Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Altiostar Networks, Inc. See All Filings	D	2019-10-11 09:15:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001548140 Filed Document 0001548140-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-11 09:15:29 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Multi-Sector Cayman, Ltd. See All Filings	D/A	2019-10-11 06:28:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687279 Filed Document 0000902664-19-003971 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:28:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACIA Asset Allocation Fund LP See All Filings	D/A	2019-10-11 06:27:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allen & Company LLC CIK Number 0001524320 Filed Document 0000902664-19-003970 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:27:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Eureka (US) Fund VI See All Filings	D/A	2019-10-11 06:26:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687001 Filed Document 0000902664-19-003969 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:26:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Opportunities Fund 2 LP See All Filings	D/A	2019-10-11 06:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588484 Filed Document 0000902664-19-003968 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanford C. Bernstein & Co. Delaware Business Trust See All Filings	D/A	2019-10-11 06:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001045898 Filed Document 0000902664-19-003967 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Skylar Capital Energy Fund LP See All Filings	D/A	2019-10-11 06:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559753 Filed Document 0000902664-19-003966 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Long Pond Opportunity, LP See All Filings	D/A	2019-10-11 06:22:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714471 Filed Document 0000902664-19-003965 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:22:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COOK VALUE PARTNERSHIP, L.P. See All Filings	D/A	2019-10-11 06:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345141 Filed Document 0000902664-19-003964 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:21:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tse Capital Offshore Fund, Ltd. See All Filings	D/A	2019-10-11 06:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588935 Filed Document 0000902664-19-003963 Exclusions or Exemptions 506b Accepted Date 2019-10-11 06:20:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Partners Hedge Fund LLC See All Filings	D	2019-10-10 21:53:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors, LLC, Liora Partners, and ALPS Distributors, Inc. CIK Number 0001416823 Filed Document 0001416823-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 21:53:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portag3 Ventures II International (FI) LP See All Filings	D	2019-10-10 21:27:42 UTC
Amount To Be Raised $32,250,000 Associated Brokers / Dealers FREEMAN & CO. SECURITIES LLC CIK Number 0001790903 Filed Document 0001790903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 21:27:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alagloire LLC See All Filings	D	2019-10-10 20:53:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790694 Filed Document 0000899140-19-000579 Exclusions or Exemptions 506b Accepted Date 2019-10-10 20:53:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NWI Vida, LLC See All Filings	D	2019-10-10 20:38:52 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001790810 Filed Document 0001790810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 20:38:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZXEREX Corp See All Filings	D	2019-10-10 20:35:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001724436 Filed Document 0001724436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 20:35:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Placer Fund I, a series of Rahul Vohra Funds, LP See All Filings	D	2019-10-10 20:14:51 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001790498 Filed Document 0001790498-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 20:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Wave Residential Partners VI, LLC See All Filings	D	2019-10-10 19:59:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001790812 Filed Document 0001790812-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 19:59:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EKN AK Hotel LLC See All Filings	D	2019-10-10 18:50:17 UTC
Amount To Be Raised $15,592,912 Associated Brokers / Dealers The Venture North Group CIK Number 0001790872 Filed Document 0001790872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:50:17 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nantahala Capital Partners SI, LP See All Filings	D/A	2019-10-10 18:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643098 Filed Document 0001643098-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:38:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TrovaTrip, Inc. See All Filings	D	2019-10-10 18:36:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001776855 Filed Document 0001776855-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:36:23 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Nantahala Capital Offshore Fund I, Ltd. See All Filings	D/A	2019-10-10 18:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550475 Filed Document 0001550475-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:32:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Duality Technologies Inc. See All Filings	D	2019-10-10 18:22:58 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001790904 Filed Document 0001790904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:22:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Molecular Assemblies, Inc. See All Filings	D	2019-10-10 18:18:11 UTC
Amount To Be Raised $10,018,590 Associated Brokers / Dealers N/A CIK Number 0001693170 Filed Document 0001567619-19-019481 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:18:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Offshore Fund, Ltd. See All Filings	D/A	2019-10-10 18:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504195 Filed Document 0001504195-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:17:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2019-10-10 18:07:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:07:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
City Lift Parking, LLC See All Filings	D	2019-10-10 18:04:24 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Peter Fowler CIK Number 0001677462 Filed Document 0001677462-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-10 18:04:24 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NO MARGIN FUND LP See All Filings	D/A	2019-10-10 17:55:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000884674 Filed Document 0000884674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:55:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HHEP-Live Soda LP See All Filings	D/A	2019-10-10 17:37:18 UTC
Amount To Be Raised $17,865,777 Associated Brokers / Dealers N/A CIK Number 0001710115 Filed Document 0001710115-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DLG & Associates, LLC See All Filings	D	2019-10-10 17:27:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001740078 Filed Document 0001740078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:27:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ShotStop Ballistics LLC See All Filings	D	2019-10-10 17:26:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668479 Filed Document 0001668479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:26:32 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CB5, LLC See All Filings	D/A	2019-10-10 17:25:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001762526 Filed Document 0001762526-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:25:18 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Variant Bio, Inc. See All Filings	D	2019-10-10 17:21:19 UTC
Amount To Be Raised $31,539,057 Associated Brokers / Dealers N/A CIK Number 0001790599 Filed Document 0001790599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:21:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Targeted Neutral, Ltd. See All Filings	D/A	2019-10-10 17:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622122 Filed Document 0001622122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascension Alpha Fund, LLC See All Filings	D/A	2019-10-10 17:14:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547008 Filed Document 0001547008-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:14:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Lamar Bancorporation, Inc. See All Filings	D	2019-10-10 17:13:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001786768 Filed Document 0001786768-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:13:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pennybacker Credit II, LP See All Filings	D	2019-10-10 17:10:57 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001790684 Filed Document 0000898432-19-001239 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:10:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SALESFORCE.COM, INC. See All Filings	D	2019-10-10 17:09:29 UTC
Amount To Be Raised $666,185,954 Associated Brokers / Dealers N/A CIK Number 0001108524 Filed Document 0001108524-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:09:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Immersive Tech, Inc. See All Filings	D	2019-10-10 17:03:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001730004 Filed Document 0001730004-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 17:03:39 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2019-10-10 16:56:52 UTC
Amount To Be Raised $8,751,070 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0001167978-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:56:52 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
ONEHOPE, Inc See All Filings	D/A	2019-10-10 16:50:52 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:50:52 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
REFIRM LABS, INC. See All Filings	D	2019-10-10 16:50:34 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers None CIK Number 0001714018 Filed Document 0001714018-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:50:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Team8 - Duality, L.P. See All Filings	D	2019-10-10 16:46:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001790027 Filed Document 0001790027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:46:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Capital Fund V, L.P. See All Filings	D/A	2019-10-10 16:44:46 UTC
Amount To Be Raised $66,200,000 Associated Brokers / Dealers N/A CIK Number 0001728985 Filed Document 0001728985-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:44:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GB SCIENCES INC See All Filings	D	2019-10-10 16:43:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Services. Inc. CIK Number 0001165320 Filed Document 0001445866-19-001228 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:43:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GB SCIENCES INC See All Filings	D	2019-10-10 16:42:17 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers Network 1 Financial Services. Inc. CIK Number 0001165320 Filed Document 0001445866-19-001227 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:42:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GB SCIENCES INC See All Filings	D	2019-10-10 16:41:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Network 1 Financial Services. Inc. CIK Number 0001165320 Filed Document 0001445866-19-001226 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:41:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
COMPAGNIE FINANCIERE RICHEMONT SA See All Filings	D/A	2019-10-10 16:41:06 UTC
Amount To Be Raised $1,503,673 Associated Brokers / Dealers N/A CIK Number 0001235577 Filed Document 0001167978-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:41:06 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Snapdocs, Inc. See All Filings	D	2019-10-10 16:33:45 UTC
Amount To Be Raised $24,999,961 Associated Brokers / Dealers N/A CIK Number 0001722711 Filed Document 0001722711-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:33:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
nDivision Inc. See All Filings	D	2019-10-10 16:32:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659183 Filed Document 0001659183-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:32:57 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Evolution Credit Partners Finance I-B, L.P. - Pool I See All Filings	D	2019-10-10 16:31:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786802 Filed Document 0001786802-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-10 16:31:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund