Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pennybacker EIV, LP See All Filings	D	2019-11-05 15:45:25 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001792613 Filed Document 0000898432-19-001294 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:45:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Warner Music Group Corp. See All Filings	D	2019-11-05 15:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319161 Filed Document 0001780806-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:45:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fund FG-HYN, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 15:43:20 UTC
Amount To Be Raised $1,034,338 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001719156 Filed Document 0001719156-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:43:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-HJP, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 15:41:18 UTC
Amount To Be Raised $451,075 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001779392 Filed Document 0001779392-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-GWZ, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 15:38:58 UTC
Amount To Be Raised $766,433 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001764598 Filed Document 0001764598-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:38:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOBI INVESTMENT PARTNERS LP See All Filings	D/A	2019-11-05 15:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494457 Filed Document 0001494457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SkyKnight Aero Holdings, LLC See All Filings	D	2019-11-05 15:37:15 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001793034 Filed Document 0001793034-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:37:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-GRG, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 15:36:45 UTC
Amount To Be Raised $442,183 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001790076 Filed Document 0001790076-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:36:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viracta Therapeutics, INC. See All Filings	D	2019-11-05 15:34:03 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001416377 Filed Document 0001657369-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:34:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-GLS, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 15:33:52 UTC
Amount To Be Raised $1,164,300 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001719153 Filed Document 0001719153-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:33:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOBI INVESTMENT FUND LTD. See All Filings	D/A	2019-11-05 15:32:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474481 Filed Document 0001474481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:32:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-FMD, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 15:30:35 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001692912 Filed Document 0001692912-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:30:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEC OF AMERICA CORP See All Filings	D	2019-11-05 15:30:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001793123 Filed Document 0001793123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:30:23 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fund FG-FIN, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 15:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001704008 Filed Document 0001704008-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Flatirons Manager, LLC See All Filings	D/A	2019-11-05 15:26:30 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001765233 Filed Document 0001765233-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:26:30 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-EDU, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 15:23:09 UTC
Amount To Be Raised $190,864 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001788548 Filed Document 0001788548-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Network for Good, Inc. See All Filings	D	2019-11-05 15:21:21 UTC
Amount To Be Raised $11,158,495 Associated Brokers / Dealers Capstone Headwaters CIK Number 0001792968 Filed Document 0001792968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:21:21 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-DYI, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 15:19:41 UTC
Amount To Be Raised $2,468,584 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758084 Filed Document 0001758084-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:19:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDTx Inc. See All Filings	D	2019-11-05 15:18:19 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001792694 Filed Document 0001792694-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:18:19 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pison Stream Solutions Inc. See All Filings	D	2019-11-05 15:17:45 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001782604 Filed Document 0001782604-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:17:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Fund FG-DWR, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 15:13:56 UTC
Amount To Be Raised $580,670 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001754679 Filed Document 0001754679-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:13:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vine Vault Atlanta Facility 2, LLC See All Filings	D	2019-11-05 15:06:23 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001792301 Filed Document 0001792301-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:06:23 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
SwiftMile, Inc. See All Filings	D	2019-11-05 15:05:57 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001702109 Filed Document 0001702109-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:05:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fund FG-DPU, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 15:04:57 UTC
Amount To Be Raised $873,895 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001707488 Filed Document 0001707488-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:04:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCM Eyevance LLC - Series A See All Filings	D	2019-11-05 15:00:49 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers N/A CIK Number 0001790267 Filed Document 0001790267-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 15:00:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-DGO, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:59:54 UTC
Amount To Be Raised $1,532,668 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001683542 Filed Document 0001683542-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:59:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-DCB, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:58:06 UTC
Amount To Be Raised $1,103,140 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001763123 Filed Document 0001763123-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:58:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2019-11-05 14:57:29 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Gregory Richards CIK Number 0001781953 Filed Document 0001781953-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:57:29 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Fund FG-CVY, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:55:07 UTC
Amount To Be Raised $273,780 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001788686 Filed Document 0001788686-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:55:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCION REAL ESTATE PARTNERS STRATEGIC PARALLEL FUND IV, L.P. See All Filings	D/A	2019-11-05 14:54:59 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001757743 Filed Document 0001757743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS OFFSHORE FUND LTD. See All Filings	D/A	2019-11-05 14:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC, Park Hill Group LLC, Blackstone Advisory Partners L.P., and The Leaders Group, Inc. CIK Number 0001436831 Filed Document 0001436831-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-COU, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:53:16 UTC
Amount To Be Raised $2,740,725 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758765 Filed Document 0001758765-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:53:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Keystone Florida Three Manager, LLC See All Filings	D/A	2019-11-05 14:52:34 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001765268 Filed Document 0001765268-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:52:34 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MSP C3 Alpha LLC See All Filings	D	2019-11-05 14:52:21 UTC
Amount To Be Raised $4,590,000 Associated Brokers / Dealers N/A CIK Number 0001793127 Filed Document 0001445866-19-001301 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCION REAL ESTATE PARTNERS FUND IV, L.P. See All Filings	D/A	2019-11-05 14:50:40 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001745031 Filed Document 0001745031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nickel Productions LLC See All Filings	D	2019-11-05 14:49:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001791296 Filed Document 0001791296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:49:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Fund FG-CLP, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:46:56 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001750605 Filed Document 0001750605-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:46:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D/A	2019-11-05 14:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-CEH, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:44:46 UTC
Amount To Be Raised $1,476,972 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001752400 Filed Document 0001752400-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:44:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Atlantic GIC Fund, LLC See All Filings	D	2019-11-05 14:43:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793148 Filed Document 0000908662-19-000243 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:43:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-CDA, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:42:44 UTC
Amount To Be Raised $1,016,505 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001759979 Filed Document 0001759979-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShiraTronics, Inc See All Filings	D	2019-11-05 14:40:22 UTC
Amount To Be Raised $35,647,461 Associated Brokers / Dealers N/A CIK Number 0001792669 Filed Document 0001792669-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:40:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SV TOOL Corp See All Filings	D	2019-11-05 14:39:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001621374 Filed Document 0001621374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:39:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D/A	2019-11-05 14:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IBK SECURITIES CO. LTD and UBS FINANCIAL SERVICES INC. CIK Number 0001726276 Filed Document 0001726276-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury Technologies, Inc. See All Filings	D	2019-11-05 14:38:10 UTC
Amount To Be Raised $21,290,000 Associated Brokers / Dealers N/A CIK Number 0001719932 Filed Document 0001719932-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:38:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-BRR, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:37:41 UTC
Amount To Be Raised $1,298,760 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001791537 Filed Document 0001791537-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:37:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-BRL, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:35:05 UTC
Amount To Be Raised $2,616,250 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001715178 Filed Document 0001715178-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:35:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonivate Medical Inc See All Filings	D/A	2019-11-05 14:34:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001414353 Filed Document 0001414353-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:34:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Athlete Foundry, Inc. See All Filings	D	2019-11-05 14:31:38 UTC
Amount To Be Raised $890 Associated Brokers / Dealers N/A CIK Number 0001751801 Filed Document 0001751801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:31:38 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Figure Technologies, Inc. See All Filings	D	2019-11-05 14:31:34 UTC
Amount To Be Raised $103,049,996 Associated Brokers / Dealers N/A CIK Number 0001742847 Filed Document 0001742847-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:31:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity