Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NORTHRIDGE SP LLC See All Filings	D	2019-11-19 16:26:48 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001793857 Filed Document 0001793857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:26:48 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Myles Athletic, Inc. See All Filings	D	2019-11-19 16:25:25 UTC
Amount To Be Raised $2,024,137 Associated Brokers / Dealers N/A CIK Number 0001791913 Filed Document 0001791913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:25:25 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ready Responders, Inc. See All Filings	D	2019-11-19 16:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737374 Filed Document 0001737374-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:25:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
BE Fund I, a series of Riverside Ventures, LP See All Filings	D	2019-11-19 16:20:44 UTC
Amount To Be Raised $118,500 Associated Brokers / Dealers N/A CIK Number 0001794397 Filed Document 0001794397-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:20:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritex Holdings, Inc. See All Filings	D	2019-11-19 16:16:57 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. and Keefe, Bruyette & Woods, Inc. CIK Number 0001501570 Filed Document 0001501570-19-000262 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:16:57 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LendingHome Funding Vehicle, LLC See All Filings	D	2019-11-19 16:16:34 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791521 Filed Document 0001567619-19-021862 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:16:34 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
AG Fund I, a series of PLG Master Partnership, LP See All Filings	D	2019-11-19 16:09:54 UTC
Amount To Be Raised $214,462 Associated Brokers / Dealers N/A CIK Number 0001794395 Filed Document 0001794395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:09:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saroras Hippo GP, LLC See All Filings	D	2019-11-19 16:06:54 UTC
Amount To Be Raised $228,535 Associated Brokers / Dealers N/A CIK Number 0001793637 Filed Document 0001793924-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-19 16:06:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
American Aires Inc. See All Filings	D	2019-11-19 15:59:43 UTC
Amount To Be Raised $299,574 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001793708 Filed Document 0001793708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:59:43 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Upper90 Crusoe SPV, LLC Series A-H See All Filings	D	2019-11-19 15:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794342 Filed Document 0001393725-19-000133 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upper90 Crusoe SPV, LLC Series A See All Filings	D	2019-11-19 15:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794392 Filed Document 0001393725-19-000132 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:53:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRCM Fintech Fund, LP See All Filings	D/A	2019-11-19 15:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759161 Filed Document 0001759161-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:46:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WaveFront Dynamics Inc. See All Filings	D	2019-11-19 15:45:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794183 Filed Document 0001794183-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-11-19 15:45:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Immunome Inc. See All Filings	D	2019-11-19 15:44:55 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:44:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Saroras Hippo II, L.P. See All Filings	D	2019-11-19 15:39:27 UTC
Amount To Be Raised $6,696,465 Associated Brokers / Dealers none CIK Number 0001793830 Filed Document 0001793924-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:39:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Healtheo360 LLC See All Filings	D	2019-11-19 15:32:49 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001542570 Filed Document 0001542570-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:32:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
LSC-3 Office, DST See All Filings	D	2019-11-19 15:30:45 UTC
Amount To Be Raised $19,865,000 Associated Brokers / Dealers Orchard Securities LLC CIK Number 0001794335 Filed Document 0001794335-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:30:45 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EX-IQ, INC. See All Filings	D/A	2019-11-19 15:28:27 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001779920 Filed Document 0001779920-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:28:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Saroras Hippo, L.P. See All Filings	D	2019-11-19 15:24:24 UTC
Amount To Be Raised $23,503,535 Associated Brokers / Dealers None CIK Number 0001793924 Filed Document 0001793924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:24:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AIR Annuity Fund, LP See All Filings	D	2019-11-19 15:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794522 Filed Document 0001794522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Aviation Opportunities Fund III (Onshore), L.P. See All Filings	D	2019-11-19 15:11:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794166 Filed Document 0000950142-19-002321 Exclusions or Exemptions 506b Accepted Date 2019-11-19 15:11:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle International Energy Partners II, S.C.Sp. See All Filings	D/A	2019-11-19 14:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757243 Filed Document 0001757243-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbol Inc. See All Filings	D	2019-11-19 14:55:02 UTC
Amount To Be Raised $4,000,137 Associated Brokers / Dealers N/A CIK Number 0001790762 Filed Document 0001790762-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:55:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Venus Concept Inc. See All Filings	D	2019-11-19 14:55:00 UTC
Amount To Be Raised $50,516,865 Associated Brokers / Dealers Evercore Group L.L.C., Oppenheimer & Co. Inc., and Northland Securities, Inc. CIK Number 0001409269 Filed Document 0001382963-19-000144 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:55:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle International Energy Partners II - EU, S.C.Sp. See All Filings	D/A	2019-11-19 14:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757231 Filed Document 0001757231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
pineapple DC LLC See All Filings	D	2019-11-19 14:44:45 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001791039 Filed Document 0001791039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:44:45 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Valiant India Opportunities Offshore, L.P. See All Filings	D/A	2019-11-19 14:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666714 Filed Document 0000935836-19-000625 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:41:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareMap Holdings LLC See All Filings	D	2019-11-19 14:36:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001794511 Filed Document 0001794511-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:36:59 UTC Type of Offering D Industry Health Insurance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Valiant India Opportunities Fund, L.P. See All Filings	D/A	2019-11-19 14:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655944 Filed Document 0000935836-19-000624 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIEP II Feeder, S.C.Sp. See All Filings	D/A	2019-11-19 14:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757239 Filed Document 0001757239-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:32:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NC/SR Sanford Equity LLC See All Filings	D	2019-11-19 14:31:38 UTC
Amount To Be Raised $6,578,100 Associated Brokers / Dealers N/A CIK Number 0001793017 Filed Document 0001793017-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:31:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
SaaS Focus Fund, LLC See All Filings	D	2019-11-19 14:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793543 Filed Document 0001793543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:17:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
In Defense Of Growth Inc See All Filings	D	2019-11-19 14:16:32 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001794483 Filed Document 0001104659-19-065367 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:16:32 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Nova Analytic Labs LLC See All Filings	D/A	2019-11-19 14:07:48 UTC
Amount To Be Raised $1,800,960 Associated Brokers / Dealers N/A CIK Number 0001757578 Filed Document 0001757578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 14:07:48 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
University Growth Fund II, L.P. See All Filings	D	2019-11-19 13:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794551 Filed Document 0001794551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ziggy, LLC See All Filings	D/A	2019-11-19 13:49:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794078 Filed Document 0001794078-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:49:04 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GREEN LEAF MEDICAL, LLC See All Filings	D	2019-11-19 13:47:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701230 Filed Document 0001701230-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:47:13 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Vintage Real Estate Partners II LP See All Filings	D/A	2019-11-19 13:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001758920 Filed Document 0001794227-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:38:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balance Point Capital Partners IV, L.P. See All Filings	D	2019-11-19 13:33:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001794431 Filed Document 0001794431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:33:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Point Global Management Fund, LP See All Filings	D/A	2019-11-19 13:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754310 Filed Document 0001754310-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ringer Road Partners, LLC See All Filings	D	2019-11-19 13:21:15 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001791632 Filed Document 0001791632-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:21:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Chakra Partners I, LLC See All Filings	D/A	2019-11-19 13:20:58 UTC
Amount To Be Raised $4,360,000 Associated Brokers / Dealers N/A CIK Number 0001760966 Filed Document 0001760966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:20:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HYGIEIA INC See All Filings	D	2019-11-19 13:19:29 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:19:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Athais, Inc. See All Filings	D	2019-11-19 13:17:54 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001794480 Filed Document 0001794480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:17:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexaria Bioscience Corp. See All Filings	D	2019-11-19 13:16:28 UTC
Amount To Be Raised $2,357,594 Associated Brokers / Dealers N/A CIK Number 0001348362 Filed Document 0001348362-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:16:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CHANGE Global Frontier Markets Offshore, Ltd. See All Filings	D/A	2019-11-19 13:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723876 Filed Document 0001723876-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDR Capital Bluebird Co-Investment L.P. See All Filings	D	2019-11-19 13:08:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793375 Filed Document 0001793375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:08:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Price Card Inc. See All Filings	D	2019-11-19 13:06:36 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001749030 Filed Document 0001749030-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:06:36 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
CARLSMED, INC. See All Filings	D	2019-11-19 13:04:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001794546 Filed Document 0001794546-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:04:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AndMark Investment Fund V, LLC See All Filings	D/A	2019-11-19 13:02:49 UTC
Amount To Be Raised $91,400,000 Associated Brokers / Dealers N/A CIK Number 0001791881 Filed Document 0001791881-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-19 13:02:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity