Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSC-GLENMONT ABBEY 55 PLUS MULTIFAMILY, DST See All Filings	D/A	2019-11-13 17:35:26 UTC
Amount To Be Raised $14,260,000 Associated Brokers / Dealers Orchard Securities, LLC, WealthForge Securities, LLC, CABIN SECURITIES, INC., Cabot Lodge Securities LLC, IBN FINANCIAL SERVICES, INC., McDermott Investment Services, LLC, Primex, WESTPARK CAPITAL, INC., ADVISORY GROUP EQUITY SERVICES LTD., and EMERSON EQUITY LLC CIK Number 0001781251 Filed Document 0001781251-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:35:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LAUNCH Fund 3, L.P. See All Filings	D	2019-11-13 17:29:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001793756 Filed Document 0001791082-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:29:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Venture V, LLC See All Filings	D	2019-11-13 17:23:54 UTC
Amount To Be Raised $14,660,000 Associated Brokers / Dealers N/A CIK Number 0001794030 Filed Document 0001794030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:23:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MRT AVENIDO LLC See All Filings	D	2019-11-13 17:19:54 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers N/A CIK Number 0001793874 Filed Document 0001793874-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:19:54 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Energy Fund, LP See All Filings	D/A	2019-11-13 17:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758960 Filed Document 0001758960-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCARE ROYALTY PARTNERS IV, L.P. See All Filings	D/A	2019-11-13 17:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THREADMARK LLP and TRICHOTOMY CONSULTING PTY LTD CIK Number 0001758944 Filed Document 0001758944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Chief Investors LLC See All Filings	D	2019-11-13 17:13:31 UTC
Amount To Be Raised $8,184,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001788179 Filed Document 0001793060-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:13:31 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AJ ST. ANDREWS FUND LLC See All Filings	D	2019-11-13 17:10:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793043 Filed Document 0001793043-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:10:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-RTA, a series of Forge Investments LLC See All Filings	D/A	2019-11-13 17:05:45 UTC
Amount To Be Raised $2,232,127 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001683546 Filed Document 0001791082-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:05:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
801 West Value Opportunity Fund, L.P. See All Filings	D	2019-11-13 17:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787990 Filed Document 0001104659-19-063397 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base10 Partners II, L.P. See All Filings	D/A	2019-11-13 17:00:29 UTC
Amount To Be Raised $224,000,000 Associated Brokers / Dealers N/A CIK Number 0001786703 Filed Document 0001786703-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy Wilson Real Estate Fund VI Feeder, LP See All Filings	D	2019-11-13 17:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793044 Filed Document 0001710800-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 17:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Building the Legion, a series of Power Series LLC See All Filings	D	2019-11-13 16:57:54 UTC
Amount To Be Raised $1,009,050 Associated Brokers / Dealers N/A CIK Number 0001792671 Filed Document 0001791082-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:57:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SouthStar Financial LLC See All Filings	D/A	2019-11-13 16:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721683 Filed Document 0001721683-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:56:55 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Arthur Ventures 2020, LP See All Filings	D	2019-11-13 16:54:31 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001790421 Filed Document 0001790421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:54:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WS4, a series of Woodland Ave. Investments, LLC See All Filings	D	2019-11-13 16:53:34 UTC
Amount To Be Raised $1,068,100 Associated Brokers / Dealers N/A CIK Number 0001791082 Filed Document 0001791082-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:53:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kennedy Wilson Real Estate Fund VI, LP See All Filings	D/A	2019-11-13 16:51:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Grandfund Investment Group, LLC CIK Number 0001710800 Filed Document 0001710800-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:51:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Qelo Fund 10, LP See All Filings	D	2019-11-13 16:48:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001794023 Filed Document 0001794023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:48:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BPEA Credit - India Fund IIA Ltd See All Filings	D/A	2019-11-13 16:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001757896 Filed Document 0001757896-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
CONGRESS WEALTH MANAGEMENT ENHANCED YIELD FUND LP See All Filings	D/A	2019-11-13 16:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790619 Filed Document 0001790619-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wherehab Inc. See All Filings	D	2019-11-13 16:36:13 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001793806 Filed Document 0001793806-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:36:13 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Foundry Records, LLC See All Filings	D	2019-11-13 16:16:40 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001793807 Filed Document 0001793807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:16:40 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Avidity Biosciences, Inc. See All Filings	D	2019-11-13 16:16:14 UTC
Amount To Be Raised $103,803,086 Associated Brokers / Dealers SVB Leerink LLC CIK Number 0001599901 Filed Document 0001599901-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:16:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carestream Dental Alpha Ltd See All Filings	D/A	2019-11-13 16:12:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744559 Filed Document 0001744559-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:12:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ulu Ventures Fund III, L.P. See All Filings	D	2019-11-13 16:08:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001793984 Filed Document 0001793984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:08:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eterneva, Inc. See All Filings	D	2019-11-13 16:01:01 UTC
Amount To Be Raised $1,970,331 Associated Brokers / Dealers N/A CIK Number 0001793968 Filed Document 0001793968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 16:01:01 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EAJF Leveraged Feeder LP See All Filings	D/A	2019-11-13 15:49:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757837 Filed Document 0001315863-19-000907 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:49:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Beeline Financial Holdings Inc. See All Filings	D	2019-11-13 15:46:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001793653 Filed Document 0001104659-19-063276 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:46:57 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Other
Dwelo, Inc. See All Filings	D	2019-11-13 15:43:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001636756 Filed Document 0001636756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:43:45 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Management Investors (Bermuda), Ltd. See All Filings	D/A	2019-11-13 15:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc., Citi Private Advisory, LLC, and Altegris Investments, LLC CIK Number 0001456162 Filed Document 0000919574-19-006910 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Red Cedar Offshore Fund, Ltd See All Filings	D/A	2019-11-13 15:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703222 Filed Document 0001012975-19-000682 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIS Small/Mid Cap Value Equity Fund, LLC See All Filings	D/A	2019-11-13 15:35:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687402 Filed Document 0001687402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:35:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Red Cedar Onshore Fund, LP See All Filings	D/A	2019-11-13 15:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703139 Filed Document 0001012975-19-000681 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hazelbrook Partners, L.P. See All Filings	D/A	2019-11-13 15:34:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Altegris Investments, LLC CIK Number 0001107862 Filed Document 0000919574-19-006907 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:34:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RH 2401 Holdings LLC See All Filings	D	2019-11-13 15:29:18 UTC
Amount To Be Raised $3,307,500 Associated Brokers / Dealers N/A CIK Number 0001793903 Filed Document 0001793903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:29:18 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Finlocker, LLC See All Filings	D/A	2019-11-13 15:24:48 UTC
Amount To Be Raised $13,889,077 Associated Brokers / Dealers N/A CIK Number 0001652335 Filed Document 0001652335-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:24:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Endoscopy Center, LLC See All Filings	D	2019-11-13 15:15:49 UTC
Amount To Be Raised $366,630 Associated Brokers / Dealers N/A CIK Number 0001623971 Filed Document 0001015325-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:15:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flora California, Inc. See All Filings	D	2019-11-13 15:14:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001793688 Filed Document 0001793688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:14:31 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLIV US Investor, LP See All Filings	D/A	2019-11-13 15:06:13 UTC
Amount To Be Raised $14,900,000 Associated Brokers / Dealers N/A CIK Number 0001779223 Filed Document 0001642247-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:06:13 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NY Endo Consulting, L.L.C. See All Filings	D	2019-11-13 15:05:54 UTC
Amount To Be Raised $12,092 Associated Brokers / Dealers N/A CIK Number 0001623972 Filed Document 0001015325-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:05:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quolum, Inc. See All Filings	D	2019-11-13 15:05:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792774 Filed Document 0001792774-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:05:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chiper Inc. See All Filings	D	2019-11-13 15:04:39 UTC
Amount To Be Raised $11,725,000 Associated Brokers / Dealers N/A CIK Number 0001792143 Filed Document 0001792143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 15:04:39 UTC Type of Offering D Industry Other Technology Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Gotham Tax Enhanced Neutral Fund, LP See All Filings	D/A	2019-11-13 14:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746690 Filed Document 0001746690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chiper Inc. See All Filings	D	2019-11-13 14:52:42 UTC
Amount To Be Raised $1,314,952 Associated Brokers / Dealers N/A CIK Number 0001792143 Filed Document 0001792143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:52:42 UTC Type of Offering D Industry Other Technology Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Work-Bench Kelethin, LLC See All Filings	D	2019-11-13 14:47:10 UTC
Amount To Be Raised $79,000 Associated Brokers / Dealers N/A CIK Number 0001791375 Filed Document 0001791375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:47:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I&M Freeport Partners, LLC See All Filings	D	2019-11-13 14:42:57 UTC
Amount To Be Raised $1,022,000 Associated Brokers / Dealers None CIK Number 0001793979 Filed Document 0001793979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:42:57 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Equa, Inc./CO See All Filings	D/A	2019-11-13 14:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785409 Filed Document 0001791065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:42:33 UTC Type of Offering D/A Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
G SQUARED SMA IC I, LP See All Filings	D	2019-11-13 14:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793789 Filed Document 0001793789-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iGambit, Inc. See All Filings	D	2019-11-13 14:40:25 UTC
Amount To Be Raised $24,492,608 Associated Brokers / Dealers N/A CIK Number 0001479681 Filed Document 0000935836-19-000587 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:40:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
McNally Capital - Re-Sourcing SPV, LLC See All Filings	D	2019-11-13 14:37:34 UTC
Amount To Be Raised $25,515,000 Associated Brokers / Dealers N/A CIK Number 0001792452 Filed Document 0001062993-19-004357 Exclusions or Exemptions 506b Accepted Date 2019-11-13 14:37:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund