Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MACKSON CORNERS WATERFRONT LLC See All Filings	D	2021-11-19 14:08:56 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001894510 Filed Document 0001894510-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:08:56 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Geneoscopy, Inc. See All Filings	D	2021-11-19 14:08:10 UTC
Amount To Be Raised $50,500,000 Associated Brokers / Dealers N/A CIK Number 0001787775 Filed Document 0001787775-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:08:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PEPPERTREE CAPITAL FUND IX QP, LP See All Filings	D	2021-11-19 13:58:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001894468 Filed Document 0001894468-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:58:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Cove Credit Opportunity Fund, Ltd See All Filings	D/A	2021-11-19 13:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793533 Filed Document 0001793533-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEPPERTREE CAPITAL FUND IX, LP See All Filings	D	2021-11-19 13:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001894467 Filed Document 0001894467-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:55:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Infrastructure V (No. 2) USD SCSp See All Filings	D/A	2021-11-19 13:54:37 UTC
Amount To Be Raised $3,518,143,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001821701 Filed Document 0001821701-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Casa Grande 320 Acres LLC See All Filings	D	2021-11-19 13:52:52 UTC
Amount To Be Raised $24,150,000 Associated Brokers / Dealers N/A CIK Number 0001893246 Filed Document 0001893246-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:52:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
White Oak Partners, LLC See All Filings	D	2021-11-19 13:52:36 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001613486 Filed Document 0001613486-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:52:36 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EQT Infrastructure V (No. 1) USD SCSp See All Filings	D/A	2021-11-19 13:47:39 UTC
Amount To Be Raised $3,168,584,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001821702 Filed Document 0001821702-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:47:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luxie Holdings, Inc. See All Filings	D	2021-11-19 13:45:06 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001839994 Filed Document 0001839994-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:45:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Leap Services, Inc. See All Filings	D	2021-11-19 13:39:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752633 Filed Document 0001752633-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:39:43 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NDA Fund XXVIII LLC See All Filings	D	2021-11-19 13:35:40 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001894816 Filed Document 0001894816-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:35:40 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GOOD GAMING, INC. See All Filings	D/A	2021-11-19 13:32:16 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001454742 Filed Document 0001493152-21-029318 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:32:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GIM: Sensifree, a Series of Assure Labs 2021, LLC See All Filings	D	2021-11-19 13:31:54 UTC
Amount To Be Raised $284,500 Associated Brokers / Dealers N/A CIK Number 0001868356 Filed Document 0001868356-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wonderverse, Inc. See All Filings	D	2021-11-19 13:31:37 UTC
Amount To Be Raised $2,615,000 Associated Brokers / Dealers N/A CIK Number 0001894754 Filed Document 0001894754-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:31:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SVC-MFSS, a Series of Assure Labs 2021, LLC See All Filings	D	2021-11-19 13:29:32 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001884548 Filed Document 0001884548-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
House Fund Opportunities III, L.P. See All Filings	D	2021-11-19 13:27:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001892544 Filed Document 0001892544-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:27:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BHP Fusion Fund I, LLC See All Filings	D	2021-11-19 13:27:20 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001890511 Filed Document 0001890511-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:27:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCH/KCP 2021 FUND INVESTORS, LP See All Filings	D	2021-11-19 13:26:22 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001894555 Filed Document 0001894555-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:26:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Klir Inc. See All Filings	D	2021-11-19 13:23:02 UTC
Amount To Be Raised $15,999,998 Associated Brokers / Dealers N/A CIK Number 0001832502 Filed Document 0001832502-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:23:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Jedar Capital Cohort 4, a Series of Assure Labs 2021, LLC See All Filings	D	2021-11-19 13:20:22 UTC
Amount To Be Raised $262,542 Associated Brokers / Dealers N/A CIK Number 0001885670 Filed Document 0001885670-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:20:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northstar VC Series 16, a Series of Northstar Venture Capital LLC See All Filings	D	2021-11-19 13:14:50 UTC
Amount To Be Raised $11,214,575 Associated Brokers / Dealers N/A CIK Number 0001888232 Filed Document 0001888232-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:14:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STP SPV II, a Series of STP PRIVATE EQUITY, LLC See All Filings	D/A	2021-11-19 13:11:32 UTC
Amount To Be Raised $3,892,615 Associated Brokers / Dealers N/A CIK Number 0001883570 Filed Document 0001883570-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:11:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DentalHQ, LLC See All Filings	D	2021-11-19 13:08:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001894216 Filed Document 0001894216-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:08:01 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Republic Turing I, a Series of Republic Capital Master Fund, LP See All Filings	D/A	2021-11-19 13:07:45 UTC
Amount To Be Raised $211,000 Associated Brokers / Dealers N/A CIK Number 0001874686 Filed Document 0001874686-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:07:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leo@Augusta Investors, LP See All Filings	D	2021-11-19 13:03:26 UTC
Amount To Be Raised $1,672,000 Associated Brokers / Dealers N/A CIK Number 0001894819 Filed Document 0001894819-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:03:26 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
World Carbon Fund, a sub fund of Ardan QIAIF ICAV See All Filings	D	2021-11-19 13:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001894459 Filed Document 0000919574-21-007198 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:02:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
NC/SR Breakwater Equity LLC See All Filings	D	2021-11-19 13:01:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001892213 Filed Document 0001892213-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 13:01:29 UTC Type of Offering D Industry Business Services Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Rivermark Medical, Inc. See All Filings	D	2021-11-19 12:56:19 UTC
Amount To Be Raised $1,750,001 Associated Brokers / Dealers N/A CIK Number 0001893745 Filed Document 0001893745-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:56:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Galileo CDS, Inc. See All Filings	D	2021-11-19 12:49:04 UTC
Amount To Be Raised $300,200 Associated Brokers / Dealers N/A CIK Number 0001741881 Filed Document 0001741881-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:49:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Itiliti Health, Inc. See All Filings	D	2021-11-19 12:48:29 UTC
Amount To Be Raised $3,032,626 Associated Brokers / Dealers N/A CIK Number 0001894777 Filed Document 0001894777-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:48:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ally Bridge MedAlpha International Fund Ltd See All Filings	D/A	2021-11-19 12:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722696 Filed Document 0000919574-21-007196 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:39:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHANGE Global Frontier Markets Offshore, Ltd. See All Filings	D/A	2021-11-19 12:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723876 Filed Document 0001723876-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:27:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOP Management Inc. See All Filings	D	2021-11-19 12:25:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001894196 Filed Document 0001894196-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:25:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CodeLathe Technologies Inc. See All Filings	D	2021-11-19 12:23:55 UTC
Amount To Be Raised $99,999 Associated Brokers / Dealers N/A CIK Number 0001894779 Filed Document 0001894779-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:23:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sky Holdco Corp See All Filings	D/A	2021-11-19 12:21:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001766379 Filed Document 0000950172-21-000139 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:21:57 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CRC Opportunistic Retail Fund I REIT, LLC See All Filings	D	2021-11-19 12:21:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001894186 Filed Document 0001894186-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:21:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Nursa, Inc. See All Filings	D	2021-11-19 12:08:40 UTC
Amount To Be Raised $22,248,643 Associated Brokers / Dealers N/A CIK Number 0001820280 Filed Document 0001820280-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:08:40 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ti Bouchon Partners, L.P. See All Filings	D/A	2021-11-19 12:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-21-007194 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:06:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ally Bridge MedAlpha US Fund L.P. See All Filings	D/A	2021-11-19 12:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722672 Filed Document 0000919574-21-007192 Exclusions or Exemptions 506b Accepted Date 2021-11-19 12:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grandview II TX, L.P. See All Filings	D	2021-11-19 11:55:51 UTC
Amount To Be Raised $80,500,000 Associated Brokers / Dealers N/A CIK Number 0001892927 Filed Document 0000950172-21-000138 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:55:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CX EOS Orlando, DST See All Filings	D/A	2021-11-19 11:53:35 UTC
Amount To Be Raised $40,847,758 Associated Brokers / Dealers Zach Brough, Taylor Garrett, Amr Tenney, Roger Bowlin, Scott Sheehan, Ed Fernandez, Ran Fuchs, Steve Haskell, John McKeon, Taylor Ashland, Taylor Ashland, John McKeon, Chay Lapin, Betty Friant, Andrew Bagnall, Robert Boggess, Jason Salmon, Concorde Investment Services, LLC, Bob Horning, Clay Schmidt, Justin Lowy, James Nagle, DAI Securities, LLC, Brian Bennett, Mark Rothstein, and Matthew Poole CIK Number 0001882232 Filed Document 0001882232-21-000006 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:53:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aleria, Public Benefit Corp See All Filings	D/A	2021-11-19 11:51:57 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001890355 Filed Document 0001890355-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:51:57 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SKK Opportunity Zone Fund I, LLC See All Filings	D/A	2021-11-19 11:50:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Dominion Capital Corp., Old City Securities LLC, and Invicta Capital LLC CIK Number 0001794560 Filed Document 0000919574-21-007191 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:50:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley World Information Technology Fund, L.P. See All Filings	D/A	2021-11-19 11:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759337 Filed Document 0001598118-21-000007 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennium International HedgeFocus Fund Ltd See All Filings	D/A	2021-11-19 11:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, and Jefferies LLC CIK Number 0001579805 Filed Document 0001579805-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK CLOSED-END OPPORTUNITIES, LP See All Filings	D/A	2021-11-19 11:39:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001435094 Filed Document 0000919574-21-007188 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:39:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Omaha Beach Natural Resources, LLC See All Filings	D	2021-11-19 11:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001894677 Filed Document 0001894677-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKK VALUE FUND, LP See All Filings	D/A	2021-11-19 11:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RACE ROCK CAPITAL LLC CIK Number 0001323448 Filed Document 0000919574-21-007186 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:28:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Millennium USA HedgeFocus Fund LP See All Filings	D/A	2021-11-19 11:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, Morgan Stanley Smith Barney LLC, and Jefferies LLC CIK Number 0001579804 Filed Document 0001579804-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 11:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund