Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LaPosta Pizza LLC See All Filings	D	2019-10-24 15:46:42 UTC
Amount To Be Raised $1,518,750 Associated Brokers / Dealers N/A CIK Number 0001784255 Filed Document 0001784255-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:46:42 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Meridian Investments I, LLC See All Filings	D	2019-10-24 15:46:41 UTC
Amount To Be Raised $1,012,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001437749-19-020573 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:46:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Boulderado Partners, LLC See All Filings	D/A	2019-10-24 15:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475272 Filed Document 0001709496-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:45:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
REDCAR FUND I LP See All Filings	D/A	2019-10-24 15:44:56 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001756768 Filed Document 0001756768-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:44:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDCAR FUND I FEEDER LP See All Filings	D/A	2019-10-24 15:42:42 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001756767 Filed Document 0001756767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:42:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LINDEN STRUCTURED CAPITAL FUND LP See All Filings	D	2019-10-24 15:40:46 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001792012 Filed Document 0001792012-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:40:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LINDEN STRUCTURED CAPITAL FUND-A LP See All Filings	D	2019-10-24 15:37:02 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001792031 Filed Document 0001792031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:37:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IM Cannabis Corp. See All Filings	D	2019-10-24 15:33:34 UTC
Amount To Be Raised $336,703 Associated Brokers / Dealers N/A CIK Number 0001792030 Filed Document 0001062993-19-004006 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:33:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
IM Cannabis Corp. See All Filings	D	2019-10-24 15:32:02 UTC
Amount To Be Raised $3,221,811 Associated Brokers / Dealers N/A CIK Number 0001792030 Filed Document 0001062993-19-004005 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:32:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GPI Capital Guardian III LP See All Filings	D	2019-10-24 15:16:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Oppenheimer & Co. Inc. CIK Number 0001791589 Filed Document 0001791589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:16:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Junction AI Inc. See All Filings	D/A	2019-10-24 15:15:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001733818 Filed Document 0001733818-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:15:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Everfit Technologies Inc. See All Filings	D	2019-10-24 15:13:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792000 Filed Document 0001792000-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:13:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BIOS Fund III QP, LP See All Filings	D	2019-10-24 15:08:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791916 Filed Document 0001791916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:08:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MH Ventures 2019-1, LLC See All Filings	D/A	2019-10-24 15:01:08 UTC
Amount To Be Raised $24,770,000 Associated Brokers / Dealers Inland Securities Corporation, Independence Capital Co., Inc., Hantz Financial Services, Inc., American Investors Company, and Cambridge Investment Research, Inc. CIK Number 0001777188 Filed Document 0001777188-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-24 15:01:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Steignet LLC See All Filings	D	2019-10-24 14:47:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001736834 Filed Document 0001736834-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:47:57 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
BIOS Fund III NT, LP See All Filings	D	2019-10-24 14:45:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791910 Filed Document 0001791910-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:45:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brand Defender, Inc. See All Filings	D	2019-10-24 14:34:25 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001790233 Filed Document 0001790233-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:34:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
STREAMLINE HEALTH SOLUTIONS INC. See All Filings	D	2019-10-24 14:33:03 UTC
Amount To Be Raised $9,633,165 Associated Brokers / Dealers CRAIG-HALLUM CAPITAL GROUP LLC CIK Number 0001008586 Filed Document 0001008586-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:33:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BIOS Fund III, LP See All Filings	D	2019-10-24 14:24:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791917 Filed Document 0001791917-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:24:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Fund II, L.P. See All Filings	D/A	2019-10-24 14:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001479873 Filed Document 0001405086-19-000344 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Real Return Fund II, L.P. See All Filings	D/A	2019-10-24 14:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001519756 Filed Document 0001405086-19-000343 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:17:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR RC SMALL CAP CORE FUND LP See All Filings	D/A	2019-10-24 14:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001413963 Filed Document 0001405086-19-000342 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:13:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund IV Ltd. See All Filings	D/A	2019-10-24 14:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001454204 Filed Document 0001405086-19-000341 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:11:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitefield Asian Opportunities Fund See All Filings	D/A	2019-10-24 14:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589076 Filed Document 0001589076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:09:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Cherry Ltd Liability Co See All Filings	D	2019-10-24 14:08:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001791504 Filed Document 0001764984-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:08:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Paperless Parts, Inc. See All Filings	D	2019-10-24 14:03:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001730144 Filed Document 0001730144-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 14:03:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AQR Multi-Strategy Fund XIV, L.P. See All Filings	D/A	2019-10-24 13:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001657794 Filed Document 0001405086-19-000340 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Multi-Strategy Fund XII, L.P. See All Filings	D/A	2019-10-24 13:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001657793 Filed Document 0001405086-19-000339 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Tax Advantaged Global Equity Market Neutral Fund, L.P. See All Filings	D/A	2019-10-24 13:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, and AQR Investments, LLC CIK Number 0001616851 Filed Document 0001405086-19-000338 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG LLH, LLC See All Filings	D	2019-10-24 13:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539671 Filed Document 0001567619-19-019962 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:50:30 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AI Narrator, Inc. See All Filings	D	2019-10-24 13:41:27 UTC
Amount To Be Raised $6,103,213 Associated Brokers / Dealers N/A CIK Number 0001721297 Filed Document 0001721297-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:41:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Holo, Inc. See All Filings	D	2019-10-24 13:38:37 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001791959 Filed Document 0001791959-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:38:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kirenaga Gro LP See All Filings	D	2019-10-24 13:37:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791867 Filed Document 0001791858-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:37:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SH Sagamore IV LP See All Filings	D	2019-10-24 13:37:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770357 Filed Document 0000902664-19-004077 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:37:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRP THEATRE & MEDIA FUND IV L.P. See All Filings	D/A	2019-10-24 13:32:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001764984 Filed Document 0001764984-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:32:41 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Kirenaga Aero LP See All Filings	D	2019-10-24 13:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791861 Filed Document 0001791858-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kirenaga Clean LP See All Filings	D	2019-10-24 13:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791858 Filed Document 0001791858-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CP Investment V REIT 4 See All Filings	D	2019-10-24 13:05:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001791991 Filed Document 0001791991-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 13:05:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CA Student Living Income & Growth, LP See All Filings	D/A	2019-10-24 12:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001785953 Filed Document 0001785953-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denver Angels SPV 1 LLC See All Filings	D	2019-10-24 12:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792146 Filed Document 0001792146-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:58:51 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Equity Alternative Fund IV, LLC See All Filings	D	2019-10-24 12:54:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001792068 Filed Document 0001792068-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:54:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
PF MANAGEMENT SERVICES, LLC See All Filings	D/A	2019-10-24 12:50:33 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Wilmington Capital Securities, LLC CIK Number 0001593211 Filed Document 0001200876-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:50:33 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Blackstone Motion Partners (Cayman) L.P. See All Filings	D	2019-10-24 12:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792035 Filed Document 0001792035-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:47:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEV LB Holdings, LP See All Filings	D	2019-10-24 12:44:39 UTC
Amount To Be Raised $25,115,000 Associated Brokers / Dealers N/A CIK Number 0001789443 Filed Document 0001789443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:44:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR Customized Real Return Offshore Fund, L.P. See All Filings	D/A	2019-10-24 12:38:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001538371 Filed Document 0001405086-19-000337 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:38:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1789 Minerals Fund I, LP See All Filings	D	2019-10-24 12:38:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791248 Filed Document 0000897069-19-000485 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:38:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRPT EL Offshore Fund Ltd. See All Filings	D/A	2019-10-24 12:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001616043 Filed Document 0001405086-19-000336 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 30 DST See All Filings	D	2019-10-24 12:33:21 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001792154 Filed Document 0001792154-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:33:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AQR GRP EL Fund, LP See All Filings	D/A	2019-10-24 12:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001525196 Filed Document 0001405086-19-000335 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:27:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2019-10-24 12:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001577558 Filed Document 0001405086-19-000334 Exclusions or Exemptions 506b Accepted Date 2019-10-24 12:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund