|
|
D |
2021-12-01 12:45:08 UTC |
- Amount To Be Raised
- $73,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896584
- Filed Document
- 0001896584-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:45:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:45:01 UTC |
- Amount To Be Raised
- $176,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896537
- Filed Document
- 0001896537-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:45:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MAY Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
See All Filings
|
D |
2021-12-01 12:44:56 UTC |
- Amount To Be Raised
- $242,957
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896579
- Filed Document
- 0001896579-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:44:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:44:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001891600
- Filed Document
- 0001891599-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:44:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:44:51 UTC |
- Amount To Be Raised
- $149,757
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896366
- Filed Document
- 0001896366-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:44:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:44:41 UTC |
- Amount To Be Raised
- $3,013,559
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896585
- Filed Document
- 0001896585-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:44:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:44:34 UTC |
- Amount To Be Raised
- $141,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896368
- Filed Document
- 0001896368-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:44:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:44:28 UTC |
- Amount To Be Raised
- $90,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896367
- Filed Document
- 0001896367-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:44:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:40:52 UTC |
- Amount To Be Raised
- $801,150
- Associated Brokers / Dealers
- The Securities Group, LLC
- CIK Number
- 0001771437
- Filed Document
- 0001771437-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:40:52 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:39:36 UTC |
- Amount To Be Raised
- $455,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896360
- Filed Document
- 0001896360-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:39:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:39:29 UTC |
- Amount To Be Raised
- $87,008
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896581
- Filed Document
- 0001896581-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:39:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-01 12:38:56 UTC |
- Amount To Be Raised
- $20,275,196
- Associated Brokers / Dealers
- Arkadios Capital, Concorde Investment Services, LLC, Emerson Equity LLC, Metropolitan Capital Investment Banc, Inc., Avantax Investment Services, Inc., Thornhill Securities Inc., Infinex Investments, Inc., Saxony Securities, Inc., Independence Capital Co., Inc., and Moloney Securities Co, Inc.
- CIK Number
- 0001884988
- Filed Document
- 0001884988-21-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:38:56 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:38:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001891599
- Filed Document
- 0001891599-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:38:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:34:36 UTC |
- Amount To Be Raised
- $123,016
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896361
- Filed Document
- 0001896361-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:34:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:34:31 UTC |
- Amount To Be Raised
- $141,504
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896364
- Filed Document
- 0001896364-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:34:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:29:36 UTC |
- Amount To Be Raised
- $1,340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896359
- Filed Document
- 0001896359-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:29:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:29:31 UTC |
- Amount To Be Raised
- $118,059
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896365
- Filed Document
- 0001896365-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:29:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-01 12:28:54 UTC |
- Amount To Be Raised
- $7,062,301
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828449
- Filed Document
- 0000950172-21-000148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:28:54 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:23:09 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001894834
- Filed Document
- 0001894834-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:23:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-01 12:18:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wedbush Securities, Inc. and Equus Financial Consulting LLC
- CIK Number
- 0000876623
- Filed Document
- 0000876623-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:18:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-01 12:18:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Keel Harbour Capital Limited
- CIK Number
- 0001828513
- Filed Document
- 0001683168-21-006039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:18:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-01 12:17:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828547
- Filed Document
- 0001683168-21-006038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:17:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:15:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001894438
- Filed Document
- 0001894438-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:15:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:14:34 UTC |
- Amount To Be Raised
- $223,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896351
- Filed Document
- 0001896351-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:14:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:14:33 UTC |
- Amount To Be Raised
- $60,820,000
- Associated Brokers / Dealers
- Lighthouse Capital Group, LLC
- CIK Number
- 0001895177
- Filed Document
- 0001895177-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:14:33 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:12:09 UTC |
- Amount To Be Raised
- $520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896172
- Filed Document
- 0001896172-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:12:09 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:09:29 UTC |
- Amount To Be Raised
- $54,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896348
- Filed Document
- 0001896348-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:09:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 12:09:14 UTC |
- Amount To Be Raised
- $1,974,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896405
- Filed Document
- 0001896405-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:09:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-01 12:08:47 UTC |
- Amount To Be Raised
- $52,262,073
- Associated Brokers / Dealers
- Thornhill Securities, Inc., Crown Capital Securities, L.P., Concorde Investment Services, LLC, Cambridge Investment Research, Inc., Whitehall-Parker Securities, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors Corporation, First Allied Securities, Inc., Metropolitan Capital Investment Banc, Inc., Western International Securities, Inc., DFPG Investments, LLC, Patrick Capital Markets, LLC, Colorado Financial Service Corporation, Avantax Investment Services, Inc., Cetera Advisor Networks LLC, Nationwide Planning Associates, Inc., Arkadios Capital, Cabot Lodge Securities LLC, Moloney Securities Co., Inc., DAI Securities, LLC, Securities America, Inc., Centaurus Financial, Inc., Portsmouth Financial Services, and Triad Advisors LLC
- CIK Number
- 0001882226
- Filed Document
- 0001882226-21-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:08:47 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 12:07:47 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896484
- Filed Document
- 0001896484-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 12:07:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2021-12-01 11:57:30 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001877171
- Filed Document
- 0001877171-21-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:57:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 11:43:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001895879
- Filed Document
- 0000945621-21-000440
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:43:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED ARAB EMIRATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-01 11:40:13 UTC |
- Amount To Be Raised
- $137,048,031
- Associated Brokers / Dealers
- Concorde Investment Services, LLC, Independent Financial Group, LLC, Cambridge Investment Research, Inc., Emerson Equity LLC, National Securities Corporation, Lion Street Financial, Infinex Investments, Inc., Whitehall-Parker Securities, Inc., Avantax Investment Services, Inc., Sagepoint Financial, Inc., DAI Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Woodbury Financial Services, Inc., Arkadios Capital, Great Point Capital LLC, Cetera Advisor Networks LLC, International Assets Advisory, LLC, Thornhill Securities, Inc., Purshe Kaplan Sterling Investments, Centaurus Financial, Inc., DFPG Investments, LLC, JRL Capital Corporation, Royal Alliance Associates, Inc., Securities America, Inc., RCX Capital Group, LLC, Lightpath Capital, Inc., Lincoln Financial Advisors, Colorado Financial Service Corporation, First Allied Securities, Inc., American Investors Company, Cetera Financial Specialists LLC, FSC Securities Corporation, Ameritas Investment Company, LLC, Lincoln Financial Securities Corporation, Calton & Associates, Inc., Cabot Lodge Securities LLC, Nationwide Planning Associates Inc., NexTrend Securities, Inc., Paulson Investment Company, Saxony Securities, Inc., Portsmouth Financial Services, Triad Advisors LLC, J.W. Cole Financial, Inc., Muriel Siebert & Co., Inc., McDermott Investment Services, LLC, and Cetera Advisors LLC
- CIK Number
- 0001880055
- Filed Document
- 0001880055-21-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:40:13 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:37:31 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- PERFORMANCE TRUST CAPITAL PARTNERS, LLC
- CIK Number
- 0001693534
- Filed Document
- 0001693534-21-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:37:31 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2021-12-01 11:36:07 UTC |
- Amount To Be Raised
- $19,360,834
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659031
- Filed Document
- 0001659031-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:36:07 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:29:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jessica Dowdy
- CIK Number
- 0001896409
- Filed Document
- 0001896409-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:29:40 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2021-12-01 11:27:38 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001875682
- Filed Document
- 0001875682-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:27:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:16:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001895974
- Filed Document
- 0001895974-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:16:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:15:05 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001895792
- Filed Document
- 0001895792-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:15:05 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:14:07 UTC |
- Amount To Be Raised
- $1,429,193
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725421
- Filed Document
- 0001725421-21-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:14:07 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:13:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001060765
- Filed Document
- 0000897069-21-000580
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:13:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-01 11:12:42 UTC |
- Amount To Be Raised
- $67,623,066
- Associated Brokers / Dealers
- Avantax Investment Services, Inc., DAI Securities LLC, Kalos Capital, Inc., Purshe Kaplan Sterling Investments, Whitehall-Parker Securities, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Centaurus Financial, Inc., Sagepoint Financial, Inc., Western International Securities, Inc., Ameritas Investment Company, LLC, Cetera Advisor Networks LLC, Stifel Nicolaus & Company, Incorporated, Capulent LLC, Cambridge Investment Research, Inc., Woodbury Financial Services, Inc., Lincoln Financial Securities Corporation, Triad Advisors LLC, Crown Capital Securities, L.P., Arkadios Capital, Independence Capital Co., Inc., Colorado Financial Service Corporation, Royal Alliance Associates, Inc., Independent Financial Group, LLC, National Securities Corporation, American Portfolios Financial Services, Inc., Concourse Financial Group Securities, Inc., Wintrust Investments LLC, Cetera Advisors LLC, American Trust Investment Services, Inc., Securities America, Inc., Cabot Lodge Securities LLC, Kovack Securities Inc., NexTrend Securities, Inc., DFPG Investments, LLC, Cape Securities Inc., Metropolitan Capital Investment Banc, Inc., Cetera Investment Services LLC, and Thornhill Securities, Inc.
- CIK Number
- 0001871300
- Filed Document
- 0001871300-21-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:12:42 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-01 11:12:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785171
- Filed Document
- 0001567619-21-021357
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:12:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 11:10:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896010
- Filed Document
- 0001896010-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:10:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:08:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001895098
- Filed Document
- 0000902664-21-005121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:08:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:08:02 UTC |
- Amount To Be Raised
- $3,000,615
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793078
- Filed Document
- 0001793078-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:08:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 11:03:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kotak Mahindra Inc
- CIK Number
- 0001562964
- Filed Document
- 0001562964-21-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 11:03:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-01 10:57:05 UTC |
- Amount To Be Raised
- $22,405,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001896331
- Filed Document
- 0001896331-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 10:57:05 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2021-12-01 10:53:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STIFEL, NICOLAUSE & COMPANY INCORPORATED
- CIK Number
- 0001822834
- Filed Document
- 0000919574-21-007290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 10:53:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-01 10:50:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001895613
- Filed Document
- 0001895613-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-01 10:50:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|