Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NOCA Beverages Inc. See All Filings	D	2019-11-20 14:42:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772923 Filed Document 0001772923-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:42:18 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
655 Fifth Avenue Holdings LLC See All Filings	D	2019-11-20 14:41:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Gary Cutson CIK Number 0001793713 Filed Document 0001793713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:41:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bardin Hill Event-Driven Fund US LP See All Filings	D/A	2019-11-20 14:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001679890 Filed Document 0000902664-19-004393 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:36:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cheatham Rock Land, LLC See All Filings	D	2019-11-20 14:36:00 UTC
Amount To Be Raised $2,855,000 Associated Brokers / Dealers N/A CIK Number 0001794672 Filed Document 0001794672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:36:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bardin Hill European Credit Opportunities Fund US LP See All Filings	D/A	2019-11-20 14:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643150 Filed Document 0000902664-19-004392 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMMONS COMPANY, THE See All Filings	D	2019-11-20 14:34:04 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001794283 Filed Document 0001794283-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:34:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Regan Credit Opportunities Fund, LP See All Filings	D/A	2019-11-20 14:33:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Sadowski and Mike Noel CIK Number 0001654234 Filed Document 0001654234-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:33:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ProMIS Neurosciences Inc. See All Filings	D	2019-11-20 14:32:01 UTC
Amount To Be Raised $273,333 Associated Brokers / Dealers N/A CIK Number 0001374339 Filed Document 0001183740-19-000245 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:32:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CBC Tiger Towne Partners LLC See All Filings	D	2019-11-20 14:31:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001793902 Filed Document 0001793902-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:31:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TerrAscend Corp. See All Filings	D	2019-11-20 14:27:30 UTC
Amount To Be Raised $557,551 Associated Brokers / Dealers N/A CIK Number 0001778129 Filed Document 0001062993-19-004539 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:27:30 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Ideal Implant Inc See All Filings	D	2019-11-20 14:26:47 UTC
Amount To Be Raised $3,935,734 Associated Brokers / Dealers N/A CIK Number 0001360739 Filed Document 0001360739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:26:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Finicast, Inc. See All Filings	D	2019-11-20 14:20:52 UTC
Amount To Be Raised $1,199,993 Associated Brokers / Dealers N/A CIK Number 0001794645 Filed Document 0001794645-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:20:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Loopshare Ltd. See All Filings	D	2019-11-20 14:19:57 UTC
Amount To Be Raised $20,040 Associated Brokers / Dealers N/A CIK Number 0001678748 Filed Document 0001085037-19-000119 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:19:57 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mythical, Inc. See All Filings	D	2019-11-20 14:18:18 UTC
Amount To Be Raised $28,499,979 Associated Brokers / Dealers N/A CIK Number 0001760548 Filed Document 0001760548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:18:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aetos Capital Partners, LP See All Filings	D/A	2019-11-20 14:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659556 Filed Document 0000919574-19-007380 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:09:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
East Fork Pottery, LLC See All Filings	D	2019-11-20 14:07:14 UTC
Amount To Be Raised $700,112 Associated Brokers / Dealers N/A CIK Number 0001723756 Filed Document 0001461373-19-000064 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:07:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVPT, LLC See All Filings	D	2019-11-20 14:06:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001794322 Filed Document 0001794322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:06:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Founders Fund VII, LP See All Filings	D	2019-11-20 14:06:14 UTC
Amount To Be Raised $1,496,368,333 Associated Brokers / Dealers N/A CIK Number 0001792034 Filed Document 0001792034-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:06:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANCTUARY STUDIOS INC. See All Filings	D/A	2019-11-20 14:04:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001757674 Filed Document 0001757674-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:04:30 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Clarify Health Solutions, Inc. See All Filings	D/A	2019-11-20 14:03:45 UTC
Amount To Be Raised $44,999,847 Associated Brokers / Dealers N/A CIK Number 0001676251 Filed Document 0001676251-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-20 14:03:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stewart Dell Global Equities Fund, LP See All Filings	D/A	2019-11-20 13:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719377 Filed Document 0001719377-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrypTex Holdings, LLC See All Filings	D	2019-11-20 13:50:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001793435 Filed Document 0001793435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:50:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ogmagod, Inc. See All Filings	D	2019-11-20 13:48:52 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001794145 Filed Document 0001794145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:48:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WE Fund I, a series of York IE Funds, LP See All Filings	D	2019-11-20 13:44:38 UTC
Amount To Be Raised $184,017 Associated Brokers / Dealers N/A CIK Number 0001794394 Filed Document 0001794394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:44:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLUB MOTORSPORTS INC See All Filings	D	2019-11-20 13:44:15 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:44:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JU Fund II, a series of MV Funds, LP See All Filings	D	2019-11-20 13:38:21 UTC
Amount To Be Raised $232,922 Associated Brokers / Dealers N/A CIK Number 0001794583 Filed Document 0001794583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:38:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AM Fund I, a series of Smolboon AL, LP See All Filings	D	2019-11-20 13:28:39 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001794581 Filed Document 0001794581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:28:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KF Arc Holding, LP See All Filings	D	2019-11-20 13:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725352 Filed Document 0001725352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Code Dx, Inc. See All Filings	D	2019-11-20 13:24:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794616 Filed Document 0001794616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:24:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EXP Fund I, a series of Hack VC, LP See All Filings	D	2019-11-20 13:15:10 UTC
Amount To Be Raised $83,071 Associated Brokers / Dealers N/A CIK Number 0001794582 Filed Document 0001794582-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:15:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP-3675 Cambridge, LLC See All Filings	D	2019-11-20 13:13:41 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001794651 Filed Document 0001794651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:13:41 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Green Growth Brands Inc. See All Filings	D	2019-11-20 13:12:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001739376 Filed Document 0001739376-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:12:52 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Peregrine Private Equity Fund I LP See All Filings	D	2019-11-20 13:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794131 Filed Document 0000935836-19-000629 Exclusions or Exemptions 506b Accepted Date 2019-11-20 13:03:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Senior Mezzanine Real Estate Finance Fund L.P. See All Filings	D/A	2019-11-20 12:57:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, KB Investment & Securities Co. Ltd., Brookfield Private Capital (UK) Limited, Brookfield Investment Management (Canada) Inc., Brookfield Advisors (Hong Kong) Limited, and Brookfield Singapore Pte. Ltd. CIK Number 0001724545 Filed Document 0001794227-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:57:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lumedica Vision, Inc. See All Filings	D	2019-11-20 12:52:54 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001769863 Filed Document 0001769863-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:52:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PICO Co-Investments V, LLC See All Filings	D	2019-11-20 12:50:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794594 Filed Document 0000950142-19-002326 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:50:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Guaranty Bancshares, Inc. See All Filings	D	2019-11-20 12:48:53 UTC
Amount To Be Raised $1,000,008 Associated Brokers / Dealers N/A CIK Number 0001408534 Filed Document 0001567619-19-021933 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:48:53 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Pocketful of Quarters, Inc. See All Filings	D	2019-11-20 12:46:51 UTC
Amount To Be Raised $1,952,500 Associated Brokers / Dealers N/A CIK Number 0001741667 Filed Document 0001741667-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:46:51 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Copper Labs, Inc See All Filings	D	2019-11-20 12:40:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001793846 Filed Document 0001793846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:40:34 UTC Type of Offering D Industry Energy Conservation Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Platform 16 Sub LLC See All Filings	D	2019-11-20 12:39:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001794635 Filed Document 0001794635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:39:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Velocitas II LLC See All Filings	D	2019-11-20 12:39:13 UTC
Amount To Be Raised $8,240,000 Associated Brokers / Dealers N/A CIK Number 0001794572 Filed Document 0001794572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:39:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ALAOF V NLD, L.P. See All Filings	D	2019-11-20 12:31:35 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001794469 Filed Document 0001794469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ACON Latin America Opportunities Fund V, L.P. See All Filings	D	2019-11-20 12:28:44 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001792598 Filed Document 0001792598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:28:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CANarchy Holding Co LLC See All Filings	D/A	2019-11-20 12:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635799 Filed Document 0001062993-19-004538 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:15:30 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ArcSecond, Inc. See All Filings	D	2019-11-20 12:06:19 UTC
Amount To Be Raised $2,980,000 Associated Brokers / Dealers N/A CIK Number 0001794438 Filed Document 0001794438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:06:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Active Quant Fund, LP See All Filings	D/A	2019-11-20 12:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757708 Filed Document 0001757708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 12:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG Vintage Access Fund II, LLC See All Filings	D/A	2019-11-20 11:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001742380 Filed Document 0000926877-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TSG Venture 1, LLC See All Filings	D/A	2019-11-20 11:52:11 UTC
Amount To Be Raised $5,606,901 Associated Brokers / Dealers Shopoff Securities Inc. and AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001725935 Filed Document 0001725935-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:52:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Ti Bouchon Partners, L.P. See All Filings	D/A	2019-11-20 11:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-19-007374 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2019-11-20 11:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-20 11:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund