Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sims Merrill Gardens VI, LLC See All Filings	D	2019-11-12 10:09:22 UTC
Amount To Be Raised $24,575,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001793664 Filed Document 0001793664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:09:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Mach Innovation Fund, LP See All Filings	D/A	2019-11-12 10:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719388 Filed Document 0001719388-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xariable, Inc. See All Filings	D	2019-11-12 10:06:56 UTC
Amount To Be Raised $10,070,552 Associated Brokers / Dealers N/A CIK Number 0001711802 Filed Document 0001711802-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:06:56 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Diib Inc. See All Filings	D	2019-11-12 10:06:43 UTC
Amount To Be Raised $1,506,214 Associated Brokers / Dealers N/A CIK Number 0001793343 Filed Document 0001793343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:06:43 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Onshore Fund See All Filings	D/A	2019-11-12 10:05:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities LLC CIK Number 0001534527 Filed Document 0001534527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD SPV I, LLC See All Filings	D	2019-11-12 10:04:44 UTC
Amount To Be Raised $8,526,360 Associated Brokers / Dealers N/A CIK Number 0001793670 Filed Document 0001405086-19-000354 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:04:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AgriMetis, LLC See All Filings	D	2019-11-12 10:04:14 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001618741 Filed Document 0001618741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:04:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
PGP Mint Hill, LLC See All Filings	D	2019-11-12 10:03:16 UTC
Amount To Be Raised $1,955,000 Associated Brokers / Dealers N/A CIK Number 0001793422 Filed Document 0001793422-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 10:03:16 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Central FL Investors LP See All Filings	D	2019-11-12 09:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001793462 Filed Document 0001793462-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:59:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
2220 Devonport LLC See All Filings	D	2019-11-12 09:58:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001792927 Filed Document 0001793077-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:58:30 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Fluidex Family & Friends Forex Fund See All Filings	D/A	2019-11-12 09:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph J. Pantella, IV CIK Number 0001791136 Filed Document 0001791136-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
1901 Cambridge LLC See All Filings	D	2019-11-12 09:55:52 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001793077 Filed Document 0001793077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:55:52 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Blanchard Industrial LLC See All Filings	D	2019-11-12 09:51:31 UTC
Amount To Be Raised $1,390,500 Associated Brokers / Dealers N/A CIK Number 0001793627 Filed Document 0001793627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:51:31 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
KStone Distressed Muni Fund LP See All Filings	D	2019-11-12 09:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791307 Filed Document 0000919574-19-006808 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:44:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC See All Filings	D	2019-11-12 09:43:33 UTC
Amount To Be Raised $48,812,500 Associated Brokers / Dealers N/A CIK Number 0001177703 Filed Document 0001461373-19-000063 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:43:33 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Timberland Group Holdings, LLC See All Filings	D	2019-11-12 09:42:08 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001793728 Filed Document 0001793728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:42:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care North Elkhart, LLC See All Filings	D	2019-11-12 09:33:13 UTC
Amount To Be Raised $2,521,261 Associated Brokers / Dealers N/A CIK Number 0001793584 Filed Document 0001461373-19-000062 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:33:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
567 Funding, LLC See All Filings	D/A	2019-11-12 09:28:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786160 Filed Document 0001735211-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:28:29 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Evolution Ventures LP See All Filings	D	2019-11-12 09:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781043 Filed Document 0001781043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:16:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Science India Fund Trust See All Filings	D	2019-11-12 09:15:12 UTC
Amount To Be Raised $90,673,570 Associated Brokers / Dealers N/A CIK Number 0001785860 Filed Document 0001785860-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:15:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SciArt Software, Inc. See All Filings	D	2019-11-12 09:12:49 UTC
Amount To Be Raised $244,996 Associated Brokers / Dealers N/A CIK Number 0001755803 Filed Document 0001755803-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:12:49 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Abartys Health LLC See All Filings	D	2019-11-12 09:06:58 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001793050 Filed Document 0001793050-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 09:06:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
T5 NC Operations LLC See All Filings	D	2019-11-12 08:56:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Spire Securities, LLC CIK Number 0001788923 Filed Document 0001209191-19-055915 Exclusions or Exemptions 506b Accepted Date 2019-11-12 08:56:27 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bristol Knoxville OZ Fund, LP See All Filings	D	2019-11-12 07:56:55 UTC
Amount To Be Raised $19,230,000 Associated Brokers / Dealers N/A CIK Number 0001793722 Filed Document 0001793722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 07:56:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Lloyd George Indian Ocean US Fund See All Filings	D/A	2019-11-12 07:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William JC Surtees CIK Number 0001693022 Filed Document 0001315863-19-000906 Exclusions or Exemptions 506b Accepted Date 2019-11-12 07:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CytoDyn Inc. See All Filings	D/A	2019-11-12 07:06:53 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-19-000900 Exclusions or Exemptions 506b Accepted Date 2019-11-12 07:06:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aditus Holdings, LP See All Filings	D	2019-11-12 06:55:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001700151 Filed Document 0001700151-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 06:55:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BTCS Inc. See All Filings	D	2019-11-12 06:30:17 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001436229 Filed Document 0001493152-19-016799 Exclusions or Exemptions 506b Accepted Date 2019-11-12 06:30:17 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
Thoughtfull Toys, Inc. See All Filings	D	2019-11-08 21:50:56 UTC
Amount To Be Raised $4,585,625 Associated Brokers / Dealers N/A CIK Number 0001585681 Filed Document 0001585681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 21:50:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Revolver Feeder Fund, L.P. See All Filings	D	2019-11-08 19:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790513 Filed Document 0000950142-19-002244 Exclusions or Exemptions 506b Accepted Date 2019-11-08 19:17:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Revolver Fund, L.P. See All Filings	D	2019-11-08 19:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782233 Filed Document 0000950142-19-002243 Exclusions or Exemptions 506b Accepted Date 2019-11-08 19:16:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salem Levels Beyond Investors LLC See All Filings	D	2019-11-08 18:41:04 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Salem Levels Beyond Investors LLC CIK Number 0001793339 Filed Document 0001793339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 18:41:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Maestrik, Inc. See All Filings	D/A	2019-11-08 18:30:45 UTC
Amount To Be Raised $4,620,000 Associated Brokers / Dealers N/A CIK Number 0001777728 Filed Document 0001777728-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-08 18:30:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SIF II REIT Holdings L.L.C. See All Filings	D	2019-11-08 18:17:50 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001791494 Filed Document 0001791494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 18:17:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ZENOSS INC See All Filings	D	2019-11-08 18:16:43 UTC
Amount To Be Raised $7,500,003 Associated Brokers / Dealers N/A CIK Number 0001369673 Filed Document 0001369673-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-08 18:16:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Municipal Fund Series, a Series of Pine River Precision Fund LLC See All Filings	D	2019-11-08 17:55:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793729 Filed Document 0001793729-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:55:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AERO CAPITAL SOLUTIONS FUND II, LP See All Filings	D	2019-11-08 17:50:55 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001787120 Filed Document 0000913849-19-000405 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndicate Venture Partners 2019 Series 4, LLC See All Filings	D	2019-11-08 17:41:27 UTC
Amount To Be Raised $439,974 Associated Brokers / Dealers N/A CIK Number 0001793072 Filed Document 0001793072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:41:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Organics Inc See All Filings	D	2019-11-08 17:40:43 UTC
Amount To Be Raised $1,000,915 Associated Brokers / Dealers N/A CIK Number 0001658647 Filed Document 0001658647-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:40:43 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Capital IV, L.P. - Class #1 See All Filings	D/A	2019-11-08 17:37:52 UTC
Amount To Be Raised $195,000,000 Associated Brokers / Dealers N/A CIK Number 0001729687 Filed Document 0001729687-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndicate Venture Partners 2019 Series 3, LLC See All Filings	D	2019-11-08 17:33:16 UTC
Amount To Be Raised $840,747 Associated Brokers / Dealers N/A CIK Number 0001793071 Filed Document 0001793071-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:33:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M10 Real Estate LP See All Filings	D/A	2019-11-08 17:29:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758477 Filed Document 0001758477-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:29:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weve Inc See All Filings	D	2019-11-08 17:28:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001744628 Filed Document 0001744628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:28:06 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CSSAF Coinvestment, LP See All Filings	D/A	2019-11-08 17:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617729 Filed Document 0001567619-19-020849 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:22:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CIEP Co-Investment, L.P. See All Filings	D/A	2019-11-08 17:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587979 Filed Document 0001567619-19-020848 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:21:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
M9 Carlyle-KC Europe Access Fund II LP See All Filings	D/A	2019-11-08 17:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756215 Filed Document 0001756215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:19:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIEP Coinvestment B, LP See All Filings	D/A	2019-11-08 17:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617711 Filed Document 0001567619-19-020845 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CGP Coinvestment, L.P. See All Filings	D/A	2019-11-08 17:17:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656563 Filed Document 0001567619-19-020843 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:17:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CEOF II Coinvestment, L.P. See All Filings	D/A	2019-11-08 17:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656545 Filed Document 0001567619-19-020841 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CEOF II Coinvestment B, L.P. See All Filings	D/A	2019-11-08 17:14:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656560 Filed Document 0001567619-19-020840 Exclusions or Exemptions 506b Accepted Date 2019-11-08 17:14:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity