|
|
D/A |
2019-11-12 14:04:54 UTC |
- Amount To Be Raised
- $97,179,813
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, MADISON AVENUE SECURITIES, LLC, PRIMEX, 1st Global Capital Corporation, Concorde Investment Services, LLC, DFPG Investments, Inc., International Assets Advisory, LLC, Nationwide Planning Associates, Inc, AMERITAS INVESTMENT CORP., CABIN SECURITIES, INC., SAGEPOINT FINANCIAL, INC., MCDERMOTT INVESTMENT SERVICES, LLC, Avantax Investment Services Inc, Cetera Advisors, LLC, Crown Capital Securities L.P., Emerson Equity LLC, FSC Securities Corporation, Investacorp, Inc., Investment Planners, Inc., Kalos Capital, M Holdings Securities, Muriel Siebert & Co., Inc, RCX Capital Group LLC, Royal Alliance Associates, Inc., Tfs Securities, Inc., Triad Advisors, Inc., Vanderbilt Securities, LLC, WealthForge Securities LLC, Woodbury Financial Services, Inc., American Investors Company, Arkadios Capital, Callaway Financial Services Inc, Cambridge Investment Research, Capulent LLC, Cetera Advisors, LLC, Concorde Investment Services, LLC, Crown Capital Securities L.P., Galt Financial Group, Inc., Harbour Investments, Inc., LINCOLN FINANCIAL ADVISORS CORPORATION, National Securities Corp., Ni Advisors, NPB Financial Group, LLC, PURSHE KAPLAN STERLING INVESTMENTS, Saxony Securities, Inc., Securities America Inc., Stonecrest Capital Markets, Inc, The Strategic Financial Alliance, United Planners' Financial Services, and Westpark Capital Inc
- CIK Number
- 0001786107
- Filed Document
- 0001786107-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 14:04:54 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-11-12 14:02:07 UTC |
- Amount To Be Raised
- $1,515,273
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793400
- Filed Document
- 0001793400-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 14:02:07 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:59:52 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787548
- Filed Document
- 0001787548-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:59:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 13:53:19 UTC |
- Amount To Be Raised
- $15,000,001
- Associated Brokers / Dealers
- Paragon Health Capital, LLC
- CIK Number
- 0001793485
- Filed Document
- 0001793485-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:53:19 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:52:22 UTC |
- Amount To Be Raised
- $41,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756185
- Filed Document
- 0001756185-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:52:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-12 13:50:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590577
- Filed Document
- 0000943663-19-000209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:50:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 13:50:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793626
- Filed Document
- 0001567619-19-020988
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:50:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:47:25 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793155
- Filed Document
- 0001793155-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:47:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-12 13:46:21 UTC |
- Amount To Be Raised
- $1,032,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606171
- Filed Document
- 0001606171-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:46:21 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2019-11-12 13:45:29 UTC |
- Amount To Be Raised
- $23,500,000
- Associated Brokers / Dealers
- Sandler O'Neill & Partners, L.P.
- CIK Number
- 0000910492
- Filed Document
- 0000910492-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:45:29 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-12 13:44:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793489
- Filed Document
- 0000919574-19-006828
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:44:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:42:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793508
- Filed Document
- 0001793508-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:42:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:41:37 UTC |
- Amount To Be Raised
- $77,383
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001103479
- Filed Document
- 0001103479-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:41:37 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:36:24 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653667
- Filed Document
- 0001567619-19-020987
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:36:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:32:55 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793312
- Filed Document
- 0001793312-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:32:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 13:32:11 UTC |
- Amount To Be Raised
- $100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793735
- Filed Document
- 0001792911-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:32:11 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:32:09 UTC |
- Amount To Be Raised
- $9,285,302
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793383
- Filed Document
- 0001793383-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:32:09 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:26:02 UTC |
- Amount To Be Raised
- $1,793,101
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532165
- Filed Document
- 0001532165-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:26:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:15:21 UTC |
- Amount To Be Raised
- $80,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793740
- Filed Document
- 0001793739-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:15:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-12 13:14:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722633
- Filed Document
- 0000935836-19-000581
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:14:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-12 13:14:01 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001377649
- Filed Document
- 0000935836-19-000580
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:14:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 13:13:40 UTC |
- Amount To Be Raised
- $3,598,318
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793417
- Filed Document
- 0001793417-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:13:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:13:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793103
- Filed Document
- 0001793103-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:13:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 13:10:33 UTC |
- Amount To Be Raised
- $13,830,433
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652335
- Filed Document
- 0001652335-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:10:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GoatRodeoArcherRooseSPV1, a series of Assure Labs 2019, LLC
See All Filings
|
D |
2019-11-12 13:01:58 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793232
- Filed Document
- 0001786955-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:01:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-12 13:01:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Introduction Capital Inc.
- CIK Number
- 0001454602
- Filed Document
- 0000950142-19-002261
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:01:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 13:00:00 UTC |
- Amount To Be Raised
- $17,711,889
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629066
- Filed Document
- 0001629066-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 13:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-12 12:59:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001565562
- Filed Document
- 0000950142-19-002260
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:59:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-12 12:57:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001565560
- Filed Document
- 0000950142-19-002259
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:57:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 12:55:11 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- CAIS Capital LLC and Capital Integration Systems LLC, Haydon Hill Advisors Ltd., and CS&Co Management A/S
- CIK Number
- 0001776755
- Filed Document
- 0001776755-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:55:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 12:48:57 UTC |
- Amount To Be Raised
- $4,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-19-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:48:57 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-11-12 12:42:13 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793002
- Filed Document
- 0001793002-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:42:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-12 12:40:59 UTC |
- Amount To Be Raised
- $4,907,620
- Associated Brokers / Dealers
- Equidate Markets, LLC
- CIK Number
- 0001728388
- Filed Document
- 0001786955-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:40:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 12:40:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793745
- Filed Document
- 0001793745-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:40:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-11-12 12:35:34 UTC |
- Amount To Be Raised
- $616,480
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786955
- Filed Document
- 0001786955-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:35:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 12:31:38 UTC |
- Amount To Be Raised
- $15,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515139
- Filed Document
- 0001085037-19-000116
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:31:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:29:05 UTC |
- Amount To Be Raised
- $937,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793739
- Filed Document
- 0001793739-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:29:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-11-12 12:26:57 UTC |
- Amount To Be Raised
- $30,726,806
- Associated Brokers / Dealers
- INLAND SECURITIES CORPORATION, RCX CAPITAL GROUP, LLC, 1st Global Capital Corporation, AUSDAL FINANCIAL PARTNERS, INC., WEALTHFORGE SECURITIES, LLC, HD VEST INVESTMENT SERVICES, CONCORDE INVESTMENT SERVICES, LLC, Capulent LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., Avantax Investment Services Inc, Centaurus Financial, Inc., COLORADO FINANCIAL SERVICE CORPORATION, Emerson Equity LLC, and Lincoln Financial Advisors
- CIK Number
- 0001782296
- Filed Document
- 0001734696-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:26:57 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:26:39 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793117
- Filed Document
- 0001793117-19-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2019-11-12 12:26:39 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:23:53 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666641
- Filed Document
- 0001567619-19-020974
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:23:53 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:22:02 UTC |
- Amount To Be Raised
- $5,355,205
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792690
- Filed Document
- 0001567619-19-020973
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:22:02 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-11-12 12:18:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wedbush Securities Inc.
- CIK Number
- 0001508355
- Filed Document
- 0000935836-19-000579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:18:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 12:18:10 UTC |
- Amount To Be Raised
- $26,052,323
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703612
- Filed Document
- 0001703612-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:18:10 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:15:28 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666641
- Filed Document
- 0001567619-19-020971
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:15:28 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:14:56 UTC |
- Amount To Be Raised
- $56,357
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000861779
- Filed Document
- 0000861779-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:14:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:14:06 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793116
- Filed Document
- 0001793116-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:14:06 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:11:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674408
- Filed Document
- 0001463852-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:11:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 12:10:18 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793778
- Filed Document
- 0001793778-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:10:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-11-12 12:10:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791620
- Filed Document
- 0000919574-19-006822
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:10:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-11-12 12:07:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789270
- Filed Document
- 0001789269-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-11-12 12:07:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|