|
|
D/A |
2021-12-29 12:36:18 UTC |
- Amount To Be Raised
- $52,262,073
- Associated Brokers / Dealers
- Thornhill Securities, Inc., Crown Capital Securities, L.P., Concorde Investment Services, LLC, Cambridge Investment Research, Inc., Whitehall-Parker Securities, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors Corporation, First Allied Securities, Inc., Metropolitan Capital Investment Banc, Inc., Western International Securities, Inc., DFPG Investments, LLC, Patrick Capital Markets, LLC, Colorado Financial Service Corporation, Avantax Investment Services, Inc., Cetera Advisor Networks LLC, Nationwide Planning Associates, Inc., Arkadios Capital, Cabot Lodge Securities LLC, Moloney Securities Co., Inc., DAI Securities, LLC, Securities America, Inc., Centaurus Financial, Inc., Portsmouth Financial Services, Triad Advisors LLC, Independent Financial Group, LLC, and Commonwealth Financial Network
- CIK Number
- 0001882226
- Filed Document
- 0001882226-21-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:36:18 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:30:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001624171
- Filed Document
- 0001624171-21-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:30:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:26:15 UTC |
- Amount To Be Raised
- $990,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901835
- Filed Document
- 0001901835-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:26:15 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:19:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Creek Capital Distributors, LLC and Frontier Solutions, LLC
- CIK Number
- 0001896214
- Filed Document
- 0000919574-21-007566
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:19:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:18:41 UTC |
- Amount To Be Raised
- $337,355,200
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001181412
- Filed Document
- 0001181412-21-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:18:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 12:15:52 UTC |
- Amount To Be Raised
- $137,048,031
- Associated Brokers / Dealers
- Concorde Investment Services, LLC, Independent Financial Group, LLC, Cambridge Investment Research, Inc., Emerson Equity LLC, National Securities Corporation, Lion Street Financial, Infinex Investments, Inc., Whitehall-Parker Securities, Inc., Avantax Investment Services, Inc., Sagepoint Financial, Inc., DAI Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Woodbury Financial Services, Inc., Arkadios Capital, Great Point Capital LLC, Cetera Advisor Networks LLC, International Assets Advisory, LLC, Thornhill Securities, Inc., Purshe Kaplan Sterling Investments, Centaurus Financial, Inc., DFPG Investments, LLC, JRL Capital Corporation, Royal Alliance Associates, Inc., Securities America, Inc., RCX Capital Group, LLC, Lightpath Capital, Inc., Lincoln Financial Advisors, Colorado Financial Service Corporation, First Allied Securities, Inc., American Investors Company, Cetera Financial Specialists LLC, FSC Securities Corporation, Ameritas Investment Company, LLC, Lincoln Financial Securities Corporation, Calton & Associates, Inc., Cabot Lodge Securities LLC, Nationwide Planning Associates Inc., NexTrend Securities, Inc., Paulson Investment Company, Saxony Securities, Inc., Portsmouth Financial Services, Triad Advisors LLC, J.W. Cole Financial, Inc., Muriel Siebert & Co., Inc., McDermott Investment Services, LLC, Cetera Advisors LLC, and Patrick Capital Markets, LLC
- CIK Number
- 0001880055
- Filed Document
- 0001880055-21-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:15:52 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:11:15 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780639
- Filed Document
- 0001780639-21-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:11:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:07:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901858
- Filed Document
- 0000919574-21-007564
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:07:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:06:07 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001901220
- Filed Document
- 0001901220-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:06:07 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:05:27 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731898
- Filed Document
- 0001731898-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:05:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:02:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001900813
- Filed Document
- 0001900813-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:02:55 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 12:02:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001834837
- Filed Document
- 0001834837-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:02:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 12:02:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901574
- Filed Document
- 0001901574-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:02:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 12:01:07 UTC |
- Amount To Be Raised
- $1,219,126
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001896630
- Filed Document
- 0001896630-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 12:01:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 11:59:36 UTC |
- Amount To Be Raised
- $3,585,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901546
- Filed Document
- 0001901546-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:59:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 11:59:29 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901680
- Filed Document
- 0001461373-21-000052
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:59:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 11:53:51 UTC |
- Amount To Be Raised
- $67,623,066
- Associated Brokers / Dealers
- Avantax Investment Services, Inc., DAI Securities LLC, Kalos Capital, Inc., Purshe Kaplan Sterling Investments, Whitehall-Parker Securities, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Centaurus Financial, Inc., Sagepoint Financial, Inc., Western International Securities, Inc., Ameritas Investment Company, LLC, Cetera Advisor Networks LLC, Stifel Nicolaus & Company, Incorporated, Capulent LLC, Cambridge Investment Research, Inc., Woodbury Financial Services, Inc., Lincoln Financial Securities Corporation, Triad Advisors LLC, Crown Capital Securities, L.P., Arkadios Capital, Independence Capital Co., Inc., Colorado Financial Service Corporation, Royal Alliance Associates, Inc., Independent Financial Group, LLC, National Securities Corporation, American Portfolios Financial Services, Inc., Concourse Financial Group Securities, Inc., Wintrust Investments LLC, Cetera Advisors LLC, American Trust Investment Services, Inc., Securities America, Inc., Cabot Lodge Securities LLC, Kovack Securities Inc., NexTrend Securities, Inc., DFPG Investments, LLC, Cape Securities Inc., Metropolitan Capital Investment Banc, Inc., Cetera Investment Services LLC, and Thornhill Securities, Inc.
- CIK Number
- 0001871300
- Filed Document
- 0001871300-21-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:53:51 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 11:47:31 UTC |
- Amount To Be Raised
- $2,667,042
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001899116
- Filed Document
- 0001899116-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:47:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- LIECHTENSTEIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2021-12-29 11:47:30 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901356
- Filed Document
- 0001096906-21-003081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:47:30 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 11:44:34 UTC |
- Amount To Be Raised
- $3,150,800
- Associated Brokers / Dealers
- BMO NESBITT BURNS INC.
- CIK Number
- 0001901670
- Filed Document
- 0001062993-21-013605
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:44:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 11:43:41 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Piper Sandler & Co.
- CIK Number
- 0000866643
- Filed Document
- 0000866643-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:43:41 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2021-12-29 11:40:27 UTC |
- Amount To Be Raised
- $272,475
- Associated Brokers / Dealers
- BMO NESBITT BURNS INC.
- CIK Number
- 0001901644
- Filed Document
- 0001062993-21-013604
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:40:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 11:35:08 UTC |
- Amount To Be Raised
- $5,228,661
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901391
- Filed Document
- 0001901391-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:35:08 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 11:29:16 UTC |
- Amount To Be Raised
- $25,670,000
- Associated Brokers / Dealers
- RCX Capital Group LLC, Avantax Investment Services, Inc., Infinity Financial Services, Centaurus Financial, Inc., Harbour Investments, Inc., Benchmark Investments, Inc., Capulent LLC, Lincoln Financial Advisors Corporation, Thornhill Securities, Inc., Great Point Capital LLC, Pinnacle Capital Securities, LLC, Lincoln Financial Securities Corp, The Strategic Financial Alliance, Inc., DMK Advisor Group, Inc., and DAI Securities, LLC
- CIK Number
- 0001798658
- Filed Document
- 0001798658-21-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:29:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 11:28:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001891623
- Filed Document
- 0001891623-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:28:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 11:27:53 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001844402
- Filed Document
- 0001844402-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:27:53 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 11:20:13 UTC |
- Amount To Be Raised
- $2,342,554
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689341
- Filed Document
- 0001689341-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:20:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 11:20:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901196
- Filed Document
- 0001209191-21-071447
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:20:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 11:18:27 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001900362
- Filed Document
- 0001900362-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:18:27 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 11:16:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797552
- Filed Document
- 0001797552-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:16:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 11:12:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001891619
- Filed Document
- 0001891619-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:12:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-29 11:08:21 UTC |
- Amount To Be Raised
- $2,164,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001889590
- Filed Document
- 0001889590-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 11:08:21 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2021-12-29 10:58:44 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Sawtooth Capital LLC and Calvin Wagner
- CIK Number
- 0001896870
- Filed Document
- 0001896870-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:58:44 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2021-12-29 10:58:16 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901636
- Filed Document
- 0001901636-21-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2021-12-29 10:58:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 10:58:14 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722923
- Filed Document
- 0001722923-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:58:14 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 10:56:28 UTC |
- Amount To Be Raised
- $36,155,575
- Associated Brokers / Dealers
- Robert Boggess, Jordan Colman, Kurt Volker, Nathan Kuhn, Steve Haskell, Roger Bowlin, Trawnegan Gall, Scott Sheehan, Cory Thomas, Christina Nielson, Don Meredith, Clay Schmidt, Ed Fernandez, Sonya Gotz, Alex Madden, Gordon Hamilton, A. Trevor Flor, Tom Enstice, Jason Salmon, Paul Lee, Joyce Thomas, Robert Horning, Ben Carmona, and Concorde Investment Services, LLC
- CIK Number
- 0001889361
- Filed Document
- 0001889361-21-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:56:28 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 10:45:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901758
- Filed Document
- 0001013594-21-000867
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:45:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 10:42:56 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001893821
- Filed Document
- 0001893821-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:42:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 10:42:52 UTC |
- Amount To Be Raised
- $8,276,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901108
- Filed Document
- 0001901108-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:42:52 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 10:38:54 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901787
- Filed Document
- 0001901787-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:38:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2021-12-29 10:23:03 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001901722
- Filed Document
- 0001901722-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:23:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2021-12-29 10:19:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717693
- Filed Document
- 0001717693-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:19:44 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2021-12-29 10:16:45 UTC |
- Amount To Be Raised
- $65,885,176
- Associated Brokers / Dealers
- Jason McMurtry, Stacey Morimoto, Anthony Brown, Sonya Gotz, John Ledesma, Robert Horning, Adam Bryan, and David Levinson
- CIK Number
- 0001898733
- Filed Document
- 0001898733-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:16:45 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 10:10:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727882
- Filed Document
- 0001727882-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:10:53 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 10:02:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727971
- Filed Document
- 0001727971-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 10:02:42 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 09:49:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., Northern Trust Securities, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Cetera Advisors LLC, Rockefeller Financial LLC, CIBC Private Wealth Advisors (Atlantic Trust), Sentry Advisors, Sepio Capital, US Bank, US Bank, Fieldpoint Private Securities, JP Morgan Securities, UBS Financial Services, RBC Capital Markets, LLC, iCaptial Securities LLC, Wells Fargo Advisors, Merrill Lynch, Pierce Fenner, & Smith, Morgan Stanley, PNC Investments, PNC Investments, Charles Schwab & Co., Inc., First Republic, Raymond James & Associates, Janney Montgomery Scott, iCapital Securities, LLC and Institutional Capital Network, Inc., Bank of America Private Bank (FKA US Trust), Deutsche Bank Securities Inc., Commonwealth Equity Services, LLC dba Commonwealth Financial Network, Ameriprise Financial, Fifth Third Bank, Stifel Nicolaus & Company, Inc., Sanford C. Bernstein & Co. LLC, Eaton Vance Water Oak Advisors, Truist Investment Services (FKA BB&T, SunTrust Investment Services), CapRock, Robert W Baird & CO. Inc., Northern Trust Fiduciary, Truist Bank (FKA Sun Trust Bank), HighTower, and Glenmede Trust
- CIK Number
- 0001886309
- Filed Document
- 0001794159-21-000097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 09:49:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2021-12-29 09:44:56 UTC |
- Amount To Be Raised
- $39,520,131
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779253
- Filed Document
- 0001779253-21-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 09:44:56 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2021-12-29 09:42:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kelson Capital LLC
- CIK Number
- 0001900103
- Filed Document
- 0001900103-21-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 09:42:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2021-12-29 09:41:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727881
- Filed Document
- 0001727881-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 09:41:08 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2021-12-29 09:40:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660872
- Filed Document
- 0001897938-21-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2021-12-29 09:40:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|