Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
I-Pass Patient Safety Institute, Inc. See All Filings	D/A	2019-11-22 15:25:07 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001691252 Filed Document 0001787834-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:25:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Florida Insect Control Group LLC See All Filings	D	2019-11-22 15:24:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001763746 Filed Document 0001763746-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:24:53 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Social Life Network, Inc. See All Filings	D/A	2019-11-22 15:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001281984 Filed Document 0001493152-19-018245 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:23:37 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Multi-Asset Alternative Risk Premia Strategy Risk Off Version Onshore Fund L.P. See All Filings	D	2019-11-22 15:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001793851 Filed Document 0001793851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:20:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schottenfeld Opportunities Fund II, LP See All Filings	D	2019-11-22 15:18:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001740611 Filed Document 0001740611-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAGLERIDGE REALTY TRUST, INC. See All Filings	D	2019-11-22 15:18:10 UTC
Amount To Be Raised $7,495,000 Associated Brokers / Dealers N/A CIK Number 0001639009 Filed Document 0001639009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:18:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ares US Real Estate Opportunity Fund III, L.P. See All Filings	D	2019-11-22 15:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001794605 Filed Document 0001794741-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLL Partners Fund VIII, L.P. See All Filings	D/A	2019-11-22 15:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co LLC, EdgeLine Capital, LLC, J.P. MORGAN SECURITIES LLC, and Greenstone Placement Management FZ-LLC CIK Number 0001760660 Filed Document 0001760660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pufferfish Ventures, LLC See All Filings	D	2019-11-22 15:16:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001794888 Filed Document 0001794888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:16:32 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Starfort Partners LP See All Filings	D/A	2019-11-22 15:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657424 Filed Document 0001657424-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surgical Center of Connecticut, LLC See All Filings	D	2019-11-22 15:08:05 UTC
Amount To Be Raised $13,063 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001746757 Filed Document 0001746757-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:08:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ZCA Front Street QOF, LLC See All Filings	D	2019-11-22 15:05:38 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001794824 Filed Document 0001794824-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:05:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CC-600 Washington, LLC See All Filings	D	2019-11-22 14:45:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001794857 Filed Document 0001794857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:45:13 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
HANGMEN BROADWAY LP See All Filings	D	2019-11-22 14:39:41 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001794544 Filed Document 0001591408-19-000028 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:39:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GenomOncology, LLC See All Filings	D	2019-11-22 14:39:21 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001549491 Filed Document 0001549491-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:39:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Adjuvance Technologies Inc. See All Filings	D/A	2019-11-22 14:31:48 UTC
Amount To Be Raised $24,657,194 Associated Brokers / Dealers N/A CIK Number 0001652786 Filed Document 0001231919-19-000056 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:31:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Crow Point Equity Opportunities Fund Limited Partnership See All Filings	D	2019-11-22 14:31:17 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001794728 Filed Document 0001794728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:31:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilantic Europe VI SCSp See All Filings	D	2019-11-22 14:28:30 UTC
Amount To Be Raised $1,323,960,000 Associated Brokers / Dealers Capstone Advisors SA and CSP Securities, LP CIK Number 0001793128 Filed Document 0001793128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:28:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Coller International Partners VIII (iCapial), L.P. See All Filings	D	2019-11-22 14:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794147 Filed Document 0000897069-19-000519 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:26:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Profusion Private Asset Fund II, LLC See All Filings	D	2019-11-22 14:23:35 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001794860 Filed Document 0001794860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:23:35 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Andrena, Inc. See All Filings	D	2019-11-22 14:14:41 UTC
Amount To Be Raised $2,596,544 Associated Brokers / Dealers N/A CIK Number 0001794859 Filed Document 0001794859-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:14:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Market Neutral Investors (Cayman) Ltd. See All Filings	D/A	2019-11-22 14:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001756729 Filed Document 0000919574-19-007424 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fibonacci Fund, LP See All Filings	D	2019-11-22 14:06:22 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001794752 Filed Document 0001794752-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:06:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESTORATION BUILDERS HOLDING COMPANY, LLC See All Filings	D	2019-11-22 14:03:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794817 Filed Document 0001794817-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:03:56 UTC Type of Offering D Industry Construction Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha Global Equity 350 LLC See All Filings	D/A	2019-11-22 14:03:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690816 Filed Document 0001690816-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ValueAct Capital International Fund B, L.P. See All Filings	D/A	2019-11-22 14:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759810 Filed Document 0001759810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade New Castle, LLC See All Filings	D	2019-11-22 14:00:55 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001794849 Filed Document 0001794849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:00:55 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ValueAct Capital Fund B, L.P. See All Filings	D/A	2019-11-22 14:00:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759807 Filed Document 0001759807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 14:00:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Republica Elofts Investors LLC See All Filings	D	2019-11-22 13:59:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001785007 Filed Document 0001683168-19-003796 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:59:08 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ValueAct Spring International, L.P. See All Filings	D/A	2019-11-22 13:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729587 Filed Document 0001729587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueAct Spring Partners, L.P. See All Filings	D/A	2019-11-22 13:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728460 Filed Document 0001728460-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK TOPAZ PARTNERS (QP), LP See All Filings	D/A	2019-11-22 13:55:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001426515 Filed Document 0000919574-19-007422 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:55:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ValueAct Capital International II, L.P. See All Filings	D/A	2019-11-22 13:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390728 Filed Document 0001390728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:53:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueAct Capital International I, L.P. See All Filings	D/A	2019-11-22 13:52:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390598 Filed Document 0001390598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:52:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueAct Capital Partners II, L.P. See All Filings	D/A	2019-11-22 13:50:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390906 Filed Document 0001390906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceanwood Investments SPC for & on behalf of Oceanwood ROW Segregated Portfolio See All Filings	D	2019-11-22 13:49:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794444 Filed Document 0001315863-19-000938 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:49:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ValueAct Capital Partners, L.P. See All Filings	D/A	2019-11-22 13:48:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130743 Filed Document 0001130743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:48:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Massey Creek Partners, LLC See All Filings	D	2019-11-22 13:48:37 UTC
Amount To Be Raised $8,450,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, International Assets Advisory LLC, Emerson Equity LLC, Emerson Equity LLC, Center Street Securities Inc., Center Street Securities Inc., Cabin Securities Inc., and Alexander Capital LP CIK Number 0001794687 Filed Document 0001794687-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:48:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Oceanwood Investments SPC for & on behalf of Oceanwood Norske Skog Segregated Portfolio II See All Filings	D	2019-11-22 13:48:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001794445 Filed Document 0001315863-19-000937 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Riversand Holdings Inc. See All Filings	D	2019-11-22 13:44:23 UTC
Amount To Be Raised $1,500,002 Associated Brokers / Dealers N/A CIK Number 0001708770 Filed Document 0001708770-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:44:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-Strategic Partners Infrastructure III Access Fund, L.P. See All Filings	D	2019-11-22 13:36:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794128 Filed Document 0000897069-19-000518 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:36:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Realty Capital, LLC See All Filings	D	2019-11-22 13:29:49 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:29:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
SKK VALUE FUND, LP See All Filings	D/A	2019-11-22 13:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001323448 Filed Document 0000919574-19-007420 Exclusions or Exemptions 506b Accepted Date 2019-11-22 13:13:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VP Advance Funding L.P. See All Filings	D/A	2019-11-22 12:56:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Pactolus Securities, LLC CIK Number 0001761342 Filed Document 0001761342-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 12:56:06 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Lume Technologies LLC See All Filings	D	2019-11-22 12:52:27 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001793985 Filed Document 0001793985-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 12:52:27 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SKK TOPAZ PARTNERS, LP See All Filings	D/A	2019-11-22 12:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001161897 Filed Document 0000919574-19-007418 Exclusions or Exemptions 506b Accepted Date 2019-11-22 12:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetria Investors II, LLC - Series 3 See All Filings	D	2019-11-22 12:44:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001794736 Filed Document 0001794736-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 12:44:09 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
AdvicePay Inc. See All Filings	D	2019-11-22 12:44:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001719104 Filed Document 0001719104-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 12:44:00 UTC Type of Offering D Industry Business Services Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
IEQ Capital Access Fund - Bridge Multifamily Fund IV (TE), L.P. See All Filings	D	2019-11-22 12:42:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794148 Filed Document 0000897069-19-000517 Exclusions or Exemptions 506b Accepted Date 2019-11-22 12:42:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IPD Capital Managed Account I LLC See All Filings	D	2019-11-22 12:32:21 UTC
Amount To Be Raised $2,000,160 Associated Brokers / Dealers N/A CIK Number 0001794315 Filed Document 0001794315-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 12:32:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund