|
|
D/A |
2019-10-31 14:13:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756290
- Filed Document
- 0001756290-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 14:13:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 14:07:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742299
- Filed Document
- 0001742299-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 14:07:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 13:59:56 UTC |
- Amount To Be Raised
- $10,058,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792698
- Filed Document
- 0001567619-19-020201
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:59:56 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 13:59:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387688
- Filed Document
- 0001387688-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:59:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 13:55:01 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792831
- Filed Document
- 0001792831-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:55:01 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust
See All Filings
|
D/A |
2019-10-31 13:54:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PineBridge Securities LLC
- CIK Number
- 0001589548
- Filed Document
- 0001589548-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:54:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 13:51:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Veber Partners and HFF Securities L.P.
- CIK Number
- 0001609123
- Filed Document
- 0001609123-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:51:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 13:51:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not applicable
- CIK Number
- 0001792645
- Filed Document
- 0000945621-19-000331
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:51:29 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 13:45:18 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- AEI Securities, Inc., H.D. Vest Investment Services, Lincoln Financial Advisors Corporation, FSC Securities Corporation, Woodbury Financial Service, Inc., Kalos Capital, Inc., Sage Point Financial, Inc., Ausdal Financial Partners, Inc., Ameritas Investment Corp, Commonwealth Financial Network, Woodbury Financial Services, Inc., American Portfolios Financial Services, Inc., Lincoln Financial Securities Corporation, M.J. Leblang, Inc., Royal Alliance Associates, Inc., Sentinus-Halo Securities, LLC, and 1st Global Capital Corp.
- CIK Number
- 0001690430
- Filed Document
- 0001690430-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:45:18 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2019-10-31 13:43:04 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- Barclays Capital Inc.
- CIK Number
- 0001746128
- Filed Document
- 0000897069-19-000497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:43:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 13:40:43 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609657
- Filed Document
- 0001567619-19-020198
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:40:43 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 13:37:59 UTC |
- Amount To Be Raised
- $5,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792512
- Filed Document
- 0001792512-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:37:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 13:20:55 UTC |
- Amount To Be Raised
- $918,172
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792612
- Filed Document
- 0001792612-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:20:55 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 13:19:45 UTC |
- Amount To Be Raised
- $551,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789620
- Filed Document
- 0001415889-19-001238
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:19:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 13:08:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791697
- Filed Document
- 0001791697-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:08:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 13:05:41 UTC |
- Amount To Be Raised
- $1,433,205
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711251
- Filed Document
- 0001711251-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 13:05:41 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-31 12:54:36 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777268
- Filed Document
- 0001777268-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:54:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 12:40:30 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001128189
- Filed Document
- 0001128189-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:40:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 12:40:27 UTC |
- Amount To Be Raised
- $30,001,291
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582300
- Filed Document
- 0001582300-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:40:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 12:35:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- - and -
- CIK Number
- 0001341755
- Filed Document
- 0001301204-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:35:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 12:29:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787334
- Filed Document
- 0001787334-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:29:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 12:22:01 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792259
- Filed Document
- 0001792259-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:22:01 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-10-31 12:10:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792535
- Filed Document
- 0001792535-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:10:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 12:07:19 UTC |
- Amount To Be Raised
- $2,268,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789844
- Filed Document
- 0001789844-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:07:19 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 12:05:39 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759052
- Filed Document
- 0001759052-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:05:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-10-31 12:05:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695776
- Filed Document
- 0001301204-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:05:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 12:05:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001779468
- Filed Document
- 0001405086-19-000351
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 12:05:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 11:58:55 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748624
- Filed Document
- 0001748624-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:58:55 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 11:45:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew Kovach
- CIK Number
- 0001526845
- Filed Document
- 0001526845-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:45:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 11:42:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745220
- Filed Document
- 0001745220-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:42:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 11:35:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- - and -
- CIK Number
- 0001301204
- Filed Document
- 0001301204-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:35:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 11:19:59 UTC |
- Amount To Be Raised
- $42,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792819
- Filed Document
- 0001405086-19-000350
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:19:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 11:15:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779354
- Filed Document
- 0001779354-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:15:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 11:13:14 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792806
- Filed Document
- 0001792806-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:13:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-10-31 11:05:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001780634
- Filed Document
- 0001780634-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 11:05:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 10:59:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792476
- Filed Document
- 0001792476-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:59:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-10-31 10:45:29 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500664
- Filed Document
- 0001500664-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:45:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 10:42:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- - and -
- CIK Number
- 0001516606
- Filed Document
- 0001516606-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:42:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 10:41:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756255
- Filed Document
- 0001013594-19-000666
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:41:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 10:41:00 UTC |
- Amount To Be Raised
- $900,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792682
- Filed Document
- 0001567619-19-020176
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:41:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-10-31 10:39:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751665
- Filed Document
- 0001013594-19-000665
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:39:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 10:39:09 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714370
- Filed Document
- 0001714370-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:39:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 10:37:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001751345
- Filed Document
- 0001013594-19-000664
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:37:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 10:31:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792541
- Filed Document
- 0001567619-19-020174
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:31:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 10:29:05 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520062
- Filed Document
- 0001520062-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:29:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-10-31 10:16:16 UTC |
- Amount To Be Raised
- $38,682,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611241
- Filed Document
- 0001209191-19-054587
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:16:16 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 10:12:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791345
- Filed Document
- 0001780806-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:12:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 10:03:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PERKINS FUND MARKETING, L.L.C., STIFEL NICOLAUS & COMPANY, INCORPORATED, and PAPAMARKOU WELLNER & CO., INC.
- CIK Number
- 0001476579
- Filed Document
- 0000919574-19-006632
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:03:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-10-31 10:02:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588827
- Filed Document
- 0001013594-19-000663
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 10:02:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-10-31 09:49:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes
- CIK Number
- 0001777565
- Filed Document
- 0000945621-19-000330
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-10-31 09:49:37 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|