Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Headwaters Minerals Eastern Shelf, LP See All Filings	D/A	2021-11-12 15:45:40 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001886215 Filed Document 0001209191-21-064129 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:45:40 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Iconic Parent Holdings, Inc. See All Filings	D	2021-11-12 15:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001889196 Filed Document 0001828205-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:41:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StepStone VC Secondaries Fund V, L.P. See All Filings	D/A	2021-11-12 15:40:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAS Advisory Services Pty Ltd (Principle Advisory Services), CH Advisors GmbH, Monument Group, Inc., Detlef Mackewicz, Greenstone Placement Management FZ - LLC, GrovePeak S.A.S., Bulltick, LLC, FocusPoint Private Capital Group, Tom Lawrence, VCP Advisors LLC, Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, RBC Wealth Management, and Gresham CIK Number 0001849116 Filed Document 0001849116-21-000004 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:40:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PeakSpan Capital Growth Partners III, L.P. See All Filings	D	2021-11-12 15:32:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001893299 Filed Document 0001893299-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:32:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bancreek Generations Fund, LP See All Filings	D/A	2021-11-12 15:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001867308 Filed Document 0001867308-21-000004 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dyal V Offshore Investors LP See All Filings	D/A	2021-11-12 15:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Blue Owl Securities LLC, Rockefeller Financial LLC, and Citi Private Advisory, LLC CIK Number 0001830928 Filed Document 0001857632-21-000010 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advasys Inc. See All Filings	D	2021-11-12 15:21:08 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001855149 Filed Document 0001855149-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:21:08 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Vascular Perfusion Solutions, Inc. See All Filings	D	2021-11-12 15:18:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001779735 Filed Document 0001779735-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:18:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RecargaPay Holdings Inc. See All Filings	D	2021-11-12 15:17:12 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001523833 Filed Document 0001231919-21-000084 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:17:12 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SMARTfit, Inc. See All Filings	D	2021-11-12 15:16:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715110 Filed Document 0001715110-21-000004 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:16:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRV XVII, LP See All Filings	D	2021-11-12 15:16:36 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001710684 Filed Document 0001012975-21-000441 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:16:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CometChat Inc. See All Filings	D	2021-11-12 15:12:08 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001854571 Filed Document 0001854571-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:12:08 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Entre One Inc. See All Filings	D	2021-11-12 15:04:52 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001891451 Filed Document 0001567619-21-019986 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:04:52 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Matchstick Ventures Fund III, L.P. See All Filings	D	2021-11-12 15:00:30 UTC
Amount To Be Raised $52,790,000 Associated Brokers / Dealers N/A CIK Number 0001840107 Filed Document 0001437749-21-026432 Exclusions or Exemptions 506b Accepted Date 2021-11-12 15:00:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
High Plains Fund I, LLC See All Filings	D	2021-11-12 14:47:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001893245 Filed Document 0001893245-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:47:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JPL Opportunity Fund LP See All Filings	D/A	2021-11-12 14:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722292 Filed Document 0001013594-21-000816 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:44:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rogue One, Inc. See All Filings	D/A	2021-11-12 14:40:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001058330 Filed Document 0001721868-21-000775 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:40:41 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Western Wealth Capital LXX US Investor, LP See All Filings	D	2021-11-12 14:39:23 UTC
Amount To Be Raised $17,760,000 Associated Brokers / Dealers N/A CIK Number 0001884730 Filed Document 0001642247-21-000072 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:39:23 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NEA 18 Venture Growth Equity, L.P. See All Filings	D	2021-11-12 14:38:25 UTC
Amount To Be Raised $3,700,000,000 Associated Brokers / Dealers KakaoPay Securities Corp., Goldman Sachs & Co. LLC, Lazard Freres & Co. LLC, and Lazard & Co., Limited CIK Number 0001880239 Filed Document 0001012975-21-000440 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:38:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BaySierra Capital Fund, LLC See All Filings	D	2021-11-12 14:37:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001891504 Filed Document 0001891504-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:37:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedosophia Latam Fintech Partners L.P. See All Filings	D	2021-11-12 14:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001891379 Filed Document 0001891379-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:36:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMARTfit, Inc. See All Filings	D	2021-11-12 14:32:09 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001715110 Filed Document 0001715110-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:32:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
White Tailed Ptarmigan, LP See All Filings	D	2021-11-12 14:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001882743 Filed Document 0001882743-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:28:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Valley Bancshares, Inc. See All Filings	D	2021-11-12 14:28:14 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Boenning & Scattergood CIK Number 0001502209 Filed Document 0001502209-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:28:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Denali Holding LP See All Filings	D	2021-11-12 14:25:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001886642 Filed Document 0001886642-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:25:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Safar Partners Fund II, L.P. See All Filings	D	2021-11-12 14:23:34 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001891700 Filed Document 0001891700-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:23:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JLLX Penfield, DST See All Filings	D/A	2021-11-12 14:18:58 UTC
Amount To Be Raised $40,335,758 Associated Brokers / Dealers LaSalle Investment Management Distributors, LLC, Morgan Stanley, Douglas K. MacFarlane, Jason L. McMurtry, Joseph G. Michaletz, Michael E. O'Toole, Christina S. Nielson, and James J. Silbernagel CIK Number 0001832909 Filed Document 0001832909-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:18:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rain Financial, Inc. See All Filings	D	2021-11-12 14:16:23 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001733504 Filed Document 0001733504-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:16:23 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
V2O LIQUORS LLC See All Filings	D	2021-11-12 14:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001892800 Filed Document 0001892800-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:13:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bend Rapids OZF Broadway, LLC See All Filings	D	2021-11-12 14:11:44 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001893336 Filed Document 0001893336-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:11:44 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Northwoods Capital Equity Holdings III, L.P. See All Filings	D/A	2021-11-12 14:10:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792572 Filed Document 0001792572-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:10:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clade Therapeutics, Inc. See All Filings	D	2021-11-12 14:09:46 UTC
Amount To Be Raised $87,142,085 Associated Brokers / Dealers N/A CIK Number 0001893119 Filed Document 0001893119-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:09:46 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Horizon 3 AI, Inc. See All Filings	D	2021-11-12 14:08:34 UTC
Amount To Be Raised $34,999,989 Associated Brokers / Dealers N/A CIK Number 0001801975 Filed Document 0001801975-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:08:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG DLI II (Unlevered), L.P. See All Filings	D/A	2021-11-12 14:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679880 Filed Document 0001679880-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 14:04:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Direct Lending Fund II, L.P. See All Filings	D/A	2021-11-12 13:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679885 Filed Document 0001679885-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINDSELL TRAIN GLOBAL EQUITY LLC See All Filings	D/A	2021-11-12 13:50:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth Armstrong Palmer CIK Number 0001623798 Filed Document 0001566114-21-000137 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:50:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIB Holdings, LLC See All Filings	D	2021-11-12 13:48:29 UTC
Amount To Be Raised $56,736,492 Associated Brokers / Dealers N/A CIK Number 0001807665 Filed Document 0001807665-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LAKE WHILLANS FUND II LP See All Filings	D	2021-11-12 13:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EATON PARTNERS, LLC CIK Number 0001893191 Filed Document 0001893191-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:46:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emporia Corp. See All Filings	D	2021-11-12 13:40:06 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001891586 Filed Document 0001891586-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:40:06 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Firebird Music Holdings, LLC See All Filings	D	2021-11-12 13:39:10 UTC
Amount To Be Raised $120,500,000 Associated Brokers / Dealers N/A CIK Number 0001892957 Filed Document 0001892957-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:39:10 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Exline IF II Investors, LP See All Filings	D	2021-11-12 13:38:27 UTC
Amount To Be Raised $3,225,000 Associated Brokers / Dealers N/A CIK Number 0001892298 Filed Document 0001892298-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:38:27 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CF Kacey Multifamily DST See All Filings	D	2021-11-12 13:37:44 UTC
Amount To Be Raised $29,450,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001892871 Filed Document 0001892871-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:37:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JLLX Milford Crossing, DST See All Filings	D/A	2021-11-12 13:36:47 UTC
Amount To Be Raised $46,575,342 Associated Brokers / Dealers LaSalle Investment Management Distributors, LLC and Morgan Stanley CIK Number 0001833114 Filed Document 0001833114-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:36:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fintual, Inc. See All Filings	D	2021-11-12 13:31:46 UTC
Amount To Be Raised $38,999,969 Associated Brokers / Dealers N/A CIK Number 0001893224 Filed Document 0001893224-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:31:46 UTC Type of Offering D Industry Other Principal Place of Business CHILE Revenue or Assets Decline to Disclose Type of Security Equity
KITSBOW LLC See All Filings	D	2021-11-12 13:25:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001581629 Filed Document 0001581629-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:25:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2021-11-12 13:22:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-21-137869 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:22:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2021-11-12 13:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips, Michael Liebeskind, and Brent Kinetz CIK Number 0001080429 Filed Document 0001104659-21-137867 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:21:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2021-11-12 13:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-21-137866 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:19:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2021-11-12 13:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-21-137864 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:17:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RR, a series of Factorial Funds I LLC See All Filings	D	2021-11-12 13:15:31 UTC
Amount To Be Raised $794,520 Associated Brokers / Dealers N/A CIK Number 0001892425 Filed Document 0001893382-21-000005 Exclusions or Exemptions 506b Accepted Date 2021-11-12 13:15:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund