Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HDL THERAPEUTICS, INC. See All Filings	D	2019-10-03 15:14:25 UTC
Amount To Be Raised $3,000,070 Associated Brokers / Dealers N/A CIK Number 0001569047 Filed Document 0001567619-19-019202 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:14:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INFINIUM, Inc. See All Filings	D	2019-10-03 15:14:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001484679 Filed Document 0001484679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:14:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Derry Surgical Center, LLC See All Filings	D	2019-10-03 15:12:35 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001707887 Filed Document 0001707887-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:12:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Vivorte Inc. See All Filings	D	2019-10-03 15:06:10 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001509210 Filed Document 0001509210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:06:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
BESPOKE FINANCIAL, INC. See All Filings	D	2019-10-03 15:05:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001753215 Filed Document 0001753215-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:05:19 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Columbia Partners Private Capital II, LP See All Filings	D	2019-10-03 15:00:31 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001788571 Filed Document 0001788571-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 15:00:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRING ROCK MANUFACTURING PARTNERS I LP See All Filings	D	2019-10-03 14:58:38 UTC
Amount To Be Raised $9,625,000 Associated Brokers / Dealers N/A CIK Number 0001788936 Filed Document 0001788936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:58:38 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
442 Funding, LLC See All Filings	D/A	2019-10-03 14:55:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Elliot Goldberg CIK Number 0001745305 Filed Document 0001786160-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:55:17 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
STONE HARBOR GLOBAL FUNDS PLC - STONE HARBOR GLOBAL AGGREGATE TOTAL RETURN PORTFOLIO See All Filings	D	2019-10-03 14:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786071 Filed Document 0001786071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:53:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE HARBOR INVESTMENT FUNDS PLC - STONE HARBOR EMERGING MARKETS LOCAL CURRENCY DEBT FUND See All Filings	D	2019-10-03 14:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784421 Filed Document 0001784421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:51:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBMP, LLC See All Filings	D	2019-10-03 14:49:04 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001714531 Filed Document 0001714531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:49:04 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
567 Funding, LLC See All Filings	D/A	2019-10-03 14:43:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786160 Filed Document 0001786160-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:43:49 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BLUEGRASS JV, LLC See All Filings	D	2019-10-03 14:42:57 UTC
Amount To Be Raised $5,668,260 Associated Brokers / Dealers N/A CIK Number 0001788652 Filed Document 0001788652-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:42:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Fund I, LP See All Filings	D/A	2019-10-03 14:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754401 Filed Document 0001144204-19-047127 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision Lending Master Fund I LP See All Filings	D	2019-10-03 14:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789062 Filed Document 0001789062-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:31:24 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Roger.ai, Inc. See All Filings	D	2019-10-03 14:24:45 UTC
Amount To Be Raised $9,585,000 Associated Brokers / Dealers N/A CIK Number 0001781682 Filed Document 0001461373-19-000055 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:24:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Charis Holdings, Inc. See All Filings	D	2019-10-03 14:14:59 UTC
Amount To Be Raised $12,370,000 Associated Brokers / Dealers N/A CIK Number 0001733478 Filed Document 0001733478-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:14:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sapucaia LLC See All Filings	D/A	2019-10-03 14:12:11 UTC
Amount To Be Raised $1,013,000 Associated Brokers / Dealers N/A CIK Number 0001788544 Filed Document 0001788544-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 14:12:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATO FUND LP See All Filings	D/A	2019-10-03 13:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460961 Filed Document 0001405086-19-000311 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:59:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Golfinity Store 1, LLC See All Filings	D	2019-10-03 13:49:52 UTC
Amount To Be Raised $797,500 Associated Brokers / Dealers N/A CIK Number 0001764331 Filed Document 0001764331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:49:52 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CBRE CLARION GLOBAL REAL ESTATE FUND, LP See All Filings	D/A	2019-10-03 13:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561798 Filed Document 0001561798-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Golfinity Store 1 Real Estate, LLC See All Filings	D	2019-10-03 13:44:15 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001764330 Filed Document 0001764330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:44:15 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SALEM PIXLEE INVESTORS, LLC See All Filings	D/A	2019-10-03 13:39:42 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001789112 Filed Document 0001789112-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:39:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axis Auto Finance Inc. See All Filings	D	2019-10-03 13:39:12 UTC
Amount To Be Raised $3,982,802 Associated Brokers / Dealers N/A CIK Number 0001789772 Filed Document 0001789772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:39:12 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SE 9TH STREET CO-LIVING INVESTORS, LLC See All Filings	D	2019-10-03 13:36:30 UTC
Amount To Be Raised $4,622,000 Associated Brokers / Dealers N/A CIK Number 0001788930 Filed Document 0001788930-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:36:30 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Royal Nickel Corp See All Filings	D	2019-10-03 13:23:00 UTC
Amount To Be Raised $338,983 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001676759 Filed Document 0001567619-19-019201 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:23:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TFO, LLC See All Filings	D	2019-10-03 13:19:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001743488 Filed Document 0001743488-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:19:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ABQid Fund I Sidecar, L.P. See All Filings	D	2019-10-03 13:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711646 Filed Document 0001711646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:15:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Goodnight Midstream Co-invest LP See All Filings	D	2019-10-03 13:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790126 Filed Document 0001790126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 13:13:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SALEM PARTNERS PRINCIPALS INVESTORS, LLC See All Filings	D	2019-10-03 12:37:46 UTC
Amount To Be Raised $70,613 Associated Brokers / Dealers N/A CIK Number 0001790036 Filed Document 0001790036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:37:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OSG Group Holdings, Inc. See All Filings	D	2019-10-03 12:36:40 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001708616 Filed Document 0001708616-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:36:40 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HARBOR AVE THREE LLC See All Filings	D	2019-10-03 12:29:25 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001790152 Filed Document 0001790152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:29:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Velocity Group Enterprises Inc. See All Filings	D	2019-10-03 12:25:45 UTC
Amount To Be Raised $3,175,000 Associated Brokers / Dealers N/A CIK Number 0001789608 Filed Document 0001789608-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:25:45 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Lodbrok European Credit Opportunities Fund Ltd See All Filings	D/A	2019-10-03 12:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755022 Filed Document 0001606566-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:22:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWC Hotel Fund II, LP See All Filings	D	2019-10-03 12:20:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001790128 Filed Document 0001790128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:20:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Natural Capital Fund I, L.P. See All Filings	D	2019-10-03 12:14:14 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001789296 Filed Document 0000897069-19-000443 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:14:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cryptoindex Capital Partners LP See All Filings	D/A	2019-10-03 12:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718309 Filed Document 0001718309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uncommon Giving Corp See All Filings	D/A	2019-10-03 12:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757190 Filed Document 0001757190-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-03 12:04:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Cowen Sustainable Investments Offshore I LP See All Filings	D	2019-10-03 11:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001790080 Filed Document 0001790080-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:57:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Forest Reserve IP, LLC See All Filings	D	2019-10-03 11:51:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001787580 Filed Document 0001787580-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:51:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CrossBraining, Inc. See All Filings	D	2019-10-03 11:50:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790116 Filed Document 0001790116-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:50:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Kenect, LLC See All Filings	D	2019-10-03 11:47:50 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001790178 Filed Document 0001790178-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:47:50 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Uncommon Giving Corp See All Filings	D	2019-10-03 11:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757190 Filed Document 0001757190-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:47:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Green County Hemp LLC See All Filings	D	2019-10-03 11:43:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001788317 Filed Document 0001788317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:43:25 UTC Type of Offering D Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Centennial Crossing, LLC See All Filings	D	2019-10-03 11:26:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789495 Filed Document 0001789498-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:26:12 UTC Type of Offering D Industry Residential Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Ionic Volatility Arbitrage Fund II LLC See All Filings	D/A	2019-10-03 11:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606566 Filed Document 0001606566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:26:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savile Row Tax Advantaged Absolute Return Fund A 2018-1, LLC See All Filings	D/A	2019-10-03 11:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754553 Filed Document 0001754553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:15:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Tribeca ESP Series Fund, LLC - Paragon Series A Preferred See All Filings	D	2019-10-03 11:10:41 UTC
Amount To Be Raised $612,000 Associated Brokers / Dealers N/A CIK Number 0001789103 Filed Document 0001788678-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-03 11:10:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cowen Sustainable Investments I LP See All Filings	D	2019-10-03 10:53:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001790079 Filed Document 0001790079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-03 10:53:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Neuro Seed 1, a series of Republic Master Fund, LP See All Filings	D	2019-10-03 10:47:35 UTC
Amount To Be Raised $396,000 Associated Brokers / Dealers N/A CIK Number 0001788678 Filed Document 0001788678-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-03 10:47:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund