Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ASCENT TECHNOLOGIES, INC. See All Filings	D	2019-11-05 14:30:17 UTC
Amount To Be Raised $15,099,944 Associated Brokers / Dealers N/A CIK Number 0001683690 Filed Document 0001683690-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:30:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-AZM, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:29:57 UTC
Amount To Be Raised $1,985,009 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758764 Filed Document 0001758764-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-ASF, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:26:58 UTC
Amount To Be Raised $97,405 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001782089 Filed Document 0001782089-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-AQP, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:23:54 UTC
Amount To Be Raised $6,200,587 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001738498 Filed Document 0001791088-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:23:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peerbridge Health, Inc. See All Filings	D	2019-11-05 14:22:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001629673 Filed Document 0001461859-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:22:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BlackRock Private Opportunities Fund IV, L.P. See All Filings	D/A	2019-11-05 14:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC and DEUTSCHE BANK SECURITIES INC. CIK Number 0001737866 Filed Document 0001737866-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:20:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winnow Fund I, L.P. See All Filings	D	2019-11-05 14:09:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001793210 Filed Document 0001793210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:09:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
DIGITALDX VENTURES I, L.P. See All Filings	D	2019-11-05 14:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748682 Filed Document 0001748682-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
720 Palomar, LLC See All Filings	D	2019-11-05 13:55:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001793124 Filed Document 0001793124-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:55:45 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BIOXYTRAN, INC See All Filings	D	2019-11-05 13:50:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Aurora Capital LLC CIK Number 0001445815 Filed Document 0001213900-19-022036 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:50:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Blackdirt Farm Management, LLC See All Filings	D/A	2019-11-05 13:49:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001761874 Filed Document 0001761874-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:49:59 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
New Light Behavioral Health LLC See All Filings	D	2019-11-05 13:48:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001792641 Filed Document 0001792641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:48:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Bitroad Management, LLC See All Filings	D	2019-11-05 13:45:42 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001792931 Filed Document 0001792931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:45:42 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Oconee River Valley IP, LLC See All Filings	D	2019-11-05 13:38:47 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001787599 Filed Document 0001787599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:38:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
3P Media - Mythical Games, LLC See All Filings	D	2019-11-05 13:37:12 UTC
Amount To Be Raised $4,605,000 Associated Brokers / Dealers N/A CIK Number 0001784159 Filed Document 0001791088-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:37:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Crow Crowd, Inc. See All Filings	D	2019-11-05 13:36:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001671193 Filed Document 0001671193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:36:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SP Greens Preferred LLC See All Filings	D	2019-11-05 13:33:39 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001790118 Filed Document 0001790118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:33:39 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TaskEasy, Inc. See All Filings	D	2019-11-05 13:29:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001563387 Filed Document 0001563387-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:29:29 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Old Marion Kaolin Reserve IP, LLC See All Filings	D	2019-11-05 13:28:10 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001787215 Filed Document 0001787215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:28:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Raise Green, Inc. See All Filings	D	2019-11-05 13:27:13 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001747584 Filed Document 0001747584-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:27:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Seafront Investment Fund II LLC, Series 1 See All Filings	D/A	2019-11-05 13:26:54 UTC
Amount To Be Raised $1,541,863 Associated Brokers / Dealers N/A CIK Number 0001771609 Filed Document 0001791088-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOLASE, INC See All Filings	D	2019-11-05 13:26:26 UTC
Amount To Be Raised $3,999,987 Associated Brokers / Dealers N/A CIK Number 0000811240 Filed Document 0001567619-19-020422 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:26:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMPI EMU 1, LLC See All Filings	D	2019-11-05 13:18:04 UTC
Amount To Be Raised $2,287,800 Associated Brokers / Dealers N/A CIK Number 0001791088 Filed Document 0001791088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:18:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIG Build Fund II, LLC See All Filings	D	2019-11-05 13:08:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001793055 Filed Document 0001793055-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:08:49 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MD Revolution, Inc. See All Filings	D	2019-11-05 13:03:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657369 Filed Document 0001657369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:03:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BioSig Technologies, Inc. See All Filings	D	2019-11-05 12:54:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001530766 Filed Document 0001185185-19-001509 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:54:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WC - Royal Oak Properties, LLC See All Filings	D	2019-11-05 12:53:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001792679 Filed Document 0001792679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:53:48 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
NeuroClear Technologies, Inc. See All Filings	D	2019-11-05 12:45:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001783807 Filed Document 0001185185-19-001508 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:45:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OLD FARM PARTNERS MASTER FUND LP See All Filings	D/A	2019-11-05 12:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Mack CIK Number 0001676572 Filed Document 0001676572-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haywood Investor, LLC See All Filings	D	2019-11-05 12:34:10 UTC
Amount To Be Raised $17,290,000 Associated Brokers / Dealers N/A CIK Number 0001793199 Filed Document 0001793199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:34:10 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Micro-LAM, Inc. See All Filings	D	2019-11-05 12:30:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001700739 Filed Document 0001700739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:30:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Grovara LLC See All Filings	D	2019-11-05 12:28:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583678 Filed Document 0001583678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:28:27 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Baleen Capital Investors III LLC See All Filings	D	2019-11-05 12:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793028 Filed Document 0001793028-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:22:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siriiz, LLC See All Filings	D/A	2019-11-05 12:15:32 UTC
Amount To Be Raised $1,245,000 Associated Brokers / Dealers N/A CIK Number 0001791465 Filed Document 0001791465-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:15:32 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fort Worth Waterside Lodging Associates, LLC See All Filings	D	2019-11-05 12:13:24 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001793104 Filed Document 0000892712-19-000385 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:13:24 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Titan Legacy Systematic Fund, L.P. See All Filings	D/A	2019-11-05 12:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756918 Filed Document 0001756918-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Partners I LP See All Filings	D/A	2019-11-05 12:05:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773077 Filed Document 0001756918-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:05:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BHC HC Co-Invest II, LLC See All Filings	D	2019-11-05 12:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783864 Filed Document 0001783864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 12:03:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saol Holdings LLC See All Filings	D	2019-11-05 11:59:23 UTC
Amount To Be Raised $16,746,017 Associated Brokers / Dealers N/A CIK Number 0001793185 Filed Document 0001793185-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:59:23 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY HARBOUR RESOURCES CORP. See All Filings	D	2019-11-05 11:54:01 UTC
Amount To Be Raised $151,980 Associated Brokers / Dealers N/A CIK Number 0001576509 Filed Document 0001085037-19-000114 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:54:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Good Habit Co. See All Filings	D	2019-11-05 11:38:14 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001793038 Filed Document 0001793038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:38:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Storied Hats, Inc. See All Filings	D	2019-11-05 11:34:18 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001793119 Filed Document 0001793119-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:34:18 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
2665 Favor Road SW Marietta JV LLC See All Filings	D	2019-11-05 11:29:53 UTC
Amount To Be Raised $7,542,727 Associated Brokers / Dealers N/A CIK Number 0001787483 Filed Document 0001567619-19-020415 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:29:53 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2019-11-05 11:23:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:23:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
412 Pilot LLC See All Filings	D	2019-11-05 11:20:20 UTC
Amount To Be Raised $3,449,533 Associated Brokers / Dealers N/A CIK Number 0001793173 Filed Document 0001793176-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:20:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Illuminarium Experiences LLC See All Filings	D	2019-11-05 11:19:53 UTC
Amount To Be Raised $25,430,000 Associated Brokers / Dealers MCA Securities, LLC CIK Number 0001791798 Filed Document 0001791798-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:19:53 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
450 Johnny Mercer LLC See All Filings	D	2019-11-05 11:16:05 UTC
Amount To Be Raised $5,726,250 Associated Brokers / Dealers N/A CIK Number 0001793175 Filed Document 0001793176-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:16:05 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lewis Ward Enterprises UK Ltd Liability Co See All Filings	D	2019-11-05 11:13:23 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001791980 Filed Document 0001791980-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:13:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Infocyte, Inc. See All Filings	D	2019-11-05 11:13:05 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001625892 Filed Document 0001625892-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:13:05 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
4646 Nolesville Pike LLC See All Filings	D	2019-11-05 11:11:27 UTC
Amount To Be Raised $2,626,000 Associated Brokers / Dealers N/A CIK Number 0001793176 Filed Document 0001793176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 11:11:27 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity