Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aquilo Capital, L.P. See All Filings	D/A	2019-11-29 10:26:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001491371 Filed Document 0001491371-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-29 10:26:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS Futures Fund L.P. (3X-6X) See All Filings	D/A	2019-11-29 10:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities Inc., Capital Management Partners, Inc., Equus Financial Consulting LLC, Equinox Group Distributors, LLC, and Grant Williams L.P. CIK Number 0001038627 Filed Document 0001038623-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-29 10:00:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: International Growth Trust See All Filings	D	2019-11-29 09:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795014 Filed Document 0001795014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-29 09:45:18 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NHIT: Mid Cap Growth Trust See All Filings	D	2019-11-29 09:42:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795013 Filed Document 0001795013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-29 09:42:49 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NHIT: WORLD BOND TRUST See All Filings	D/A	2019-11-29 09:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424666 Filed Document 0001424666-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-29 09:40:07 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
OS1 Holdings, Inc. See All Filings	D	2019-11-29 09:38:38 UTC
Amount To Be Raised $30 Associated Brokers / Dealers N/A CIK Number 0001795458 Filed Document 0001795458-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-29 09:38:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AIS Futures Fund II L.P. (2X-4X) See All Filings	D/A	2019-11-29 09:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc., Capital Management Partners, Inc, Equus Financial Consulting LLC, and Equinox Group Distributors, LLC CIK Number 0001038623 Filed Document 0001038623-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-29 09:22:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Avenue Investments LP - Series 7 See All Filings	D	2019-11-29 09:15:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001795217 Filed Document 0001795217-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-29 09:15:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EVPI Investments I LP - Series 9 See All Filings	D	2019-11-29 09:08:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795439 Filed Document 0001795217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-29 09:08:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AG Capital Recovery VIII Holdings, L.P. See All Filings	D/A	2019-11-27 20:44:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001593945 Filed Document 0001593945-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 20:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amplify Creative Group, Inc. See All Filings	D	2019-11-27 20:37:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001791907 Filed Document 0001791907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 20:37:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
AG Capital Recovery Partners VIII, L.P. See All Filings	D/A	2019-11-27 20:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001593944 Filed Document 0001593944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 20:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Realty Fund IX, L.P. See All Filings	D/A	2019-11-27 20:27:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620910 Filed Document 0001620910-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 20:27:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Realty Fund IX (A), L.P. See All Filings	D/A	2019-11-27 20:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620972 Filed Document 0001620972-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 20:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Realty Fund IV (SO), L.P. See All Filings	D/A	2019-11-27 20:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760009 Filed Document 0001760009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 20:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venclose, Inc. See All Filings	D/A	2019-11-27 20:05:10 UTC
Amount To Be Raised $27,105,901 Associated Brokers / Dealers N/A CIK Number 0001782738 Filed Document 0001782738-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-27 20:05:10 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
High Power Exploration Inc. See All Filings	D	2019-11-27 19:26:17 UTC
Amount To Be Raised $199,999,999 Associated Brokers / Dealers N/A CIK Number 0001662195 Filed Document 0001382963-19-000146 Exclusions or Exemptions 506b Accepted Date 2019-11-27 19:26:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AMSTAD HUNTSVILLE 1791, LP See All Filings	D	2019-11-27 18:49:17 UTC
Amount To Be Raised $891,000 Associated Brokers / Dealers N/A CIK Number 0001795360 Filed Document 0001795360-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 18:49:17 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
9M, Inc. See All Filings	D	2019-11-27 18:46:57 UTC
Amount To Be Raised $330,600 Associated Brokers / Dealers N/A CIK Number 0001795271 Filed Document 0001795271-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 18:46:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Superchix Holdings LLC See All Filings	D	2019-11-27 18:45:35 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001650444 Filed Document 0001650444-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-27 18:45:35 UTC Type of Offering D Industry Restaurants Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Freightwalla, Inc. See All Filings	D	2019-11-27 18:14:48 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001782628 Filed Document 0001782628-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-27 18:14:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trend Discovery, LP See All Filings	D/A	2019-11-27 18:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001550970 Filed Document 0001213900-19-024998 Exclusions or Exemptions 506b Accepted Date 2019-11-27 18:12:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kara Energy Technologies Inc. See All Filings	D	2019-11-27 18:00:34 UTC
Amount To Be Raised $380,150 Associated Brokers / Dealers N/A CIK Number 0001795441 Filed Document 0001062993-19-004614 Exclusions or Exemptions 506b Accepted Date 2019-11-27 18:00:34 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 485 See All Filings	D	2019-11-27 17:48:33 UTC
Amount To Be Raised $430,202 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001790087 Filed Document 0001781638-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-27 17:48:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 462 See All Filings	D	2019-11-27 17:47:41 UTC
Amount To Be Raised $214,838 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001781638 Filed Document 0001781638-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 17:47:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sugarmate Inc. See All Filings	D	2019-11-27 17:19:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794261 Filed Document 0001794261-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 17:19:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAIGE.AI, Inc. See All Filings	D	2019-11-27 17:01:22 UTC
Amount To Be Raised $49,999,991 Associated Brokers / Dealers N/A CIK Number 0001728144 Filed Document 0001728144-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-27 17:01:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VISTA EQUITY PARTNERS PERENNIAL, L.P. See All Filings	D/A	2019-11-27 16:57:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755614 Filed Document 0001755614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:57:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FULCRUM GROWTH FUND IV, LLC See All Filings	D	2019-11-27 16:55:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001795321 Filed Document 0001795321-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:55:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISTA EQUITY PARTNERS PERENNIAL A, L.P. See All Filings	D/A	2019-11-27 16:53:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001755613 Filed Document 0001755613-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:53:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TurnCare, Inc. See All Filings	D	2019-11-27 16:41:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722136 Filed Document 0001722136-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:41:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FULCRUM GROWTH FUND IV QP, LLC See All Filings	D	2019-11-27 16:38:58 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001795213 Filed Document 0001795213-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:38:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TurnCare, Inc. See All Filings	D	2019-11-27 16:31:10 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001722136 Filed Document 0001722136-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:31:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
H-CYTE, INC. See All Filings	D	2019-11-27 16:30:40 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers None CIK Number 0001591165 Filed Document 0001493152-19-018523 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:30:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DVO GP Co-Investment Fund II Feeder LP See All Filings	D	2019-11-27 16:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794415 Filed Document 0001794415-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:27:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 9YK LLC See All Filings	D	2019-11-27 16:26:06 UTC
Amount To Be Raised $755,732 Associated Brokers / Dealers N/A CIK Number 0001794169 Filed Document 0001794169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:26:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avita Medical, Ltd. See All Filings	D	2019-11-27 16:25:08 UTC
Amount To Be Raised $15,374,916 Associated Brokers / Dealers N/A CIK Number 0001762303 Filed Document 0000898432-19-001332 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:25:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambiq Micro, Inc. See All Filings	D/A	2019-11-27 16:23:54 UTC
Amount To Be Raised $15,216,112 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:23:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
All Star Acquisition, LLC See All Filings	D	2019-11-27 16:22:26 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001795074 Filed Document 0001596771-19-000141 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:22:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
PDX Pharmaceuticals, Inc. See All Filings	D	2019-11-27 16:21:56 UTC
Amount To Be Raised $4,049,923 Associated Brokers / Dealers N/A CIK Number 0001795304 Filed Document 0001795304-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:21:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
TurnCare, Inc. See All Filings	D	2019-11-27 16:20:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001722136 Filed Document 0001722136-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:20:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CyberCube Analytics, Inc. See All Filings	D	2019-11-27 16:20:05 UTC
Amount To Be Raised $34,999,993 Associated Brokers / Dealers N/A CIK Number 0001794765 Filed Document 0001794765-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:20:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Core-Plus Fund, L.P. See All Filings	D	2019-11-27 16:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792358 Filed Document 0001792358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:19:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CyberCube Analytics, Inc. See All Filings	D	2019-11-27 16:19:04 UTC
Amount To Be Raised $15,000,152 Associated Brokers / Dealers N/A CIK Number 0001794765 Filed Document 0001794765-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:19:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Star Corporate Holdings, Inc. See All Filings	D	2019-11-27 16:17:05 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001795045 Filed Document 0001596771-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:17:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Rightway Healthcare, Inc. See All Filings	D	2019-11-27 16:16:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001769765 Filed Document 0000950166-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:16:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HG Midco All Star Holdings, LLC See All Filings	D	2019-11-27 16:09:11 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001795044 Filed Document 0001596771-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:09:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Agriculture, Inc. See All Filings	D	2019-11-27 16:05:04 UTC
Amount To Be Raised $8,094,113 Associated Brokers / Dealers N/A CIK Number 0001689264 Filed Document 0001689264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:05:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HG All Star Holdings, LLC See All Filings	D	2019-11-27 16:03:13 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001795043 Filed Document 0001596771-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:03:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovative Construction Technology Enterprises, Inc. See All Filings	D	2019-11-27 16:01:14 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001778929 Filed Document 0001778929-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-27 16:01:14 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt