Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BID Equity Fund II-B, SCSp See All Filings	D	2019-11-14 17:05:25 UTC
Amount To Be Raised $3,962,000 Associated Brokers / Dealers N/A CIK Number 0001793946 Filed Document 0001793946-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 17:05:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naborforce LLC See All Filings	D/A	2019-11-14 17:04:12 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001780202 Filed Document 0001780202-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 17:04:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Bling Capital Fund II Opps-A LP See All Filings	D	2019-11-14 17:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791261 Filed Document 0001791260-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-14 17:04:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CSF II LP See All Filings	D	2019-11-14 17:01:54 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001792712 Filed Document 0001792712-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 17:01:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NexPoint Texas Multifamily Portfolio DST See All Filings	D	2019-11-14 16:58:05 UTC
Amount To Be Raised $60,961,892 Associated Brokers / Dealers Whitehall-Parker Securities Inc., Wealthforge Securities Inc., and Lightpath Capital, Inc. CIK Number 0001791984 Filed Document 0001791984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:58:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Siena Capital Partners Accredited, L.P. See All Filings	D/A	2019-11-14 16:57:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451701 Filed Document 0001451701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:57:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mine Shaft Brewing LLC See All Filings	D/A	2019-11-14 16:54:08 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001669809 Filed Document 0001669809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:54:08 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Bling Capital Fund II Opps LP See All Filings	D	2019-11-14 16:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791260 Filed Document 0001791260-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:51:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Maui Greens, Inc. See All Filings	D	2019-11-14 16:50:58 UTC
Amount To Be Raised $146,999 Associated Brokers / Dealers N/A CIK Number 0001776961 Filed Document 0001776961-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:50:58 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GEM Trust Risk Controlled 1 See All Filings	D	2019-11-14 16:50:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792801 Filed Document 0001507943-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:50:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM Trust Opportunistic 3 See All Filings	D	2019-11-14 16:48:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792803 Filed Document 0001507943-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:48:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCMC GEM Short Duration See All Filings	D	2019-11-14 16:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792787 Filed Document 0001507943-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:47:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCMC GEM Short Duration 2 See All Filings	D	2019-11-14 16:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792788 Filed Document 0001507943-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:45:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greater Alabama Lithotripsy LLC See All Filings	D	2019-11-14 16:41:20 UTC
Amount To Be Raised $255,818 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:41:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vyriad, Inc. See All Filings	D	2019-11-14 16:39:59 UTC
Amount To Be Raised $37,800,000 Associated Brokers / Dealers N/A CIK Number 0001794098 Filed Document 0001437749-19-022936 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:39:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Leading Edge Power Solutions, LLC See All Filings	D	2019-11-14 16:39:42 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001750708 Filed Document 0001750708-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:39:42 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FreshAir Sensor LLC See All Filings	D	2019-11-14 16:38:41 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001644477 Filed Document 0001644477-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:38:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
eGenesis, Inc. See All Filings	D	2019-11-14 16:38:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001682809 Filed Document 0001682809-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:38:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BarberWind Turbines, LLC See All Filings	D	2019-11-14 16:35:48 UTC
Amount To Be Raised $1,855,000 Associated Brokers / Dealers N/A CIK Number 0001720912 Filed Document 0001720912-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:35:48 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Onex Senior Floating Income Fund (Canada) See All Filings	D	2019-11-14 16:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794219 Filed Document 0001794216-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:28:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Springer Road Partners, LLC See All Filings	D	2019-11-14 16:26:45 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001789460 Filed Document 0001789433-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:26:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bling Capital Fund II LP See All Filings	D	2019-11-14 16:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791258 Filed Document 0001791260-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:25:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LTLW, INC. See All Filings	D	2019-11-14 16:19:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001756800 Filed Document 0001756800-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:19:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Carter Mountain Partners, LLC See All Filings	D	2019-11-14 16:19:06 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001789433 Filed Document 0001789433-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:19:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Global Dynamic Asset Allocation Fund LLC See All Filings	D/A	2019-11-14 16:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001627506 Filed Document 0001627506-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:17:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BL LEPUS FEEDER LLC See All Filings	D	2019-11-14 16:03:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001794068 Filed Document 0001794068-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:03:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eaton Vance Floating Rate Completion Fund LLC See All Filings	D/A	2019-11-14 16:01:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001590645 Filed Document 0000350797-19-000048 Exclusions or Exemptions 506b Accepted Date 2019-11-14 16:01:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonne O Holdings Inc. See All Filings	D/A	2019-11-14 15:58:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713523 Filed Document 0001713523-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:58:26 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MixComm, Inc. See All Filings	D	2019-11-14 15:51:34 UTC
Amount To Be Raised $8,126,712 Associated Brokers / Dealers N/A CIK Number 0001765776 Filed Document 0001765776-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Precision Nanosystems Inc. See All Filings	D/A	2019-11-14 15:50:52 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001654441 Filed Document 0001209191-19-056551 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:50:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dacey Holden, LLC See All Filings	D/A	2019-11-14 15:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535151 Filed Document 0001535151-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SitePro, Inc. See All Filings	D	2019-11-14 15:46:32 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001794035 Filed Document 0001794035-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:46:32 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Q-BLK APPRECIATION FUND LP See All Filings	D/A	2019-11-14 15:42:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001318598 Filed Document 0001794068-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:42:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NGCRE Group 11 LP See All Filings	D/A	2019-11-14 15:41:44 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001786015 Filed Document 0001213900-19-023442 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lulu Snacks Inc. See All Filings	D	2019-11-14 15:41:37 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001792947 Filed Document 0001792947-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:41:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spaceflight Industries, Inc. See All Filings	D	2019-11-14 15:39:17 UTC
Amount To Be Raised $39,866,018 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001635594 Filed Document 0001635594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:39:17 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Onex Senior Credit Fund (Canada) See All Filings	D	2019-11-14 15:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794216 Filed Document 0001794216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:35:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DARLINGTON PARTNERS L P See All Filings	D/A	2019-11-14 15:31:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000916218 Filed Document 0000935836-19-000592 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:31:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ThreatSwitch, Inc. See All Filings	D/A	2019-11-14 15:25:46 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001708914 Filed Document 0001209191-19-056545 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:25:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WVC Holdings, Inc. See All Filings	D	2019-11-14 15:25:29 UTC
Amount To Be Raised $7,662,218 Associated Brokers / Dealers N/A CIK Number 0001723465 Filed Document 0001567619-19-021500 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:25:29 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sunnybrook Village, LLC See All Filings	D	2019-11-14 15:23:26 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001794099 Filed Document 0001615594-19-000049 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:23:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Centennial Capital, Inc. See All Filings	D	2019-11-14 15:23:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001793093 Filed Document 0001793093-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:23:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AgileBits Inc. See All Filings	D	2019-11-14 15:17:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001792660 Filed Document 0000898432-19-001308 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:17:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rainbow Realty Group LLC See All Filings	D	2019-11-14 15:14:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790495 Filed Document 0001790495-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:14:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital (South Beach - Vegas) DST See All Filings	D/A	2019-11-14 15:14:12 UTC
Amount To Be Raised $32,662,643 Associated Brokers / Dealers Griffin Capital Securities, LLC, Sonya Gotz, Cambridge Investment Research, Inc., Steve Haskell, Robert Horning, Chay Lapin, Scott Offerman, Independent Financial Group, LLC, Adam Bryan, Todd Kennedy, DFPG Investments, Richard Jackman, Centaurus Financial, Inc., Robert McIsaac, Tye Winfield, Harmony Russo, John Bishop, Ed Kasperavich, Deborah Stackpole, Matthew Nielsen, Daniel Cook, Jason Runung, and Andre William CIK Number 0001756603 Filed Document 0001756603-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:14:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne International (ERISA) Fund, Ltd. See All Filings	D/A	2019-11-14 15:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen D. Seitz CIK Number 0001539575 Filed Document 0000919574-19-007273 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:11:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nosara Capital Fund I, L.P. See All Filings	D	2019-11-14 15:07:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753618 Filed Document 0001753618-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:07:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Deerpath Capital V, LP See All Filings	D	2019-11-14 15:01:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities LLC CIK Number 0001794184 Filed Document 0001794006-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:01:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Convoy, Inc. See All Filings	D	2019-11-14 15:00:17 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001754407 Filed Document 0001754407-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-14 15:00:17 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Endowment Total Core Hedged & Absolute Fund, L.P. See All Filings	D	2019-11-14 14:59:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788199 Filed Document 0000919574-19-007261 Exclusions or Exemptions 506b Accepted Date 2019-11-14 14:59:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity