Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG DLI II (Unlevered), L.P. See All Filings	D/A	2019-11-13 11:50:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679880 Filed Document 0001679880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:50:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (INDIA SPECIAL SITUATIONS VALUE PORTFOLIO) See All Filings	D/A	2019-11-13 11:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722452 Filed Document 0001722452-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stringbean Technologies LLC See All Filings	D	2019-11-13 11:47:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703072 Filed Document 0001703072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:47:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AG Direct Lending Fund II, L.P. See All Filings	D/A	2019-11-13 11:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679885 Filed Document 0001679885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K INDIA OPPORTUNITIES FUND Ltd (CLASS B) See All Filings	D/A	2019-11-13 11:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001722466 Filed Document 0001722466-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:44:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roaring Fork Energy Fund II, LP See All Filings	D/A	2019-11-13 11:40:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers none CIK Number 0001791449 Filed Document 0001791449-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:40:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
JPL Opportunity Fund LP See All Filings	D/A	2019-11-13 11:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722292 Filed Document 0001013594-19-000700 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chronicle Aggregator LP See All Filings	D	2019-11-13 11:33:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793864 Filed Document 0001793864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:33:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2019-11-13 11:32:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:32:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
SC Credit Opportunities Mandate, LLC See All Filings	D/A	2019-11-13 11:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-19-006863 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IEQ Capital Access Fund - Kennedy Wilson Real Estate VI, L.P. See All Filings	D	2019-11-13 11:18:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791915 Filed Document 0000897069-19-000511 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIV CHISHOLM PARTNERS LLC See All Filings	D	2019-11-13 11:18:35 UTC
Amount To Be Raised $9,196,201 Associated Brokers / Dealers N/A CIK Number 0001793866 Filed Document 0001793866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:18:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Park Square Capital Partners IV (USD) Feeder, SCSp See All Filings	D	2019-11-13 11:12:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792639 Filed Document 0001792639-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:12:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Focused Asia Equity, L.P. See All Filings	D/A	2019-11-13 11:11:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001757999 Filed Document 0000919574-19-006861 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:11:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Catalyst DIP, LLC See All Filings	D	2019-11-13 11:10:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001793097 Filed Document 0001793097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:10:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PetaWatt Group See All Filings	D	2019-11-13 11:02:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001793907 Filed Document 0001793907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:02:54 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
CALEDONIA CO-INVEST OFFSHORE FUND LP See All Filings	D/A	2019-11-13 11:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758726 Filed Document 0000919574-19-006858 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior Ventures Fund I LP See All Filings	D	2019-11-13 11:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793912 Filed Document 0001793912-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:01:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations Fund LLC - Series Hospitality I See All Filings	D	2019-11-13 11:01:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001790359 Filed Document 0001790359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:01:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WorkerSense, Inc. See All Filings	D	2019-11-13 11:01:07 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001716221 Filed Document 0001716221-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:01:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vale Fox Distillery LLC See All Filings	D	2019-11-13 11:00:32 UTC
Amount To Be Raised $1,545,750 Associated Brokers / Dealers None CIK Number 0001767099 Filed Document 0001767099-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:00:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABYA Corp. See All Filings	D	2019-11-13 11:00:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers American Capital Partners, LLC CIK Number 0001793395 Filed Document 0001387131-19-008600 Exclusions or Exemptions 506b Accepted Date 2019-11-13 11:00:18 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-CapitalSpring Investment Partners VI Access Fund, L.P. See All Filings	D	2019-11-13 10:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791488 Filed Document 0000897069-19-000510 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRE8 CAPITAL FUND I, LLC See All Filings	D/A	2019-11-13 10:54:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660833 Filed Document 0001660833-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:54:02 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Special Opportunities Fund VII, L.P. See All Filings	D/A	2019-11-13 10:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758706 Filed Document 0000950142-19-002273 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miracle Plus Fund I L.P. See All Filings	D	2019-11-13 10:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792939 Filed Document 0001792939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:32:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2019-11-13 10:31:50 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:31:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DISCOVERY GLOBAL CITIZENS PARTNERS L.P. See All Filings	D/A	2019-11-13 10:27:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401062 Filed Document 0000919574-19-006852 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:27:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PF Marina OZ Fund LLC See All Filings	D	2019-11-13 10:18:53 UTC
Amount To Be Raised $2,268,022 Associated Brokers / Dealers N/A CIK Number 0001792794 Filed Document 0001785730-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:18:53 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
JHBP (CY) Holdings Ltd See All Filings	D	2019-11-13 10:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791631 Filed Document 0001791631-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:08:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
CSB Legend LLC See All Filings	D	2019-11-13 10:03:40 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers NA CIK Number 0001793847 Filed Document 0001793847-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:03:40 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RTFKT Inc. See All Filings	D	2019-11-13 10:02:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001793793 Filed Document 0001793793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:02:05 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HPS DPT Direct Lending Fund, L.P. See All Filings	D	2019-11-13 10:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793889 Filed Document 0001793889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 10:00:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wildcat Opportunistic Fund LLC - Series B See All Filings	D	2019-11-13 09:56:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001793662 Filed Document 0001793662-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 09:56:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Azarias Value Fund, L.P. See All Filings	D/A	2019-11-13 09:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001650069 Filed Document 0001650069-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 09:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NSR SEA (US) Fund Ltd See All Filings	D	2019-11-13 09:38:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793537 Filed Document 0001012975-19-000678 Exclusions or Exemptions 506b Accepted Date 2019-11-13 09:38:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Paramount Gold Nevada Corp. See All Filings	D	2019-11-13 09:30:58 UTC
Amount To Be Raised $5,340,747 Associated Brokers / Dealers N/A CIK Number 0001629210 Filed Document 0001209191-19-056258 Exclusions or Exemptions 506b Accepted Date 2019-11-13 09:30:58 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Core Tucson Apartments LLC See All Filings	D	2019-11-13 09:17:43 UTC
Amount To Be Raised $7,640,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001793836 Filed Document 0001793836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 09:17:43 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MPC GA 2019 AHI MY10, LLC See All Filings	D	2019-11-13 09:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793884 Filed Document 0001793884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 09:14:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Lord Abbett International Small Cap Trust See All Filings	D/A	2019-11-13 09:13:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001624087 Filed Document 0001624087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 09:13:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Emerging Markets Equity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2019-11-13 08:52:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001722263 Filed Document 0001722263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 08:52:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globacap Ltd See All Filings	D	2019-11-13 08:16:59 UTC
Amount To Be Raised $34,999 Associated Brokers / Dealers N/A CIK Number 0001793299 Filed Document 0001793299-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 08:16:59 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MP Concentrated Fund I, LLC See All Filings	D/A	2019-11-13 08:01:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0000905718-19-000902 Exclusions or Exemptions 506b Accepted Date 2019-11-13 08:01:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ricoflow Equity, LLC See All Filings	D	2019-11-13 07:56:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001793799 Filed Document 0001793799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 07:56:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2019-11-13 06:13:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-19-004283 Exclusions or Exemptions 506b Accepted Date 2019-11-13 06:13:21 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Heroic Ventures SPV XIX, LLC See All Filings	D	2019-11-12 20:08:42 UTC
Amount To Be Raised $1,335,000 Associated Brokers / Dealers N/A CIK Number 0001790631 Filed Document 0001790631-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 20:08:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVY Entertainment, Inc. See All Filings	D	2019-11-12 19:54:23 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001793782 Filed Document 0001793782-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 19:54:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Temp Venture LLC See All Filings	D	2019-11-12 19:41:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001793872 Filed Document 0001793872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 19:41:13 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
BudaCorp See All Filings	D	2019-11-12 19:37:27 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001793780 Filed Document 0000898432-19-001304 Exclusions or Exemptions 506b Accepted Date 2019-11-12 19:37:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Greycourt Partners Fund, NT, Ltd. See All Filings	D/A	2019-11-12 19:32:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575273 Filed Document 0001382963-19-000143 Exclusions or Exemptions 506b Accepted Date 2019-11-12 19:32:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund