Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Voyce, Inc. See All Filings	D	2019-11-15 17:48:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001746719 Filed Document 0001746719-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:48:37 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Equinox on Pima, LLC See All Filings	D	2019-11-15 17:41:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001794383 Filed Document 0001794383-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:41:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MerchantWise Solutions, LLC See All Filings	D/A	2019-11-15 17:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759466 Filed Document 0001759466-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:40:51 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Easyriders Holdings Inc See All Filings	D/A	2019-11-15 17:39:59 UTC
Amount To Be Raised $356,712 Associated Brokers / Dealers N/A CIK Number 0001781957 Filed Document 0001183740-19-000240 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:39:59 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cayacoa Bay Holdings, LLC See All Filings	D	2019-11-15 17:26:11 UTC
Amount To Be Raised $19,317,690 Associated Brokers / Dealers N/A CIK Number 0001759784 Filed Document 0001759784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:26:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2019-11-15 17:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-19-000131 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramas Energy Capital III, L.P. See All Filings	D/A	2019-11-15 17:14:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756191 Filed Document 0001756191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:14:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
930-MEND, LLC See All Filings	D	2019-11-15 17:09:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001793593 Filed Document 0000950172-19-000129 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:09:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sparrow Pharmaceuticals, Inc. See All Filings	D	2019-11-15 17:08:12 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Exemplar Capital, LLC CIK Number 0001786949 Filed Document 0001786949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:08:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
EXRO TECHNOLOGIES INC. See All Filings	D	2019-11-15 17:06:29 UTC
Amount To Be Raised $16,000 Associated Brokers / Dealers N/A CIK Number 0001459762 Filed Document 0001459762-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:06:29 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
LIJB Doubtfire, LLC See All Filings	D	2019-11-15 17:04:13 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001794266 Filed Document 0001794266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 17:04:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Shoreline Equity Partners Feeder Fund, L.P. See All Filings	D/A	2019-11-15 16:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001772989 Filed Document 0001772989-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpenView Venture Partners VI, L.P. See All Filings	D	2019-11-15 16:53:48 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001794134 Filed Document 0001794134-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:53:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Novel Growth Partners Fund I, L.P. See All Filings	D/A	2019-11-15 16:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732558 Filed Document 0001567619-19-021698 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:43:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AFTERMATH SILVER LTD. See All Filings	D	2019-11-15 16:38:28 UTC
Amount To Be Raised $170,683 Associated Brokers / Dealers N/A CIK Number 0001526535 Filed Document 0001567619-19-021696 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:38:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Phlur, Inc. See All Filings	D	2019-11-15 16:38:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645613 Filed Document 0001645613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:38:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SPYRUS Solutions, Inc. See All Filings	D/A	2019-11-15 16:34:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001791346 Filed Document 0001458754-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:34:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CollabIP, Inc. See All Filings	D/A	2019-11-15 16:30:52 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001572226 Filed Document 0001572226-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:30:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Systems LLC See All Filings	D	2019-11-15 16:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700753 Filed Document 0001700753-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:20:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Thread International PBC, Inc. See All Filings	D	2019-11-15 16:13:11 UTC
Amount To Be Raised $4,756,060 Associated Brokers / Dealers N/A CIK Number 0001643788 Filed Document 0000898432-19-001310 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:13:11 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Varde Mortgage Fund III (Offshore), L.P. See All Filings	D	2019-11-15 16:12:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792369 Filed Document 0001792365-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:12:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equinox Venture Capital Fund VI, L.P. See All Filings	D	2019-11-15 16:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794313 Filed Document 0001794313-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:12:16 UTC Type of Offering D Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
STRIVVE, INC. See All Filings	D	2019-11-15 16:11:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001648180 Filed Document 0001648180-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:11:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MEP Equine Solutions, LLC See All Filings	D/A	2019-11-15 16:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628142 Filed Document 0000892251-19-000062 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:06:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VWP Goodyear Industrial OZ Fund, LLC See All Filings	D	2019-11-15 16:06:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Cabin Securities, Inc. CIK Number 0001793962 Filed Document 0001793962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:06:01 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Varde Mortgage Fund III (Master), L.P. See All Filings	D	2019-11-15 16:01:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792367 Filed Document 0001792365-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:01:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glaive RF Inc. See All Filings	D	2019-11-15 16:00:05 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers None CIK Number 0001794299 Filed Document 0001794299-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 16:00:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Divisar Partners QP (Cayman), Ltd. See All Filings	D/A	2019-11-15 15:59:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656182 Filed Document 0001656182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:59:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HDC 6300 Lowell Boulevard, LLLP See All Filings	D	2019-11-15 15:59:12 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001794017 Filed Document 0001794017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:59:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KKR Asia Pacific Infrastructure Investors SCSp See All Filings	D	2019-11-15 15:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001791920 Filed Document 0001791920-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:59:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broad Based Aggressive Portfolio, a series of A&Q Select (US) LLC See All Filings	D/A	2019-11-15 15:57:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738775 Filed Document 0001759175-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:57:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Divisar Partners QP, L.P. See All Filings	D/A	2019-11-15 15:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639243 Filed Document 0001639243-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:54:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearisle Capital Fund LLC See All Filings	D/A	2019-11-15 15:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Robert W Baird & CO. Inc., Northern Trust Securities, Inc., Rockefeller Financial LLC, RBC Capital Markets, LLC, CIBC Private Wealth Advisors (Atlantic Trust), Sentry Advisors, Oppenheimer & Co. Inc., BB&T Securities, LLC, Janney Montgomery Scott, Sanford C. Bernstein & Co. LLC, Merrill Lynch, Pierce Fenner, & Smith, Stifel Nicolaus & Company, Inc., Ameriprise Financial, Fieldpoint Private Securities LLC, Altegris - Artivest, and Hightower Advisors, LLC CIK Number 0001787424 Filed Document 0000350797-19-000053 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Mortgage Fund III, L.P. See All Filings	D	2019-11-15 15:52:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792365 Filed Document 0001792365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:52:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillpointe Workforce Housing Partnership I, LP See All Filings	D/A	2019-11-15 15:50:41 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001785818 Filed Document 0001785818-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:50:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Divisar Partners, L.P. See All Filings	D/A	2019-11-15 15:49:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453525 Filed Document 0001453525-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:49:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse SPV II, L.P. See All Filings	D	2019-11-15 15:44:40 UTC
Amount To Be Raised $119,250,000 Associated Brokers / Dealers N/A CIK Number 0001791665 Filed Document 0001791665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:44:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Glenjohn Capital, LLC See All Filings	D/A	2019-11-15 15:40:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001560781 Filed Document 0001560781-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:40:17 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CCM Income Fund I, LLC See All Filings	D/A	2019-11-15 15:38:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001758216 Filed Document 0001758216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:38:00 UTC Type of Offering D/A Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
SOS Group LLC See All Filings	D/A	2019-11-15 15:37:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001767848 Filed Document 0001767848-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:37:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
A-1 Development, INC See All Filings	D/A	2019-11-15 15:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738438 Filed Document 0001738438-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-11-15 15:35:50 UTC Type of Offering D/A Industry Residential Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
CEDAR COMMUNITIES AT BOUNTIFUL HILLS INVESTORS, L.P. See All Filings	D	2019-11-15 15:33:54 UTC
Amount To Be Raised $666,700 Associated Brokers / Dealers N/A CIK Number 0001793886 Filed Document 0001793886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:33:54 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ellis Residential, L.P. See All Filings	D	2019-11-15 15:32:46 UTC
Amount To Be Raised $18,326,076 Associated Brokers / Dealers N/A CIK Number 0001794257 Filed Document 0001794257-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:32:46 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lizard International Fund LLC See All Filings	D/A	2019-11-15 15:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458864 Filed Document 0001458864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:25:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Forward Vision VII, LP - Series 1 See All Filings	D/A	2019-11-15 15:25:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001792956 Filed Document 0001792956-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:25:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Capital Partners VI, L.P. See All Filings	D/A	2019-11-15 15:22:23 UTC
Amount To Be Raised $380,000,000 Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC CIK Number 0001740275 Filed Document 0001740275-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:22:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atreides Special Circumstances Offshore Fund SPC - Series A DIs SP See All Filings	D	2019-11-15 15:17:04 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001793434 Filed Document 0001567619-19-021683 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atreides Special Circumstances Fund, LLC - Series A DIs See All Filings	D	2019-11-15 15:11:20 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001793277 Filed Document 0001567619-19-021680 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:11:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Easyriders Holdings Inc See All Filings	D	2019-11-15 15:10:29 UTC
Amount To Be Raised $1,100,588 Associated Brokers / Dealers N/A CIK Number 0001781957 Filed Document 0001183740-19-000239 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:10:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Impala Alpha Fund LP See All Filings	D/A	2019-11-15 15:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534938 Filed Document 0001567619-19-021678 Exclusions or Exemptions 506b Accepted Date 2019-11-15 15:07:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund