Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Global Alpha International Small Cap Fund LP See All Filings	D/A	2021-11-19 16:51:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001701896 Filed Document 0001701896-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:51:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jem-Antler VC 2020, LLC See All Filings	D	2021-11-19 16:47:11 UTC
Amount To Be Raised $3,025,000 Associated Brokers / Dealers N/A CIK Number 0001859616 Filed Document 0001859616-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:47:11 UTC Type of Offering D Industry Investing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Stock Yards Bancorp, Inc. See All Filings	D	2021-11-19 16:46:03 UTC
Amount To Be Raised $198,535,639 Associated Brokers / Dealers N/A CIK Number 0000835324 Filed Document 0001104659-21-141941 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:46:03 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Ladder CRE Finance REIT Inc See All Filings	D	2021-11-19 16:41:54 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001894850 Filed Document 0001894850-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:41:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
East Asia Minerals Corp See All Filings	D	2021-11-19 16:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344532 Filed Document 0001344532-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:39:21 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Labrador Uranium Inc. See All Filings	D	2021-11-19 16:37:51 UTC
Amount To Be Raised $1,755,029 Associated Brokers / Dealers N/A CIK Number 0001894863 Filed Document 0001062993-21-011245 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:37:51 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Initiate Venture Partners Fund I, L.P. See All Filings	D	2021-11-19 16:37:05 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001892947 Filed Document 0001892947-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JS Venture Fund LLC Series A3 See All Filings	D	2021-11-19 16:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Stone Capital LLC and VCS VENTURE SECURITIES CIK Number 0001894820 Filed Document 0001493152-21-029387 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:28:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIS Gas Infusion Systems Inc. See All Filings	D	2021-11-19 16:21:33 UTC
Amount To Be Raised $623,933 Associated Brokers / Dealers N/A CIK Number 0001894825 Filed Document 0001062993-21-011240 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:21:33 UTC Type of Offering D Industry Other Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Slide Insurance Holdings, Inc. See All Filings	D	2021-11-19 16:19:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001886428 Filed Document 0001567619-21-020849 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:19:38 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Endogena Therapeutics, Inc. See All Filings	D	2021-11-19 16:18:30 UTC
Amount To Be Raised $24,999,999 Associated Brokers / Dealers N/A CIK Number 0001838748 Filed Document 0001838748-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:18:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Specialty Credit Silver Star Fund, L.P. See All Filings	D	2021-11-19 16:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893717 Filed Document 0000950142-21-003767 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:15:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CIVATECH ONCOLOGY, INC. See All Filings	D	2021-11-19 16:14:52 UTC
Amount To Be Raised $15,172,352 Associated Brokers / Dealers EuroConsult, Inc. CIK Number 0001373884 Filed Document 0001373884-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:14:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm One (Cayman) Feeder LP See All Filings	D	2021-11-19 16:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001892552 Filed Document 0001892552-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:11:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm One (US) Feeder LP See All Filings	D	2021-11-19 16:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001892553 Filed Document 0001892553-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:08:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
One CC Software, Inc. See All Filings	D	2021-11-19 16:06:56 UTC
Amount To Be Raised $4,081,000 Associated Brokers / Dealers N/A CIK Number 0001894756 Filed Document 0001894756-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:06:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm One LP See All Filings	D	2021-11-19 16:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001892550 Filed Document 0001892550-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:05:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Point Technology Fund LP See All Filings	D	2021-11-19 16:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001894813 Filed Document 0000935836-21-000658 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:04:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Merchant Capital F&F II LP See All Filings	D/A	2021-11-19 16:02:51 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001832572 Filed Document 0000950142-21-003765 Exclusions or Exemptions 506b Accepted Date 2021-11-19 16:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WEP III-A Nexus Co-Investment, L.P. See All Filings	D	2021-11-19 15:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001892284 Filed Document 0001892284-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JMBT Live, Inc. See All Filings	D	2021-11-19 15:55:41 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001893140 Filed Document 0001893140-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:55:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Evolve Capital Management Fund VCC See All Filings	D	2021-11-19 15:50:45 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001893954 Filed Document 0001893954-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:50:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
WEP III Nexus Co-Investment, L.P. See All Filings	D	2021-11-19 15:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001892220 Filed Document 0001892220-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:47:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Neo4j, Inc. See All Filings	D/A	2021-11-19 15:41:51 UTC
Amount To Be Raised $172,030,955 Associated Brokers / Dealers N/A CIK Number 0001759144 Filed Document 0001759144-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:41:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ViaLase, Inc. See All Filings	D	2021-11-19 15:38:16 UTC
Amount To Be Raised $27,287,919 Associated Brokers / Dealers N/A CIK Number 0001771439 Filed Document 0001771439-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:38:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Lab Investor Group, LLC See All Filings	D	2021-11-19 15:36:03 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001788453 Filed Document 0001231919-21-000086 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:36:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Usha Resources Ltd. See All Filings	D	2021-11-19 15:35:56 UTC
Amount To Be Raised $555,293 Associated Brokers / Dealers N/A CIK Number 0001796146 Filed Document 0001796146-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:35:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Elizabeth Street Ventures II L.P. See All Filings	D	2021-11-19 15:34:05 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001894455 Filed Document 0001894023-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:34:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI Multifamily Credit EE, LP See All Filings	D	2021-11-19 15:33:44 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001894639 Filed Document 0001894639-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:33:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hopkins Mendoza LLC See All Filings	D/A	2021-11-19 15:26:58 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001792676 Filed Document 0001792676-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:26:58 UTC Type of Offering D/A Industry Commercial Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FindKeepLove Inc. See All Filings	D	2021-11-19 15:17:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001894023 Filed Document 0001894023-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:17:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InflammX Therapeutics, Inc. See All Filings	D	2021-11-19 15:15:36 UTC
Amount To Be Raised $8,355,060 Associated Brokers / Dealers N/A CIK Number 0001840051 Filed Document 0001840051-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:15:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Multifamily Credit Select Fund, LP See All Filings	D	2021-11-19 15:15:27 UTC
Amount To Be Raised $67,684,000 Associated Brokers / Dealers N/A CIK Number 0001892994 Filed Document 0001892994-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:15:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HP Ventures Group LLC See All Filings	D	2021-11-19 15:14:46 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001575605 Filed Document 0001575605-21-000006 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:14:46 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BC SCHOOLHOUSE INVESTORS, LLC See All Filings	D	2021-11-19 15:12:09 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001888784 Filed Document 0001888784-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 15:12:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MPG King of Prussia Member, LLC See All Filings	D	2021-11-19 14:59:22 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001894233 Filed Document 0001894233-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:59:22 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KHOIL3 SQUAW GAP PROSPECT See All Filings	D	2021-11-19 14:55:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001894558 Filed Document 0001894558-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:55:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Silver Bay Seafoods - Naknek, LLC See All Filings	D	2021-11-19 14:53:50 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001727233 Filed Document 0001727233-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:53:50 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
LR-San Jacinto Minerals III Coinvestment, L.P. See All Filings	D	2021-11-19 14:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893107 Filed Document 0001567619-21-020830 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:53:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lime Rock Partners VI AF-C, L.P. See All Filings	D	2021-11-19 14:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893117 Filed Document 0001567619-21-020828 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:51:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magwerks Vision Inc. See All Filings	D	2021-11-19 14:51:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001894796 Filed Document 0001104659-21-141806 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:51:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Lime Rock Partners VI AF, L.P. See All Filings	D	2021-11-19 14:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001893121 Filed Document 0001567619-21-020826 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:50:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polysign, Inc. See All Filings	D/A	2021-11-19 14:43:50 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001722286 Filed Document 0001722286-21-000004 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:43:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Bay Seafoods - Valdez, LLC See All Filings	D	2021-11-19 14:39:12 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001639701 Filed Document 0001639701-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:39:12 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Troop Travel, Inc. See All Filings	D	2021-11-19 14:34:57 UTC
Amount To Be Raised $7,949,003 Associated Brokers / Dealers N/A CIK Number 0001894789 Filed Document 0001894789-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:34:57 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Jana Care, Inc. See All Filings	D	2021-11-19 14:34:32 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001696563 Filed Document 0001696563-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:34:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CENTRAL VALLEY COMMUNITY BANCORP See All Filings	D	2021-11-19 14:23:57 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. CIK Number 0001127371 Filed Document 0000945111-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:23:57 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Summit Street US Equity Value Fund, L.P. See All Filings	D/A	2021-11-19 14:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mr. Budge Collins CIK Number 0001470484 Filed Document 0001470484-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:23:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AB Enterprise Fund 1, LLC See All Filings	D	2021-11-19 14:19:27 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001894435 Filed Document 0001894435-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:19:27 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sterling Real Estate Trust See All Filings	D/A	2021-11-19 14:18:09 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-11-19 14:18:09 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity