001747759-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 12:07:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood Beacon QP Fund LLC Series MQ-1 See All Filings	D	2019-09-17 12:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001786746 Filed Document 0001786746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 12:05:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit Direct Lending Fund IV LLC See All Filings	D/A	2019-09-17 12:04:49 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley MUFG Securities Co., Ltd. and Meritz Securities Co., Ltd CIK Number 0001747760 Filed Document 0001747760-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 12:04:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RR BUCKEYE, LLC See All Filings	D	2019-09-17 12:04:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers NONE CIK Number 0001787678 Filed Document 0001787678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 12:04:40 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PH Fund III, a series of World Changing Ventures Syndicate, LP See All Filings	D	2019-09-17 11:58:42 UTC
Amount To Be Raised $247,565 Associated Brokers / Dealers N/A CIK Number 0001788485 Filed Document 0001788485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:58:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArcLine Alternatives Emso Long/Short Credit Fund Ltd See All Filings	D/A	2019-09-17 11:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752316 Filed Document 0001752316-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:57:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood Beacon Fund LLC Series MQ-1 See All Filings	D	2019-09-17 11:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001786747 Filed Document 0001786747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:57:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InforMed Data Systems Inc. See All Filings	D	2019-09-17 11:54:37 UTC
Amount To Be Raised $40,081,663 Associated Brokers / Dealers N/A CIK Number 0001644327 Filed Document 0001644327-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:54:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sibilla Capital Onshore LLC See All Filings	D/A	2019-09-17 11:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matthew Luciano, Scarsdale Equities LLC, Carl Berg, and John Daniel JR Sampietro CIK Number 0001557666 Filed Document 0001013594-19-000530 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:51:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIBILLA CAPITAL LTD. See All Filings	D/A	2019-09-17 11:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carl Berg, Matthew Luciano, and John Daniel JR Sampietro CIK Number 0001480216 Filed Document 0001013594-19-000529 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vouch, Inc. See All Filings	D	2019-09-17 11:34:24 UTC
Amount To Be Raised $24,426,638 Associated Brokers / Dealers N/A CIK Number 0001781375 Filed Document 0001781375-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:34:24 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elementum Directus Offshore Fund Ltd See All Filings	D/A	2019-09-17 11:23:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551984 Filed Document 0001315863-19-000763 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:23:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GetTattle, Inc. See All Filings	D	2019-09-17 11:20:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001788360 Filed Document 0001144204-19-044845 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:20:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SUCKER PUNCH GOURMET, LLC See All Filings	D	2019-09-17 11:15:47 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001731809 Filed Document 0001731809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:15:47 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
HC Risk Reduction, Inc. See All Filings	D	2019-09-17 11:14:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001788454 Filed Document 0001788454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:14:38 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Insight Partners XI (iCapital), L.P. See All Filings	D	2019-09-17 11:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001788369 Filed Document 0000897069-19-000425 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:13:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Difesa Partners LP See All Filings	D/A	2019-09-17 11:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001782851 Filed Document 0000919574-19-005904 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:10:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Agile Space Industries Inc. See All Filings	D	2019-09-17 11:06:17 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001788124 Filed Document 0001788124-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:06:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Southside Blvd Apartments, LP See All Filings	D	2019-09-17 11:06:07 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001788282 Filed Document 0001788282-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 11:06:07 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MYDA Capital L.P. See All Filings	D/A	2019-09-17 10:56:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500949 Filed Document 0001500949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:56:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW Operating, LLC See All Filings	D	2019-09-17 10:50:24 UTC
Amount To Be Raised $617,600 Associated Brokers / Dealers N/A CIK Number 0001761484 Filed Document 0001761484-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:50:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund See All Filings	D	2019-09-17 10:48:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788242 Filed Document 0000902664-19-003742 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:48:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYDA Advantage, L.P. See All Filings	D/A	2019-09-17 10:47:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589840 Filed Document 0001589840-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2019-09-17 10:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Difesa Offshore Fund, Ltd See All Filings	D	2019-09-17 10:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001787936 Filed Document 0000919574-19-005901 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:28:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ARTABAN TOWNHOMES BALTIMORE INVESTORS LLC See All Filings	D	2019-09-17 10:27:43 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001788446 Filed Document 0001788446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:27:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Visitor New York Ltd Liability Co See All Filings	D	2019-09-17 10:25:47 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001785132 Filed Document 0001785132-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:25:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AP Fund I, a series of Zeitgeist, LP See All Filings	D	2019-09-17 10:25:35 UTC
Amount To Be Raised $637,460 Associated Brokers / Dealers N/A CIK Number 0001784898 Filed Document 0001784898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM IX, L.P. See All Filings	D/A	2019-09-17 10:20:07 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001740647 Filed Document 0001740647-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:20:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YORK ASIAN STRATEGIC METRIC FEEDER Ltd See All Filings	D/A	2019-09-17 10:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716331 Filed Document 0001144204-19-044830 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Asian Strategic Metric Master, L.P. See All Filings	D/A	2019-09-17 10:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716329 Filed Document 0001144204-19-044829 Exclusions or Exemptions 506b Accepted Date 2019-09-17 10:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SleepScore Inc. See All Filings	D	2019-09-17 09:58:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788367 Filed Document 0001788367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:58:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KCM Storage Portfolio I, LLC See All Filings	D	2019-09-17 09:46:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001786848 Filed Document 0001786846-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:46:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ohashi Restaurant Group, LLC See All Filings	D	2019-09-17 09:25:47 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001786846 Filed Document 0001786846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:25:47 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Miller Veterinary Holdings, LLC See All Filings	D	2019-09-17 09:20:13 UTC
Amount To Be Raised $7,986,000 Associated Brokers / Dealers N/A CIK Number 0001788381 Filed Document 0001788381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:20:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Health Partners, Inc. See All Filings	D	2019-09-17 09:01:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001693871 Filed Document 0001465818-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-09-17 09:01:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yummy Bazaar, Inc. See All Filings	D	2019-09-17 08:59:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001682462 Filed Document 0001682462-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-17 08:59:24 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
ZIOPHARM ONCOLOGY INC See All Filings	D	2019-09-17 08:31:16 UTC
Amount To Be Raised $19,515,153 Associated Brokers / Dealers N/A CIK Number 0001107421 Filed Document 0001107421-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-17 08:31:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fort Worth Boatel & Storage See All Filings	D	2019-09-17 07:59:20 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001788459 Filed Document 0001788459-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-09-17 07:59:20 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oasis Japan Strategic Fund Offshore Feeder Ltd. See All Filings	D/A	2019-09-17 06:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750347 Filed Document 0000902664-19-003740 Exclusions or Exemptions 506b Accepted Date 2019-09-17 06:12:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheum Feeder Fund Ltd See All Filings	D	2019-09-16 21:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788067 Filed Document 0001788067-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VersaChem, Inc. See All Filings	D	2019-09-16 21:42:51 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001774636 Filed Document 0001774636-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:42:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
IC Partners Offshore Fund See All Filings	D	2019-09-16 21:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785889 Filed Document 0001785889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:10:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IC Partners Onshore Fund See All Filings	D	2019-09-16 21:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785891 Filed Document 0001785891-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 21:04:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IC Partners Long Only Fund See All Filings	D	2019-09-16 20:57:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786133 Filed Document 0001786133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-09-16 20:57:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Eagle Holdings, Inc. See All Filings	D	2019-09-16 20:41:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001771534 Filed Document 0001771534-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 20:41:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FP Capital Global, LP See All Filings	D	2019-09-16 20:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787825 Filed Document 0001787824-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-09-16 20:16:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund