Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AL Fund II, a series of TBird Capital, LP See All Filings	D	2021-12-15 12:58:03 UTC
Amount To Be Raised $411,530 Associated Brokers / Dealers N/A CIK Number 0001899370 Filed Document 0001899370-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:58:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TE Fund I, a series of Killer Whale Strategies Venture Funds, LP See All Filings	D	2021-12-15 12:57:57 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001899361 Filed Document 0001899361-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OGX Minerals LP See All Filings	D	2021-12-15 12:57:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001898304 Filed Document 0001898304-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:57:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Chescappvt LLC See All Filings	D/A	2021-12-15 12:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001692478 Filed Document 0001692459-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:57:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUCKLEY CAPITAL PARTNERS, L.P. See All Filings	D/A	2021-12-15 12:56:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514382 Filed Document 0001888555-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:56:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NP1 RBGCF Mauritius See All Filings	D/A	2021-12-15 12:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897624 Filed Document 0001897624-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:55:06 UTC Type of Offering D/A Industry Investing Principal Place of Business MAURITIUS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
1798 Adapt Fund Ltd See All Filings	D/A	2021-12-15 12:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001830410 Filed Document 0001830410-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PI5 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2021-12-15 12:53:03 UTC
Amount To Be Raised $389,300 Associated Brokers / Dealers N/A CIK Number 0001899365 Filed Document 0001899365-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:53:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SV Fund I, a series of Crest Park SVS, LP See All Filings	D	2021-12-15 12:52:57 UTC
Amount To Be Raised $408,000 Associated Brokers / Dealers N/A CIK Number 0001899398 Filed Document 0001899398-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:52:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NP1 RBGCF Mauritius See All Filings	D	2021-12-15 12:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897624 Filed Document 0001897624-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:43:49 UTC Type of Offering D Industry Investing Principal Place of Business MAURITIUS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Princeton Multifamily DST See All Filings	D/A	2021-12-15 12:39:42 UTC
Amount To Be Raised $52,262,073 Associated Brokers / Dealers Thornhill Securities, Inc., Crown Capital Securities, L.P., Concorde Investment Services, LLC, Cambridge Investment Research, Inc., Whitehall-Parker Securities, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors Corporation, First Allied Securities, Inc., Metropolitan Capital Investment Banc, Inc., Western International Securities, Inc., DFPG Investments, LLC, Patrick Capital Markets, LLC, Colorado Financial Service Corporation, Avantax Investment Services, Inc., Cetera Advisor Networks LLC, Nationwide Planning Associates, Inc., Arkadios Capital, Cabot Lodge Securities LLC, Moloney Securities Co., Inc., DAI Securities, LLC, Securities America, Inc., Centaurus Financial, Inc., Portsmouth Financial Services, Triad Advisors LLC, Independent Financial Group, LLC, and Commonwealth Financial Network CIK Number 0001882226 Filed Document 0001882226-21-000007 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:39:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pintail Energy Opportunity Fund, L.P. See All Filings	D	2021-12-15 12:38:34 UTC
Amount To Be Raised $9,264,000 Associated Brokers / Dealers Emerson Equity LLC, Alexander Capital, L.P., Coastal Equities, Inc., Coastal Equities, Inc., and International Assets Advisory LLC CIK Number 0001898529 Filed Document 0001898529-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:38:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tractiv, Inc. See All Filings	D	2021-12-15 12:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001899253 Filed Document 0001899253-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:34:57 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Puccini Co-Investment L.P. See All Filings	D	2021-12-15 12:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001899256 Filed Document 0001899256-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:34:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolve Wealth Accumulator Liquidity Fund, LP See All Filings	D	2021-12-15 12:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893272 Filed Document 0001888555-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:33:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otay Lakes Storage LLC See All Filings	D	2021-12-15 12:33:45 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001899381 Filed Document 0001760021-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:33:45 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Chescaplq LLC See All Filings	D/A	2021-12-15 12:32:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001692459 Filed Document 0001692459-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:32:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allosteric Bioscience, Inc. See All Filings	D	2021-12-15 12:29:22 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001873155 Filed Document 0001477932-21-009274 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:29:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SMH Valley Vet SPV LLC See All Filings	D	2021-12-15 12:27:14 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001898968 Filed Document 0001898968-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:27:14 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CADENCE SOLUTIONS, INC. See All Filings	D	2021-12-15 12:25:54 UTC
Amount To Be Raised $105,000,001 Associated Brokers / Dealers N/A CIK Number 0001872109 Filed Document 0001872109-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:25:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Foss Prime Fund 2021, LLC See All Filings	D	2021-12-15 12:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities LLC CIK Number 0001896960 Filed Document 0001896960-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:20:35 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Likely Fund, LP See All Filings	D	2021-12-15 12:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001891457 Filed Document 0001888555-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:20:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Friends & Family Holdings, LLC See All Filings	D/A	2021-12-15 12:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001883872 Filed Document 0001883872-21-000002 Exclusions or Exemptions 506b and 504.1 Accepted Date 2021-12-15 12:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco CLO Equity Fund 3 L.P. See All Filings	D/A	2021-12-15 12:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001843619 Filed Document 0001567619-21-022076 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Yamato Coinvest, LP See All Filings	D	2021-12-15 12:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001899082 Filed Document 0001899082-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt SFR Portfolio DST See All Filings	D/A	2021-12-15 12:13:48 UTC
Amount To Be Raised $137,048,031 Associated Brokers / Dealers Concorde Investment Services, LLC, Independent Financial Group, LLC, Cambridge Investment Research, Inc., Emerson Equity LLC, National Securities Corporation, Lion Street Financial, Infinex Investments, Inc., Whitehall-Parker Securities, Inc., Avantax Investment Services, Inc., Sagepoint Financial, Inc., DAI Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Woodbury Financial Services, Inc., Arkadios Capital, Great Point Capital LLC, Cetera Advisor Networks LLC, International Assets Advisory, LLC, Thornhill Securities, Inc., Purshe Kaplan Sterling Investments, Centaurus Financial, Inc., DFPG Investments, LLC, JRL Capital Corporation, Royal Alliance Associates, Inc., Securities America, Inc., RCX Capital Group, LLC, Lightpath Capital, Inc., Lincoln Financial Advisors, Colorado Financial Service Corporation, First Allied Securities, Inc., American Investors Company, Cetera Financial Specialists LLC, FSC Securities Corporation, Ameritas Investment Company, LLC, Lincoln Financial Securities Corporation, Calton & Associates, Inc., Cabot Lodge Securities LLC, Nationwide Planning Associates Inc., NexTrend Securities, Inc., Paulson Investment Company, Saxony Securities, Inc., Portsmouth Financial Services, Triad Advisors LLC, J.W. Cole Financial, Inc., Muriel Siebert & Co., Inc., McDermott Investment Services, LLC, Cetera Advisors LLC, and Patrick Capital Markets, LLC CIK Number 0001880055 Filed Document 0001880055-21-000008 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:13:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KRC Co-Invest Series - LRK 2, a series of KRC Co-Invest LLC See All Filings	D	2021-12-15 12:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001895284 Filed Document 0001895284-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:13:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WE B REN II, LLC See All Filings	D	2021-12-15 12:11:05 UTC
Amount To Be Raised $2,711,439 Associated Brokers / Dealers N/A CIK Number 0001894738 Filed Document 0001894738-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KRC Co-Invest Series - SRD, a series of KRC Co-Invest LLC See All Filings	D	2021-12-15 12:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001895286 Filed Document 0001895286-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:07:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KRC Co-Invest Series - CGN, a series of KRC Co-Invest LLC See All Filings	D	2021-12-15 12:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001895277 Filed Document 0001895277-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 12:02:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Mustang Pkwy MF, LP See All Filings	D	2021-12-15 11:57:45 UTC
Amount To Be Raised $18,765,000 Associated Brokers / Dealers N/A CIK Number 0001899388 Filed Document 0001899388-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:57:45 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Onward Delivery Corp See All Filings	D	2021-12-15 11:57:21 UTC
Amount To Be Raised $3,640,000 Associated Brokers / Dealers N/A CIK Number 0001899353 Filed Document 0001899353-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:57:21 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Phosplatin Therapeutics Inc. See All Filings	D	2021-12-15 11:56:59 UTC
Amount To Be Raised $37,295,619 Associated Brokers / Dealers N/A CIK Number 0001757705 Filed Document 0001757705-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:56:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apex.AI, Inc. See All Filings	D	2021-12-15 11:52:26 UTC
Amount To Be Raised $58,500,000 Associated Brokers / Dealers N/A CIK Number 0001760021 Filed Document 0001760021-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:52:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTAROCK FUND LP See All Filings	D/A	2021-12-15 11:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172921 Filed Document 0001172921-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:52:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCI Acquisition Company, Inc. See All Filings	D	2021-12-15 11:49:31 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001836249 Filed Document 0001437749-21-028626 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:49:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Foss Ohio 2023 Fund I, LLC See All Filings	D	2021-12-15 11:47:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities LLC CIK Number 0001896957 Filed Document 0001896957-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:47:04 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Foss Virginia 2023 Fund I, LLC See All Filings	D	2021-12-15 11:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Orchard Securities LLC CIK Number 0001896959 Filed Document 0001896959-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:42:40 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2021-12-15 11:40:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARLIN FUND OFFSHORE II LTD. See All Filings	D/A	2021-12-15 11:38:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601710 Filed Document 0000919574-21-007415 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:38:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Northeast Multifamily DST See All Filings	D/A	2021-12-15 11:37:21 UTC
Amount To Be Raised $67,623,066 Associated Brokers / Dealers Avantax Investment Services, Inc., DAI Securities LLC, Kalos Capital, Inc., Purshe Kaplan Sterling Investments, Whitehall-Parker Securities, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Centaurus Financial, Inc., Sagepoint Financial, Inc., Western International Securities, Inc., Ameritas Investment Company, LLC, Cetera Advisor Networks LLC, Stifel Nicolaus & Company, Incorporated, Capulent LLC, Cambridge Investment Research, Inc., Woodbury Financial Services, Inc., Lincoln Financial Securities Corporation, Triad Advisors LLC, Crown Capital Securities, L.P., Arkadios Capital, Independence Capital Co., Inc., Colorado Financial Service Corporation, Royal Alliance Associates, Inc., Independent Financial Group, LLC, National Securities Corporation, American Portfolios Financial Services, Inc., Concourse Financial Group Securities, Inc., Wintrust Investments LLC, Cetera Advisors LLC, American Trust Investment Services, Inc., Securities America, Inc., Cabot Lodge Securities LLC, Kovack Securities Inc., NexTrend Securities, Inc., DFPG Investments, LLC, Cape Securities Inc., Metropolitan Capital Investment Banc, Inc., Cetera Investment Services LLC, and Thornhill Securities, Inc. CIK Number 0001871300 Filed Document 0001871300-21-000010 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:37:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fitzroy Salute LLC See All Filings	D	2021-12-15 11:35:30 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001845723 Filed Document 0001845723-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:35:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
B2Digital, Inc. See All Filings	D	2021-12-15 11:22:10 UTC
Amount To Be Raised $270,480 Associated Brokers / Dealers N/A CIK Number 0000725929 Filed Document 0001553997-21-000037 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:22:10 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
HSRE SB City Science Co-Investment, L.P. See All Filings	D	2021-12-15 11:22:08 UTC
Amount To Be Raised $344,000,000 Associated Brokers / Dealers N/A CIK Number 0001896522 Filed Document 0001896522-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:22:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior Parkway Place CIV LLC See All Filings	D	2021-12-15 11:20:46 UTC
Amount To Be Raised $4,260,000 Associated Brokers / Dealers Brian Joseph Cote, Jeffrey Mathew Hamm, Dean Vincent Toscano, Tammy Bailey Paxton, Robert Christian Porter, and Nicholas Andrew Ring CIK Number 0001897222 Filed Document 0000892303-21-000022 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:20:46 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Creative Planning Employee Investment, LLC See All Filings	D	2021-12-15 11:19:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001850309 Filed Document 0001014108-21-000220 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:19:53 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior Littleton Road CIV LLC See All Filings	D	2021-12-15 11:18:48 UTC
Amount To Be Raised $3,310,000 Associated Brokers / Dealers N/A CIK Number 0001897221 Filed Document 0000892303-21-000021 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:18:48 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior East Broward Industrial CIV LLC See All Filings	D	2021-12-15 11:16:37 UTC
Amount To Be Raised $3,465,000 Associated Brokers / Dealers N/A CIK Number 0001897218 Filed Document 0000892303-21-000020 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:16:37 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D	2021-12-15 11:12:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001538997-21-000010 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:12:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creative Planning Employee Investment, LLC See All Filings	D	2021-12-15 11:10:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001850309 Filed Document 0001014108-21-000219 Exclusions or Exemptions 506b Accepted Date 2021-12-15 11:10:19 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity