|
|
D |
2019-09-19 16:10:59 UTC |
- Amount To Be Raised
- $10,538,912
- Associated Brokers / Dealers
- Four Points Capital Partners LLC
- CIK Number
- 0001161304
- Filed Document
- 0001567619-19-018532
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 16:10:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-09-19 15:59:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788662
- Filed Document
- 0001788662-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:59:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 15:56:06 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787737
- Filed Document
- 0001787737-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:56:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 15:49:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753230
- Filed Document
- 0001753230-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:49:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 15:49:01 UTC |
- Amount To Be Raised
- $4,250,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001788758
- Filed Document
- 0001788758-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:49:01 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 15:46:47 UTC |
- Amount To Be Raised
- $4,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788873
- Filed Document
- 0001788873-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:46:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 15:42:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Alt Fund Distributors LLC
- CIK Number
- 0001551896
- Filed Document
- 0001551896-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:42:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 15:39:58 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788854
- Filed Document
- 0001788854-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:39:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 15:39:56 UTC |
- Amount To Be Raised
- $18,600,000
- Associated Brokers / Dealers
- CAPULENT LLC, PRIMEX, NEXTREND SECURITIES, INC., WESTPARK CAPITAL, INC., LIGHTPATH CAPITAL, INC, WEALTHFORGE SECURITIES, LLC, CABOT LODGE SECURITIES LLC, STONECREST CAPITAL MARKETS, INC., and INVESTMENT SECURITY CORPORATION
- CIK Number
- 0001758900
- Filed Document
- 0001758900-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:39:56 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 15:33:31 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788730
- Filed Document
- 0001788730-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:33:31 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 15:29:25 UTC |
- Amount To Be Raised
- $5,999,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706039
- Filed Document
- 0001706039-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:29:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 15:26:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788852
- Filed Document
- 0000935836-19-000481
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:26:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-19 15:20:54 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708239
- Filed Document
- 0001708239-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:20:54 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 15:16:47 UTC |
- Amount To Be Raised
- $95,000,000
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001786761
- Filed Document
- 0001786761-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:16:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 15:14:52 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788463
- Filed Document
- 0001788463-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:14:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 15:07:41 UTC |
- Amount To Be Raised
- $97,179,813
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, Nationwide Planning Associates, Inc, AMERITAS INVESTMENT CORP., CABIN SECURITIES, INC., SAGEPOINT FINANCIAL, INC., and MCDERMOTT INVESTMENT SERVICES, LLC
- CIK Number
- 0001786107
- Filed Document
- 0001786107-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:07:41 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-09-19 15:03:31 UTC |
- Amount To Be Raised
- $67,591,872
- Associated Brokers / Dealers
- DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, Tfs Securities, Inc., Concorde Investment Services, LLC, Calton & Associates, Primex Prime Electronic Execution Inc, Investacorp, Inc., Securities America Inc., Triad Advisors, Inc., Lincoln Financial Advisors, H D Vest Investment Securities Inc, WealthForge Securities LLC, Crown Capital Securities L.P., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Cambridge Investment Research, Lincoln Financial Securities Corp, Whitehall-Parker Securities, Inc., Great Point Capital LLC, Commonwealth Financial Network, Royal Alliance Associates, Inc., First Allied Securities Inc., Summit Brokerage Services, Inc., Colorado Financial Service Corp, Madison Avenue Securities, LLC, FSC Securities Corporation, RCX Capital Group LLC, Independent Financial Group, LLC, Capulent LLC, Voya Financial Advisors, Center Street Securities, Inc., Nationwide Planning Associates, Inc, Vanderbilt Securities, LLC, and Ameritas Investment Corp.
- CIK Number
- 0001777792
- Filed Document
- 0001777792-19-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 15:03:31 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 14:58:20 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Sunbelt Securities, Inc., Cambridge Investment Research, Inc., and Florida Atlantic Securities Corp.
- CIK Number
- 0001753879
- Filed Document
- 0001209191-19-050208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:58:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 14:57:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788380
- Filed Document
- 0001788380-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:57:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-19 14:51:40 UTC |
- Amount To Be Raised
- $30,726,806
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, AUSDAL FINANCIAL PARTNERS, INC., WEALTHFORGE SECURITIES, LLC, HD VEST INVESTMENT SERVICES, CONCORDE INVESTMENT SERVICES, LLC, Capulent LLC, and CAMBRIDGE INVESTMENT RESEARCH, INC.
- CIK Number
- 0001782296
- Filed Document
- 0001782296-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:51:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 14:49:05 UTC |
- Amount To Be Raised
- $23,971,364
- Associated Brokers / Dealers
- Inland Securities Corporation, Proequities, Inc., Investacorp, Inc., Capulent LLC, RCX Capital Group LLC, DFPG Investments, Inc., Mc Dermott Investment Services, LLC, Madison Avenue Securities, LLC, Concorde Investment Services, LLC, Sagepoint Financial, Inc., Parkland Securities, LLC, Aegis Capital Corporation, Investment Planners, Inc., Chalice Capital Partners, LLC, Primex Prime Electronic Execution Inc, Lincoln Financial Advisors, Securities America Inc., Commonwealth Financial Network, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., Emerson Equity LLC, Infinity Financial Services, Independent Financial Group, LLC, Invicta Capital LLC, WealthForge Securities LLC, and FSC Securities Corporation
- CIK Number
- 0001759531
- Filed Document
- 0001759531-19-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:49:05 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 14:45:49 UTC |
- Amount To Be Raised
- $2,751,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788675
- Filed Document
- 0001788675-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:45:49 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 14:42:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001743470
- Filed Document
- 0001743470-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:42:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 14:38:19 UTC |
- Amount To Be Raised
- $16,570,052
- Associated Brokers / Dealers
- China eCapital Partners, LLC
- CIK Number
- 0001677878
- Filed Document
- 0001677878-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:38:19 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 14:21:05 UTC |
- Amount To Be Raised
- $39,280,105
- Associated Brokers / Dealers
- Inland Securities Corporation, Primex Prime Electronic Execution Inc, WealthForge Securities LLC, McDermott Investment Services, LLC, and Lightpath Capital Inc.
- CIK Number
- 0001785005
- Filed Document
- 0001785005-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:21:05 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 14:09:26 UTC |
- Amount To Be Raised
- $783,789
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771076
- Filed Document
- 0001771076-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:09:26 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-09-19 14:09:03 UTC |
- Amount To Be Raised
- $35,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788665
- Filed Document
- 0001788665-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:09:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-19 14:08:45 UTC |
- Amount To Be Raised
- $120,850,000
- Associated Brokers / Dealers
- BHA Select Network, LLC and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001712272
- Filed Document
- 0001567619-19-018522
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:08:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 14:05:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458994
- Filed Document
- 0000935836-19-000479
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:05:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-19 14:05:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717373
- Filed Document
- 0001717373-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:05:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 14:04:38 UTC |
- Amount To Be Raised
- $2,668,309
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725386
- Filed Document
- 0001725386-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:04:38 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 14:01:13 UTC |
- Amount To Be Raised
- $3,250,000
- Associated Brokers / Dealers
- Taglich Brothers, Inc.
- CIK Number
- 0001648111
- Filed Document
- 0001648111-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 14:01:13 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 13:59:48 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769551
- Filed Document
- 0001769551-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:59:48 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 13:58:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651611
- Filed Document
- 0001651611-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:58:29 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 13:58:26 UTC |
- Amount To Be Raised
- $2,035,605
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690706
- Filed Document
- 0001690706-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:58:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-09-19 13:41:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787846
- Filed Document
- 0001787846-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:41:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-19 13:20:55 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741198
- Filed Document
- 0001741198-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:20:55 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 13:16:55 UTC |
- Amount To Be Raised
- $30,762,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759746
- Filed Document
- 0001759746-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:16:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 13:13:32 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788736
- Filed Document
- 0001788736-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:13:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 13:10:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Monument Group, Inc.
- CIK Number
- 0001784501
- Filed Document
- 0001784501-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:10:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 13:05:15 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- MVISION PRIVATE EQUITY ADVISERS USA LLC and FORUM CAPITAL SECURITIES, L.L.C.
- CIK Number
- 0001785768
- Filed Document
- 0001785768-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:05:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 13:04:35 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- MVISION PRIVATE EQUITY ADVISERS USA LLC and FORUM CAPITAL SECURITIES, L.L.C.
- CIK Number
- 0001785769
- Filed Document
- 0001785769-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:04:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 13:03:49 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- MVISION PRIVATE EQUITY ADVISERS USA LLC and FORUM CAPITAL SECURITIES, L.L.C.
- CIK Number
- 0001785770
- Filed Document
- 0001785770-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:03:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-09-19 13:00:41 UTC |
- Amount To Be Raised
- $14,260,000
- Associated Brokers / Dealers
- Orchard Securities, LLC, WealthForge Securities, LLC, and CABIN SECURITIES, INC.
- CIK Number
- 0001781251
- Filed Document
- 0001781251-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 13:00:41 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 12:57:11 UTC |
- Amount To Be Raised
- $4,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001688379
- Filed Document
- 0001458754-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 12:57:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-09-19 12:38:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788202
- Filed Document
- 0001788202-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 12:38:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-19 12:22:25 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766450
- Filed Document
- 0001766450-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 12:22:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-09-19 12:21:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700650
- Filed Document
- 0001700650-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 12:21:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 12:18:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592098
- Filed Document
- 0001567619-19-018516
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 12:18:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-09-19 12:07:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788664
- Filed Document
- 0001788664-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-09-19 12:07:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|