Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SPC Autoagent, LP See All Filings	D	2021-12-30 16:56:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001901486 Filed Document 0001901486-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:56:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSS COUNTRY HEALTHCARE INC See All Filings	D	2021-12-30 16:56:06 UTC
Amount To Be Raised $1,527,920 Associated Brokers / Dealers N/A CIK Number 0001141103 Filed Document 0001567619-21-022697 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:56:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HG Sterling GP Investment Company, LLC See All Filings	D	2021-12-30 16:54:38 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001900983 Filed Document 0001178858-21-000014 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:54:38 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Hand In Hand Health, Inc. See All Filings	D	2021-12-30 16:54:20 UTC
Amount To Be Raised $7,050,001 Associated Brokers / Dealers N/A CIK Number 0001901710 Filed Document 0001901710-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:54:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nashville NC Fund I, LLC See All Filings	D	2021-12-30 16:54:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001901657 Filed Document 0001901657-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:54:04 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Forme Co-Invest I, L.P. See All Filings	D/A	2021-12-30 16:47:14 UTC
Amount To Be Raised $5,929,975 Associated Brokers / Dealers N/A CIK Number 0001877554 Filed Document 0001877554-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:47:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nth Cycle Inc. See All Filings	D	2021-12-30 16:46:35 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001831650 Filed Document 0001831650-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:46:35 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VirtualZ Computing Corp See All Filings	D	2021-12-30 16:41:50 UTC
Amount To Be Raised $1,045,000 Associated Brokers / Dealers N/A CIK Number 0001870297 Filed Document 0001080368-21-000064 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:41:50 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Lincolnshire Equity Fund V-FF, L.P. See All Filings	D/A	2021-12-30 16:41:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776186 Filed Document 0001776186-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:41:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lincolnshire Equity Fund V-B, L.P. See All Filings	D/A	2021-12-30 16:36:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776187 Filed Document 0001776187-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:36:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lincolnshire Equity Fund V-A, L.P. See All Filings	D/A	2021-12-30 16:34:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776185 Filed Document 0001776185-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:34:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gatho Inc See All Filings	D	2021-12-30 16:33:17 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001899213 Filed Document 0001899213-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:33:17 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pallet Labs Inc See All Filings	D	2021-12-30 16:30:34 UTC
Amount To Be Raised $3,857,279 Associated Brokers / Dealers N/A CIK Number 0001875902 Filed Document 0001875902-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:30:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AACP India Growth Investors G, L.P. See All Filings	D	2021-12-30 16:27:15 UTC
Amount To Be Raised $9,050,000 Associated Brokers / Dealers N/A CIK Number 0001880344 Filed Document 0001880344-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:27:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IntelliFlux Controls, Inc. See All Filings	D	2021-12-30 16:26:21 UTC
Amount To Be Raised $3,853,375 Associated Brokers / Dealers N/A CIK Number 0001745883 Filed Document 0001745883-21-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2021-12-30 16:26:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stone Point Credit Corp See All Filings	D/A	2021-12-30 16:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825384 Filed Document 0000945621-21-000468 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:25:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Redbud Brands LLC See All Filings	D	2021-12-30 16:25:28 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001831865 Filed Document 0001831865-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:25:28 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Claro, LLC See All Filings	D	2021-12-30 16:22:10 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001672637 Filed Document 0001879785-21-000044 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:22:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ruths Analytics & Innovation, Inc. See All Filings	D	2021-12-30 16:19:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001756471 Filed Document 0001756471-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:19:57 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MVP SXF4 Fund a Series of Marcy Venture Partners Opportunity LLC See All Filings	D	2021-12-30 16:19:48 UTC
Amount To Be Raised $108,760,000 Associated Brokers / Dealers N/A CIK Number 0001898943 Filed Document 0001898943-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:19:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Can-Fite BioPharma Ltd. See All Filings	D	2021-12-30 16:15:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001536196 Filed Document 0001213900-21-068127 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:15:16 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Paysail Dec 2021 a Series of The Fintech Fund LLC See All Filings	D	2021-12-30 16:14:25 UTC
Amount To Be Raised $102,750 Associated Brokers / Dealers N/A CIK Number 0001902103 Filed Document 0001902103-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:14:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
807 Flame Circle, LLC See All Filings	D	2021-12-30 16:13:47 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001901675 Filed Document 0001901286-21-000005 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:13:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Project Admission, Inc. See All Filings	D	2021-12-30 16:09:37 UTC
Amount To Be Raised $9,627,105 Associated Brokers / Dealers N/A CIK Number 0001758577 Filed Document 0001758577-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:09:37 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Riverwood Capital Partners Latam II L.P. See All Filings	D	2021-12-30 16:09:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TransPacific Group (Asia) Ltd., HMC Itajuba, Brunel Advisors Ltd, Gencap Global Advisors DMCC, and Stonehaven, LLC CIK Number 0001898807 Filed Document 0001898807-21-000004 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:09:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOINT EFFORT ADMINISTRATIVE SERVICES ORGANIZATION, LLC See All Filings	D	2021-12-30 16:09:18 UTC
Amount To Be Raised $126,000 Associated Brokers / Dealers N/A CIK Number 0001901766 Filed Document 0001901766-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:09:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BEXP II QP, LP See All Filings	D	2021-12-30 16:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001902027 Filed Document 0001902027-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:08:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riverwood Capital Partners IV (Parallel - B) L.P. See All Filings	D	2021-12-30 16:05:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TransPacific Group (Asia) Ltd., HMC Itajuba, Brunel Advisors Ltd, Gencap Global Advisors DMCC, and Stonehaven, LLC CIK Number 0001898804 Filed Document 0001898804-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:05:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reframe Technologies, Inc. See All Filings	D	2021-12-30 16:05:37 UTC
Amount To Be Raised $4,999,988 Associated Brokers / Dealers N/A CIK Number 0001901629 Filed Document 0001901629-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:05:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Armadillo Litigation Investor Group LP See All Filings	D/A	2021-12-30 16:05:11 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001838080 Filed Document 0001838080-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DeRosa Capital 14, LLC See All Filings	D	2021-12-30 16:05:04 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001901642 Filed Document 0001901286-21-000004 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:05:04 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GUARDIAN CAPITAL INVESTMENT, LP See All Filings	D/A	2021-12-30 16:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001838065 Filed Document 0001062993-21-013652 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Riverwood Capital Partners IV (Parallel - A) L.P. See All Filings	D	2021-12-30 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TransPacific Group (Asia) Ltd., HMC Itajuba, Brunel Advisors Ltd, Gencap Global Advisors DMCC, and Stonehaven, LLC CIK Number 0001898806 Filed Document 0001898806-21-000003 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOMA BRAVO GROWTH FUND A, L.P. See All Filings	D/A	2021-12-30 16:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001864510 Filed Document 0001864510-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 16:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO GROWTH FUND P, L.P. See All Filings	D/A	2021-12-30 15:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001864463 Filed Document 0001864463-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO GROWTH FUND, L.P. See All Filings	D/A	2021-12-30 15:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0001864446 Filed Document 0001864446-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NSV Wolf Capital IV, L.P. See All Filings	D	2021-12-30 15:56:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001886394 Filed Document 0001886394-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:56:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverwood Capital Partners IV L.P. See All Filings	D	2021-12-30 15:53:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TransPacific Group (Asia) Ltd., HMC Itajuba, Brunel Advisors Ltd, Gencap Global Advisors DMCC, and Stonehaven, LLC CIK Number 0001898840 Filed Document 0001898840-21-000004 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:53:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VesperMare EM Tactical Opportunities Offshore Fund LTD See All Filings	D	2021-12-30 15:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001901840 Filed Document 0000905718-21-001657 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:53:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIGEN Inc. See All Filings	D	2021-12-30 15:49:18 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001901989 Filed Document 0001901989-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:49:18 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VesperMare EM Tactical Opportunities Fund LP See All Filings	D	2021-12-30 15:49:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001901842 Filed Document 0000905718-21-001655 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:49:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquilo Capital LO, L.P. See All Filings	D/A	2021-12-30 15:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001691902 Filed Document 0001691902-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:47:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varagon Capital Direct Lending Fund International, SCSp See All Filings	D	2021-12-30 15:47:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001849034 Filed Document 0001849034-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:47:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VTR LS 1030 Mass Ave Holdco, LLC See All Filings	D	2021-12-30 15:47:27 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001902210 Filed Document 0001902210-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:47:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
RailPulse, LLC See All Filings	D	2021-12-30 15:47:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001901512 Filed Document 0001901512-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:47:05 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
CSC Kings View Realty Capital, LLC See All Filings	D	2021-12-30 15:44:38 UTC
Amount To Be Raised $4,182,000 Associated Brokers / Dealers N/A CIK Number 0001901907 Filed Document 0001901907-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:44:38 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clarity Financial, Inc. See All Filings	D	2021-12-30 15:43:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001901778 Filed Document 0001901778-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:43:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MC2 Security Fund B, LP See All Filings	D/A	2021-12-30 15:42:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001837839 Filed Document 0001837839-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:42:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Aptus MidCo, LLC See All Filings	D	2021-12-30 15:41:43 UTC
Amount To Be Raised $29,975,399 Associated Brokers / Dealers N/A CIK Number 0001902258 Filed Document 0001902258-21-000001 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:41:43 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
V'Ocean Investments Ltd. See All Filings	D/A	2021-12-30 15:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663683 Filed Document 0001663683-21-000002 Exclusions or Exemptions 506b Accepted Date 2021-12-30 15:41:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund