Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rapax OC Offshore Fund, Ltd. See All Filings	D/A	2019-10-24 06:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566989 Filed Document 0000902664-19-004069 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:20:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapax OC Master Fund, Ltd. See All Filings	D/A	2019-10-24 06:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566987 Filed Document 0000902664-19-004068 Exclusions or Exemptions 506b Accepted Date 2019-10-24 06:18:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua Alpharetta Northpoint Holdings, LLC See All Filings	D	2019-10-23 21:18:48 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001792042 Filed Document 0001792042-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 21:18:48 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FiTran Fund LP See All Filings	D/A	2019-10-23 20:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734856 Filed Document 0001734856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 20:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roystone on Queen Anne LLC See All Filings	D	2019-10-23 20:07:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792020 Filed Document 0001792020-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 20:07:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BGHTX 02, LLC See All Filings	D	2019-10-23 19:35:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001792008 Filed Document 0001792008-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 19:35:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHC Direct Investment Fund I, L.P. See All Filings	D/A	2019-10-23 18:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733846 Filed Document 0001733846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emergent India Opportunities Fund Mauritius See All Filings	D	2019-10-23 18:36:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001788928 Filed Document 0001788928-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:36:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invicta III, a series of Invicta Growth, LLC See All Filings	D/A	2019-10-23 18:34:50 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001788690 Filed Document 0001788690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:34:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDEL AVIONICS INC See All Filings	D	2019-10-23 18:33:55 UTC
Amount To Be Raised $3,635 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:33:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Motivo Consulting, Inc. See All Filings	D/A	2019-10-23 18:25:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792049 Filed Document 0001792049-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:25:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Rainier Ventures, LLC See All Filings	D	2019-10-23 18:22:45 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001791997 Filed Document 0001791997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:22:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GB SCIENCES INC See All Filings	D	2019-10-23 18:10:31 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001165320 Filed Document 0001445866-19-001262 Exclusions or Exemptions 506b Accepted Date 2019-10-23 18:10:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Synchronicity Pharma, Inc. See All Filings	D	2019-10-23 17:57:55 UTC
Amount To Be Raised $5,953,344 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:57:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kaptyn Inc. See All Filings	D/A	2019-10-23 17:56:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001707430 Filed Document 0001707430-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:56:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Axiado Corp See All Filings	D	2019-10-23 17:42:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001791931 Filed Document 0001791931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:42:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Monticello Special Fund IV, LLC See All Filings	D	2019-10-23 17:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789255 Filed Document 0001789255-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:36:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UWHARRIE CAPITAL CORP See All Filings	D	2019-10-23 17:29:58 UTC
Amount To Be Raised $9,992,000 Associated Brokers / Dealers The Strategic Alliance Corporation CIK Number 0000898171 Filed Document 0001209191-19-053862 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:29:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AMITY OPPORTUNITY I LP See All Filings	D	2019-10-23 17:29:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001791936 Filed Document 0001791936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXO Trading Partners LP See All Filings	D	2019-10-23 17:27:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792063 Filed Document 0000935836-19-000557 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:27:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Kleos Spirits, LLC See All Filings	D	2019-10-23 17:17:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001680514 Filed Document 0001680514-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:17:44 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OneModel 2019 Series of Geekdom Fund Sidecar Series LLC See All Filings	D	2019-10-23 17:17:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001789463 Filed Document 0001789463-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:17:43 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QUATTRO ENERGY, LP See All Filings	D/A	2019-10-23 17:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755976 Filed Document 0001171520-19-000320 Exclusions or Exemptions 506b Accepted Date 2019-10-23 17:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUD APPLICATION SECURITY INC. See All Filings	D	2019-10-23 16:57:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001792072 Filed Document 0001792072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:57:40 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
NATCOM BANCSHARES INC See All Filings	D	2019-10-23 16:33:45 UTC
Amount To Be Raised $19,800,000 Associated Brokers / Dealers N/A CIK Number 0001056669 Filed Document 0001056669-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:33:45 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Flash Steelworks, Inc. See All Filings	D	2019-10-23 16:32:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001769984 Filed Document 0001769984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:32:59 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Motivo Consulting, Inc. See All Filings	D	2019-10-23 16:32:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792049 Filed Document 0001792049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:32:38 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Keels Investments, LLC See All Filings	D	2019-10-23 16:26:40 UTC
Amount To Be Raised $7,342,000 Associated Brokers / Dealers Emerson Equity, LLC CIK Number 0001790200 Filed Document 0001790200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:26:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cristcot LLC See All Filings	D/A	2019-10-23 16:23:32 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Consilium Partners LLC CIK Number 0001715931 Filed Document 0001715931-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:23:32 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Micro Cap Equity, LLC See All Filings	D	2019-10-23 16:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779354 Filed Document 0001779354-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:10:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velo Village Apartments LLC See All Filings	D	2019-10-23 16:05:50 UTC
Amount To Be Raised $12,550,000 Associated Brokers / Dealers N/A CIK Number 0001791630 Filed Document 0000897069-19-000482 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:05:50 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ROME TOWERS MEDICAL PROPERTIES, L.P. See All Filings	D	2019-10-23 16:02:24 UTC
Amount To Be Raised $10,950,000 Associated Brokers / Dealers N/A CIK Number 0001791730 Filed Document 0001791730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:02:24 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Economic Transformation Technologies Corp See All Filings	D	2019-10-23 16:01:28 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001734943 Filed Document 0001683168-19-003348 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:01:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Capitol Wellness Solutions LLC See All Filings	D	2019-10-23 16:01:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792057 Filed Document 0001792057-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 16:01:05 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDFINCH CO-INVEST I LP See All Filings	D	2019-10-23 15:55:55 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001791442 Filed Document 0001791442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:55:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON GOLD CORP. See All Filings	D	2019-10-23 15:51:43 UTC
Amount To Be Raised $1,508,745 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-19-000225 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:51:43 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Eastern Lancaster, LLC See All Filings	D	2019-10-23 15:43:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001792039 Filed Document 0001792039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:43:57 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Snogo, LLC See All Filings	D	2019-10-23 15:43:42 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001791927 Filed Document 0001791927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:43:42 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS CV1, L.P. See All Filings	D/A	2019-10-23 15:37:00 UTC
Amount To Be Raised $211,360,056 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001751587 Filed Document 0001751587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:37:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Proof Network Ventures Inc. See All Filings	D	2019-10-23 15:36:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001752900 Filed Document 0001752900-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:36:53 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Atomic FI, Inc. See All Filings	D	2019-10-23 15:35:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001792058 Filed Document 0001792058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:35:54 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Avitide, Inc. See All Filings	D	2019-10-23 15:32:03 UTC
Amount To Be Raised $9,999,796 Associated Brokers / Dealers N/A CIK Number 0001571506 Filed Document 0001571506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:32:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
SC Strategic Opportunity Fund II, LLC See All Filings	D/A	2019-10-23 15:27:49 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001683809 Filed Document 0001683809-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:27:49 UTC Type of Offering D/A Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LeaseAccelerator, Inc. See All Filings	D	2019-10-23 15:25:10 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001643570 Filed Document 0001643570-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
600 East 156th Street Holdings Inc. See All Filings	D	2019-10-23 15:20:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001792046 Filed Document 0001792046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:20:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ridgebrook Assisted Living Fund, LLC See All Filings	D/A	2019-10-23 15:17:33 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001708240 Filed Document 0001708240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:17:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Tile, Inc. See All Filings	D/A	2019-10-23 15:07:38 UTC
Amount To Be Raised $46,496,835 Associated Brokers / Dealers N/A CIK Number 0001676171 Filed Document 0001676171-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:07:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDFINCH CO-INVEST II LP See All Filings	D	2019-10-23 15:07:30 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC CIK Number 0001791441 Filed Document 0001791441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:07:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zest Tea, LLC See All Filings	D	2019-10-23 15:03:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001635481 Filed Document 0001635481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-23 15:03:47 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Jushi Acquisition Corp. See All Filings	D/A	2019-10-23 14:59:05 UTC
Amount To Be Raised $92,305,386 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001781869 Filed Document 0001781869-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-23 14:59:05 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired